Regulatory Compliance Officer
vor 1 Monat
We are looking for a regulatory compliance professional to join this growing risk and compliance team.
This is a newly created role, you will be assisting in the identification, reporting and embedding of conduct and customer risk into the business including misleading and deceptive conduct, customer advocacy, competitive conduct, inappropriate marketing and conflicts of interest.
The organisation is going through significant growth and this role would suit a driven, curious and ambitious candidate looking to learn and progress their career.
Some of your responsibilities will include:
Assisting in the development, implementation and maintenance of the conduct risk management framework Overseeing the identification and management of conduct risk and regulatory compliance matters Developing tracking and monitoring of conduct and risk culture commitments Providing advice to the business to ensure understanding and effective management of conduct risk matters Analysing and processing data to provide relevant insights and trends Preparing risk reports for executive team and the board Preparing education and awareness for conduct and customer risk We are looking for a regulatory compliance professional to join this growing risk and compliance team.
This is a newly created role, you will be assisting in the identification, reporting and embedding of conduct and customer risk into the business including misleading and deceptive conduct, customer advocacy, competitive conduct, inappropriate marketing and conflicts of interest.
The organisation is going through significant growth and this role would suit a driven, curious and ambitious candidate looking to learn and progress their career.
Some of your responsibilities will include:
Assisting in the development, implementation and maintenance of the conduct risk management framework Overseeing the identification and management of conduct risk and regulatory compliance matters Developing tracking and monitoring of conduct and risk culture commitments Providing advice to the business to ensure understanding and effective management of conduct risk matters Analysing and processing data to provide relevant insights and trends Preparing risk reports for executive team and the board Preparing education and awareness for conduct and customer risk The ideal candidate will have:
Circa 2-4 years regulatory compliance experience Background in financial services or risk and compliance consulting is ideal Experience working in a second line role, compliance monitoring or oversight, framework building, or implementation will be beneficial Excellent communication skills with the ability to engage with and build relationships within the business Hands-on, proactive and adaptable, ability to work in a changing environment If this is of interest to you, please send your CV to Jerin Chowdhury at PX Resources at ****** or apply directly via the APPLY button. Be careful - Don't provide your bank or credit card details when applying for jobs. Don't transfer any money or complete suspicious online surveys. If you see something suspicious, report this job ad .
Sign in to start saving jobs in your profile. Don't have a Jora account? Register with: Do you want to receive recommendations for similar jobs?
#J-18808-Ljbffr
-
Compliance Officer
vor 2 Monaten
Brisbane, Österreich Compliance Wise VollzeitIn this role, your expertise as an enforcement officer will be crucial to upholding public health regulations.Beyond resilience and confidence in field investigations, you'll be adept at interpreting legislation and guidelines to ensure effective operations.Your duties will encompass planning and conducting compliance inspections and taking decisive...
-
Compliance Officer
vor 2 Monaten
Brisbane, Österreich Compliance Wise VollzeitIn this role, your expertise as an enforcement officer will be crucial to upholding public health regulations.Beyond resilience and confidence in field investigations, you'll be adept at interpreting legislation and guidelines to ensure effective operations.Your duties will encompass planning and conducting compliance inspections and taking decisive...
-
Regulatory Compliance Officer
vor 1 Monat
Brisbane, Österreich CHICO A19 P VollzeitWe are looking for a regulatory compliance professional to join this growing risk and compliance team.This is a newly created role, you will be assisting in the identification, reporting and embedding of conduct and customer risk into the business including misleading and deceptive conduct, customer advocacy, competitive conduct, inappropriate marketing and...
-
Regulatory Compliance Officer
vor 1 Monat
Brisbane, Österreich CHICO A19 P VollzeitCompliance & Risk (Banking & Financial Services) Full time We are looking for a regulatory compliance professional to join this growing risk and compliance team.This is a newly created role. You will be assisting in the identification, reporting, and embedding of conduct and customer risk into the business, including misleading and deceptive conduct,...
-
Regulatory Compliance Officer
vor 2 Wochen
Brisbane, Österreich Affinity Education Group VollzeitWhat we're looking forYou'll be responsible for ensuring effective actions are taken to satisfy regulatory authority requests and compliance with the National Law and Regulations (and associated legislation) across the organisation.The roleActing as the point of contact for communication and liaison across internal functions for investigation of individual...
-
Risk Advisory Manager
vor 3 Wochen
Brisbane, Österreich Heritage And People'S Choice VollzeitRisk Advisory Manager - Regulatory & ComplianceCompliance & Risk (Banking & Financial Services)Full timeAbout the role – Permanent, full-time based in Brisbane, Toowoomba or AdelaideWe are uplifting our risk maturity and risk culture in the Regulatory & Compliance division at People First Bank. Reporting to the Chief Regulatory and Compliance Officer, your...
-
Risk Advisory Manager
vor 3 Wochen
Brisbane, Österreich Heritage And People'S Choice VollzeitRisk Advisory Manager - Regulatory & ComplianceCompliance & Risk (Banking & Financial Services)Full timeAbout the role – Permanent, full-time based in Brisbane, Toowoomba or Adelaide We are uplifting our risk maturity and risk culture in the Regulatory & Compliance division at People First Bank.Reporting to the Chief Regulatory and Compliance Officer, your...
-
Risk Advisory Manager
vor 2 Wochen
Brisbane, Österreich Tideri Jobbörse VollzeitRisk Advisory Manager - Regulatory & Compliance Compliance & Risk (Banking & Financial Services) Full time About the role – Permanent, full-time based in Brisbane, Toowoomba or Adelaide We are uplifting our risk maturity and risk culture in the Regulatory & Compliance division at People First Bank.Reporting to the Chief Regulatory and Compliance Officer,...
-
Regulatory Compliance And Governance Manager
vor 1 Monat
Brisbane, Österreich Px Resources VollzeitRegulatory Compliance and Governance ManagerOur client is a large financial services institution uplifting their compliance, risk and governance teams.Reporting to the Head of Group Compliance, this role will be involved in building and embedding the compliance frameworks and play a business partnering role providing compliance monitoring, oversight, and...
-
Compliance Officer
vor 2 Monaten
Brisbane, Österreich Accord Care Qld Pty VollzeitCompliance Officer (NDIS Safety and Quality)Is Accord Care the Right Fit for You?You're in a role where you're good at what you do, but something feels like it's missing. With experience in Australian healthcare/disability spaces, you're seeking a workplace where you can genuinely belong—a place where the culture aligns with your values, and your...
-
Regulatory Compliance And Governance Manager
vor 1 Monat
Brisbane, Österreich Tideri Jobbörse VollzeitRegulatory Compliance and Governance Manager Our client is a large financial services institution uplifting their compliance, risk and governance teams.Reporting to the Head of Group Compliance, this role will be involved in building and embedding the compliance frameworks and play a business partnering role providing compliance monitoring, oversight, and...
-
Brisbane, Österreich Tideri Jobbörse VollzeitWhat we're looking for You'll be responsible for ensuring effective actions are taken to satisfy regulatory authority requests and compliance with the National Law and Regulations (and associated legislation) across the organisation.The role Acting as the point of contact for communication and liaison across internal functions for investigation of individual...
-
Brisbane, Österreich Tideri Jobbörse VollzeitRegulatory Compliance / Investigation Officer NDIS Quality and Safeguards Commission (NDIS Commission)The NDIS Commission is the dedicated national regulator of NDIS service providers and workers in Australia.The NDIS Commission upholds the rights of NDIS participants to quality and safe supports or services, including those received under the National...
-
Compliance Officer
vor 2 Monaten
Brisbane, Österreich Dxc Technology Inc. VollzeitAre you ready to be part of something truly innovative?At DXC, we are thrilled to announce the launch of our new self-insurance business operation, and we are looking for talented individuals to join our growing team. This is a unique opportunity to help shape the future of our operations, as we build a customer-focused service team from the ground up. At...
-
Compliance Officer
vor 2 Monaten
Brisbane, Österreich Dxc Technology Inc. VollzeitAre you ready to be part of something truly innovative?At DXC, we are thrilled to announce the launch of our new self-insurance business operation, and we are looking for talented individuals to join our growing team. This is a unique opportunity to help shape the future of our operations, as we build a customer-focused service team from the ground up. At...
-
Compliance Officer
vor 2 Monaten
Brisbane, Österreich Tideri Jobbörse VollzeitCompliance Officer (NDIS Safety and Quality) Is Accord Care the Right Fit for You?You're in a role where you're good at what you do, but something feels like it's missing.With experience in Australian healthcare/disability spaces, you're seeking a workplace where you can genuinely belong—a place where the culture aligns with your values, and your...
-
South Asia/Pac Esg Regulatory Compliance Specialist
vor 4 Wochen
Brisbane, Österreich Hitachi Vantara Corporation VollzeitDescriptionMission Statement:Hitachi Energy offers power and automation products, systems and service solutions across the generation, transmission and distribution value chain - enabling a stronger, smarter and greener power grid. We are seeking an ESG Regulatory & Product Material Compliance Counsel responsible for the South Asia/Pac region to be based in...
-
South Asia/Pac Esg Regulatory Compliance Specialist
vor 2 Monaten
Brisbane, Österreich Hitachi Vantara Corporation VollzeitDescription Mission Statement:Hitachi Energy offers power and automation products, systems and service solutions across the generation, transmission and distribution value chain - enabling a stronger, smarter and greener power grid. We are seeking an ESG Regulatory & Product Material Compliance Counsel responsible for the South Asia/Pac region to be based in...
-
Compliance Officer
vor 3 Wochen
Brisbane, Österreich Playtech VollzeitFounded in 1999, the company has a premium listing on the Main Market of the London Stock Exchange and is focused on regulated and regulating markets across its B2B and B2C businesses. Both divisions leverage Playtech's proprietary technology to deliver innovative products and services to ensure a safe, engaging and entertaining gaming experience.Playtech is...
-
Senior Compliance Officer
vor 4 Wochen
Brisbane, Österreich Titles Queensland VollzeitAdd expected salary to your profile for insights.Titles Queensland manages the land and water titles registries for Queensland and are the trusted experts in maintaining the reliability and integrity of one of our state's most significant registers of information, protecting people's most valuable assets.With over 750,000 lodgements and 2.7 million searches...
