Northern Trust | Regulatory Rules, Obligations
vor 2 Wochen
Regulatory Rules, Obligations & Inventory Specialist About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.
With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Role/Department
The Global Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation of regulatory and audit findings and the administration of regulatory affairs.
This Rules, Obligations & Inventory Specialist role sits within the GRAO with responsibility for providing subject matter expertise across a multi-year regulatory and risk program.
This role will report into the Regulatory Risk & Oversight Manager who is responsible for the delivery of the Rules Inventory as part of the Compliance Program.
The key responsibilities of the role include:
Responsible for supporting the Program Lead for Rules Inventory and the build out for legal entities and business units in region.
Collaborating with legal and regulatory subject matter experts across all Lines of Defense.
Support Working Group meetings maintaining efficient and appropriate governance.
Maintain clear documentation, data and audit trails around interpretation and traceability.
Serve as a key contributor to continuous improvement on the Rules Inventory framework and governance models.
Take ownership of activities but solicit support as needed to drive successful regulatory outcomes.
Skills / Experience
The successful candidate will benefit from having:
Deep understanding of regulatory, compliance and risk related matters.
Knowledge of the financial services industry, especially asset servicing, wealth management and banking.
Strong attention to detail and analytical skills.
Great skills across communication, facilitation, interpersonal, and conflict resolution.
Ability to establish trust-based relationships with stakeholders.
Strong problem-solving, organizational, and time management skills.
Working with Us:
As a Northern Trust partner, greater achievements await.
You will be part of a flexible and collaborative work culture.
Movement within the organization is encouraged, and senior leaders are accessible.
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities.
If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at
Apply today and talk to us about your flexible working requirements.
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