Head Of Compliance
vor 1 Monat
This job offer is not available in your country.About UsFarrer Capital is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results.Our goal is to produce exceptional returns facilitated by an investment research process that leverages our domain expertise across global commodity markets, supply and demand analysis and a novel AI approach.At Farrer Capital, we foster a culture of learning and collaboration among the world's most talented investment professionals, researchers, and engineers.We're a fully distributed, remote-first company, with our growing team located across North and South America, Australia, and Europe.We empower our team to experiment with their ideas and create commercial solutions that propel their growth and make a real impact.Who We Are Looking ForWe are seeking an exceptional individual to take the reins as Head of Compliance, reporting directly to the Chief Operating Officer.You must have extensive experience in compliance specifically across global futures and may have even previously worked with a financial regulator.The successful candidate will ensure that compliance policies, procedures, and oversight are appropriately maintained, enforced, and updated.They will promote a culture of compliance and best practice and have responsibility and authority to develop and manage appropriate policies and procedures globally across our team, platforms and vendors.Key ResponsibilitiesRegulatory Compliance & Filings (including but not limited to):CFTC Regulations: Ensure adherence to CFTC rules, including registration requirements for commodity pool operators (CPOs) and commodity trading advisors (CTAs).Comply with CFTC reporting requirements.NFA membership: compliance, audits and examinations.CIMA membership and reporting.Australian Financial Securities License (AFSL) membership and reporting.Manage 3rd party compliance relationships.Liaison with regulators.Keep senior management constantly appraised of the overall compliance landscape and exposures with the commodities business as well as tracking relevant regulatory developments.Reviewing and approving (as appropriate) experts, research providers, new brokers and counterparties.Review employee disclosures and personal trading pre-approval requests.Development and implementation of policies.Compliance policy and procedure documentation (regulatory and operational).Operational compliance.Internal controls and governance.Trading and execution compliance (including trade surveillance).Reporting and record keeping.Monitoring and surveillance (both e-comms and trading surveillance).Internal and external reviews & audits.Code of conduct.Training and education.Fostering compliance culture, training, awareness & programs.Third-party service providers monitor and compliance.Technology and systems: Ensure that trading and compliance systems are secure, reliable, and compliant with industry standards.Investor communications.Note some international travel to visit trading personnel and senior management may be required from time to time.RequirementsAbout YouBachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree or professional certifications preferred.5-10 years minimum of experience in compliance within the financial services industry, with a focus on hedge funds or asset management.Strong knowledge and experience of Fixed Income and Commodities.Strong knowledge of regulatory requirements and industry standards applicable to a commodity hedge fund.Proven experience in managing compliance programs and leading training, education and culture creation.Excellent analytical, problem-solving, and decision-making skills.Strong communication and interpersonal skills, with the ability to interact effectively with senior management, regulators, and other stakeholders.High level of integrity and professional ethics.We believe that diversity is critical to our success.
We will not discriminate on the basis of race, religion, national origin, gender identity or expression, sexual orientation, age, or marital, veteran, or disability status.#J-18808-Ljbffr
-
Head Of Compliance
vor 2 Monaten
Central Coast, Österreich Clearcompany VollzeitAbout Us Farrer Capital is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results.Our goal is to produce exceptional returns facilitated by an investment research process that leverages our domain expertise across global commodity markets, supply and demand analysis and a novel AI...
-
Head Of Compliance, Audit,
vor 4 Wochen
Central Coast, Österreich At VollzeitFull timeAre you a seasoned compliance leader ready to shape the strategic future of risk management in an organisation experiencing tremendous growth?At MiQ Private Wealth, we're seeking an exceptional Head of Compliance, Audit, and Risk to oversee the pillars of governance, protect our reputation, and ensure our continued success as a leader in private...
-
Head Of Compliance, Australia Australia
vor 3 Monaten
Central Coast, Österreich Tbwa ChiatDay Inc VollzeitAspire is the leading all-in-one finance operating system for growing businesses in APAC.We are on a mission to reinvent business finance for a new generation of entrepreneurs and business owners, empowering startups and MSME to realise their full potential.Founded in 2018, Aspire has raised over USD 300M+ across equity and debt from world-class investors.In...
-
At | Head Of Compliance, Audit,
vor 4 Wochen
Central Coast, Österreich Tideri Jobbörse VollzeitFull time Are you a seasoned compliance leader ready to shape the strategic future of risk management in an organisation experiencing tremendous growth?At MiQ Private Wealth, we're seeking an exceptional Head of Compliance, Audit, and Risk to oversee the pillars of governance, protect our reputation, and ensure our continued success as a leader in private...
-
Central Coast, Österreich Tideri Jobbörse VollzeitHead of Regional Risk and Compliance, Public Sector At Google, we have a vision of empowerment and equitable opportunity for all Aboriginal and Torres Strait Islander peoples and commit to building reconciliation through Google's technology, platforms and people and we welcome Indigenous applicants.Please see our Reconciliation Action Plan for more...
-
Head Of Finance
vor 1 Monat
Central Coast, Österreich Talentweb VollzeitAbout the RoleOur client, a high growth FMCG is seeking an accomplished and strategic Head of Finance to join their dynamic leadership team.This role is pivotal in driving the financial health and sustainability of the organisation.The Head of Finance will partner closely with the CEO and play a key role in shaping financial strategies, overseeing financial...
-
Central Coast, Österreich Tideri Jobbörse VollzeitHead of Risk and Compliance - Australia As the Head of Risk and Compliance – Australia, you will play a pivotal role in enabling FNZ Group to meet its strategic goals while protecting the organisation's value and reputation.You will be responsible for driving the development and implementation of FNZ's risk and compliance framework, ensuring it meets the...
-
Head Of Home Care
Vor 3 Tagen
Central Coast, Österreich E4 Recruitment VollzeitAged & Disability Support (Community Services & Development) Full time Head of Home CareAs Head of Home Care Services for this Aged Care Provider, you will report directly to the Chief Operating Officer (COO).This is an exciting opportunity for someone who is looking to step into a role with a smaller organisation, where you can be influential in...
-
Head Of Tax
vor 4 Wochen
Central Coast, Österreich At VollzeitAn exciting opportunity to join a leading Global Financial Services company with a diverse portfolio of national and international clients.They are now seeking an experienced Head of Tax to lead the tax function and drive the strategic management of tax compliance, reporting, and advisory.This is a senior leadership role within the organization, providing...
-
Head Of Events Management
vor 1 Monat
Central Coast, Österreich Buscojobs VollzeitHead of Events Management Department : AR Customer Resolution & Remediation Executive OffDivision : Australia RetailLocation : Melbourne or SydneyAbout Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers.About the Role As the Head of...
-
Head Of Infrastructure
vor 3 Wochen
Central Coast, Österreich At VollzeitAdd expected salary to your profile for insightsThe RoleAs Head of Infrastructure, you'll play a pivotal role in enabling the growth and success of a market leading Australian business.You'll lead a talented team, foster collaboration, and champion innovative solutions.Your expertise will be instrumental in ensuring the reliability, security, and scalability...
-
Head Of Teaching
vor 2 Monaten
Central Coast, Österreich Beaumont People VollzeitManagement - Vocational (Education & Training) Head of Teaching and Learning – NAISDA This employment opportunity is identified for an Aboriginal or Torres Strait Islander person. Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW). Be part of...
-
Head Of Bookkeeping
vor 3 Wochen
Central Coast, Österreich At VollzeitAre you ready to lead a dynamic team and drive growth in bookkeeping services while managing a diverse portfolio of clients?We are seeking an experienced and driven Head of Bookkeeping to oversee and expand our bookkeeping operations.About the RoleAs Head of Bookkeeping, you will lead both in-house and offshore teams, ensuring the seamless delivery of...
-
Head Of Finance
vor 1 Monat
Central Coast, Österreich Tideri Jobbörse VollzeitThis job offer is not available in your country.At Seventh Street Ventures, we are a small business operating across a range of industries including e-commerce, hospitality, property, early education, media/events, and social enterprise.We are constantly evolving and growing, always interested in learning about, assessing, and investing in new opportunities...
-
Head Of Teaching
vor 2 Monaten
Central Coast, Österreich Beaumont People VollzeitHead of Teaching and Learning – NAISDA This employment opportunity is identified for an Aboriginal or Torres Strait Islander person.Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW).Be part of the Executive Team Central Coast Location...
-
Head Of Internal Audit
vor 1 Monat
Central Coast, Österreich Tideri Jobbörse VollzeitThe Mutual Bank is positioned in one of the fastest-growing local government areas and we are seeking a Head of Internal Audit to join our dynamic Executive team.With our trusted brand, we are making significant investments in our business and people, ensuring that our members remain at the heart of every decision we make.About the roleAre you ready to be...
-
Head Of Quality Assurance
vor 1 Monat
Central Coast, Österreich Tideri Jobbörse VollzeitThis job offer is not available in your country.Quality Assurance & Control (Science & Technology) Full time About The Company Our client is a leading CDMO dedicated to the development, manufacturing, and distribution of nucleic acid products.They are committed to ensuring the safety, efficacy, and compliance of products to meet regulatory standards and...
-
Head Of Retrofit
vor 3 Wochen
Gold Coast, Österreich Ardour Associates Ltd VollzeitHead of RetrofitRole OverviewThe Head of Retrofit will act as a senior leader and project coordinator, driving compliance, quality, and efficiency across retrofit projects. This pivotal role requires close collaboration with operations managers and department heads to ensure every phase—from assessment to implementation—meets industry standards (PAS...
-
Buscojobs | Svp
vor 3 Wochen
Central Coast, Österreich Tideri Jobbörse VollzeitSVP, Global Head of Strategic Research and Head of ANZ Client Services Part 1 - Head of ANZ Client Services Job Description Reporting to the Director, Head of International, the incumbent should have expertise in engaging with global and regional financial institutions, consulting firms, and / or large corporations.In-depth knowledge of the Australian market...
-
Head Of Retrofit
vor 3 Wochen
Gold Coast, Österreich Ardour Associates Ltd VollzeitHead of Retrofit Role Overview The Head of Retrofit will act as a senior leader and project coordinator, driving compliance, quality, and efficiency across retrofit projects.This pivotal role requires close collaboration with operations managers and department heads to ensure every phase—from assessment to implementation—meets industry standards (PAS...
