Head Of Compliance

vor 12 Stunden

Central Coast, Österreich Buscojobs Vollzeit

This job offer is not available in your country.About UsFarrer Capital is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results.Our goal is to produce exceptional returns facilitated by an investment research process that leverages our domain expertise across global commodity markets, supply and demand analysis and a novel AI approach.At Farrer Capital, we foster a culture of learning and collaboration among the world's most talented investment professionals, researchers, and engineers.We're a fully distributed, remote-first company, with our growing team located across North and South America, Australia, and Europe.We empower our team to experiment with their ideas and create commercial solutions that propel their growth and make a real impact.Who We Are Looking ForWe are seeking an exceptional individual to take the reins as Head of Compliance, reporting directly to the Chief Operating Officer.You must have extensive experience in compliance specifically across global futures and may have even previously worked with a financial regulator.The successful candidate will ensure that compliance policies, procedures, and oversight are appropriately maintained, enforced, and updated.They will promote a culture of compliance and best practice and have responsibility and authority to develop and manage appropriate policies and procedures globally across our team, platforms and vendors.Key ResponsibilitiesRegulatory Compliance & Filings (including but not limited to):CFTC Regulations: Ensure adherence to CFTC rules, including registration requirements for commodity pool operators (CPOs) and commodity trading advisors (CTAs).Comply with CFTC reporting requirements.NFA membership: compliance, audits and examinations.CIMA membership and reporting.Australian Financial Securities License (AFSL) membership and reporting.Manage 3rd party compliance relationships.Liaison with regulators.Keep senior management constantly appraised of the overall compliance landscape and exposures with the commodities business as well as tracking relevant regulatory developments.Reviewing and approving (as appropriate) experts, research providers, new brokers and counterparties.Review employee disclosures and personal trading pre-approval requests.Development and implementation of policies.Compliance policy and procedure documentation (regulatory and operational).Operational compliance.Internal controls and governance.Trading and execution compliance (including trade surveillance).Reporting and record keeping.Monitoring and surveillance (both e-comms and trading surveillance).Internal and external reviews & audits.Code of conduct.Training and education.Fostering compliance culture, training, awareness & programs.Third-party service providers monitor and compliance.Technology and systems: Ensure that trading and compliance systems are secure, reliable, and compliant with industry standards.Investor communications.Note some international travel to visit trading personnel and senior management may be required from time to time.RequirementsAbout YouBachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree or professional certifications preferred.5-10 years minimum of experience in compliance within the financial services industry, with a focus on hedge funds or asset management.Strong knowledge and experience of Fixed Income and Commodities.Strong knowledge of regulatory requirements and industry standards applicable to a commodity hedge fund.Proven experience in managing compliance programs and leading training, education and culture creation.Excellent analytical, problem-solving, and decision-making skills.Strong communication and interpersonal skills, with the ability to interact effectively with senior management, regulators, and other stakeholders.High level of integrity and professional ethics.We believe that diversity is critical to our success.
We will not discriminate on the basis of race, religion, national origin, gender identity or expression, sexual orientation, age, or marital, veteran, or disability status.#J-18808-Ljbffr

  • Head Of Compliance

    vor 1 Monat

    Central Coast, Österreich Clearcompany Vollzeit

    About Us Farrer Capital is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results.Our goal is to produce exceptional returns facilitated by an investment research process that leverages our domain expertise across global commodity markets, supply and demand analysis and a novel AI...

  • Head Of Compliance

    vor 1 Monat

    Central Coast, Österreich Clearcompany Vollzeit

    About Us Farrer Capital is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results.Our goal is to produce exceptional returns facilitated by an investment research process that leverages our domain expertise across global commodity markets, supply and demand analysis and a novel AI...

  • Head Of Compliance, Australia Australia

    vor 2 Monaten

    Central Coast, Österreich Tbwa ChiatDay Inc Vollzeit

    Aspire is the leading all-in-one finance operating system for growing businesses in APAC.We are on a mission to reinvent business finance for a new generation of entrepreneurs and business owners, empowering startups and MSME to realise their full potential.Founded in 2018, Aspire has raised over USD 300M+ across equity and debt from world-class investors.In...

  • Deputy Head

    vor 1 Monat

    Central Coast, Österreich Reserve Bank Of Australia Vollzeit

    Deputy Head - Business Oversight, Risk & Compliance Are you ready to lead a dynamic team that will play a pivotal role in transforming risk management at the Reserve Bank of Australia?We are seeking a visionary Deputy Head – Business Oversight, Risk & Compliance, to join us in a strategic Line 2 role, overseeing the management of material risks in business...

  • Head Of Regional Risk And Compliance, Public Sector

    Vor 4 Tagen

    Central Coast, Österreich Tideri Jobbörse Vollzeit

    Head of Regional Risk and Compliance, Public Sector At Google, we have a vision of empowerment and equitable opportunity for all Aboriginal and Torres Strait Islander peoples and commit to building reconciliation through Google's technology, platforms and people and we welcome Indigenous applicants.Please see our Reconciliation Action Plan for more...

  • Head Of Regional Risk And Compliance, Public Sector

    vor 1 Monat

    Central Coast, Österreich Tideri Jobbörse Vollzeit

    Head of Regional Risk and Compliance, Public Sector corporate_fare Google place Sydney NSW, Australia; Canberra ACT, Australia Apply About the job As the Head of Regional Risk and Compliance (CISO Defense) Australia, you will be primarily responsible for managing the Defense Industry Security Accreditation Program (DISP) Uplift and begin the development of...

  • Head Of Finance

    vor 12 Stunden

    Central Coast, Österreich Talentweb Vollzeit

    About the RoleOur client, a high growth FMCG is seeking an accomplished and strategic Head of Finance to join their dynamic leadership team.This role is pivotal in driving the financial health and sustainability of the organisation.The Head of Finance will partner closely with the CEO and play a key role in shaping financial strategies, overseeing financial...

  • Head Of Quality Assurance

    vor 1 Monat

    Central Coast, Österreich Tideri Jobbörse Vollzeit

    Bindaree Food Group (BFG) is a vertically integrated supply chain business delivering global meat solutions both domestically and internationally and has solidified its position as a prominent leader in the Australian meat industry.Reporting to the General Manager - Operations as our Head of Quality Assurance you will have deep Quality Assurance knowledge in...

  • Head Of Data

    vor 1 Monat

    Central Coast, Österreich Tideri Jobbörse Vollzeit

    Lead data strategy & innovation for a top Australian brand, driving analytics, insights, and governance to fuel growth and enhance customer experience Head of Data - Drive Innovation and Analytics Excellence Join an iconic Australian brand in a senior leadership role as the Head of Data.Reporting directly to the Chief Information Officer, this role offers a...

  • Head Of Teaching

    vor 1 Monat

    Central Coast, Österreich Execthread Vollzeit

    The Company is seeking a Head of Teaching and Learning to join their Executive Team.This pivotal role is dedicated to leading the teaching and learning team, developing and implementing a 4-5 year teaching and learning strategy that aligns with the organization's vision and cultural values.The successful candidate will work closely with the Executive Team on...

  • Head Of Events Management

    Vor 2 Tagen

    Central Coast, Österreich Buscojobs Vollzeit

    Head of Events Management Department : AR Customer Resolution & Remediation Executive OffDivision : Australia RetailLocation : Melbourne or SydneyAbout Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers.About the Role As the Head of...

  • Head Of Teaching

    vor 1 Monat

    Central Coast, Österreich Beaumont People Vollzeit

    Management - Vocational (Education & Training)Head of Teaching and Learning – NAISDAThis employment opportunity is identified for an Aboriginal or Torres Strait Islander person.Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW).Be part of the...

  • Head Of Teaching

    vor 1 Monat

    Central Coast, Österreich Beaumont People Vollzeit

    Management - Vocational (Education & Training)Head of Teaching and Learning – NAISDAThis employment opportunity is identified for an Aboriginal or Torres Strait Islander person.Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW).Be part of the...

  • Head Of Teaching

    vor 4 Wochen

    Central Coast, Österreich Beaumont People Vollzeit

    Head of Teaching and Learning – NAISDAThis employment opportunity is identified for an Aboriginal or Torres Strait Islander person. Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW). Be part of the Executive TeamCentral Coast LocationLeading...

  • Head Of Teaching

    vor 2 Wochen

    Central Coast, Österreich Beaumont People Vollzeit

    Management - Vocational (Education & Training) Head of Teaching and Learning – NAISDA This employment opportunity is identified for an Aboriginal or Torres Strait Islander person. Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW). Be part of...

  • Head Of Finance

    vor 1 Tag

    Central Coast, Österreich Tideri Jobbörse Vollzeit

    This job offer is not available in your country.At Seventh Street Ventures, we are a small business operating across a range of industries including e-commerce, hospitality, property, early education, media/events, and social enterprise.We are constantly evolving and growing, always interested in learning about, assessing, and investing in new opportunities...

  • Head Of Teaching

    vor 4 Wochen

    Central Coast, Österreich Beaumont People Vollzeit

    Head of Teaching and Learning – NAISDAThis employment opportunity is identified for an Aboriginal or Torres Strait Islander person.Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW). Be part of the Executive Team Central Coast LocationLeading...

  • Head Of Teaching

    vor 1 Monat

    Central Coast, Österreich Beaumont People Vollzeit

    Head of Teaching and Learning – NAISDA    This employment opportunity is identified for an Aboriginal or Torres Strait Islander person.Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW).Be part of the Executive Team Central Coast Location...

  • Head Of Internal Audit

    Vor 2 Tagen

    Central Coast, Österreich Tideri Jobbörse Vollzeit

    The Mutual Bank is positioned in one of the fastest-growing local government areas and we are seeking a Head of Internal Audit to join our dynamic Executive team.With our trusted brand, we are making significant investments in our business and people, ensuring that our members remain at the heart of every decision we make.About the roleAre you ready to be...

  • Head Of Teaching

    vor 4 Wochen

    Central Coast, Österreich Beaumont People Vollzeit

    Head of Teaching and Learning – NAISDA This employment opportunity is identified for an Aboriginal or Torres Strait Islander person. Being an Australian Aboriginal or Torres Strait Islander person is a genuine occupational requirement under section 14(d) of the Anti-Discrimination Act 1977 (NSW). Be part of the Executive TeamCentral Coast Location Leading...