Head Of Compliance And Designated Aml Officer
vor 2 Monaten
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.The role of Head of Compliance (HoC) will lead the way in the maintenance, development and oversight of compliance practices and procedures in meeting financial services, anti-money laundering, conduct expectations and all other regulatory requirements.Responsibilities:Liaise and report to the relevant regulatory bodies (e.g. ASIC, AFCA)Act as an adviser to the company's board of directors and senior management on general compliance issuesMaintain an up-to-date understanding of relevant aspects of prevailing business practices in the Company and the application of regulations to its businessEnsure local operation/administration procedures comply with relevant regulations and that this is adequately documentedEnsure staff are trained in local regulatory requirements and receive induction training, and all staff required to comply with the relevant regulator's training and competence regimes do soAdvise staff of regulatory issues as and when requiredConduct and record regular monitoring to ensure that business and transactions of the Company are conducted in compliance with in-house rules and regulationsEnsure that client due diligence compliance procedures are adequateEnsure any issues arising are satisfactorily addressed and resolvedInvestigate issues of concern in relation to compliance as and when requiredAssess the Company's status of compliance and report periodically to senior management and the board of directors keeping them informed of all relevant mattersDesign and review the Company's internal policies and procedures related to compliance matters and controls relevant to the prevention of money laundering and terrorist financing and ensure the policies of the Company are always in line with local and international regulationsMonitor and assess the correct and effective implementation of the policies in relation to the prevention of money laundering and terrorist financing, implementation of the risk management and procedures manual, apply monitoring mechanisms in order to assess the level of compliance of the departments and employees of the company; give guidance for corrective measures where necessary and inform the Board of Directors if neededDetect, record and evaluate, at least on an annual basis, all risks arising from existing and new customers, new financial instruments and services, and update and amend the systems and procedures applied by the CompanyAssist with internal and external auditProvide advice and guidance to employees on subjects related to general compliance mattersDetermine the Company's departments that need further training and education and organise appropriate training sessions/seminarsPrepare and apply an annual staff training programAssess the adequacy of the education and training providedPrepare the Annual Report of the Compliance OfficerRespond to all requests and queries from the Commission, and provide them with all requested informationRequirements:Bachelor degree in relation to law (preferably)5 years of practical experience in a similar roleA strong working knowledge of Australian financial services regulations and requirementsExperience working within an Australian CFD and margin FX industry is desirableExperience with working overseas within a global financial institutionStrong problem-solving skills with a demonstrable track record of effectively managing a complex range of stakeholdersAbility to be a self-starter and proven demonstration of having a hands-on approachAbility to confidently talk about current/past performance, professional approach and presentable appearance at all timesHighly articulate communication skills both written and oralTeam management and leadership experienceFull eligibility to work in AustraliaWhat you'll get in return:Competitive SalaryInternational Team CollaborationState-of-the-art EquipmentGenerous Annual Leave PolicyEmployee Referral ProgramComprehensive Private Medical InsuranceAnnual Global Performance Review CycleBe a key player at the forefront of the digital assets movement, propelling your career to new heightsJoin a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.Work alongside one of the most brilliant teams in the industry.
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