Investment Compliance And Engagement Lead
vor 3 Monaten
JOB DESCRIPTION Join the Investment Compliance team as an Engagement Lead, Vice President
Are you passionate about Investment Compliance and driven to ensure clients experience best in class service?
Are you enthusiastic about change and maximizing opportunities to improve?
If so, then this position may be the right one for you
As an Engagement Lead within the Investment Compliance team, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible environment.
In this dynamic and evolving space, you will be responsible for delivering best in class data solutions to our institutional clients, adapting to evolving regulations and influencing the global regulatory framework that supports our products.
You will act as a senior contact for clients covering all items of their service, including meetings, adoption of best practice and escalations.
Job responsibilities Ability to manage and impact critical relationships whilst showcasing Senior Client Facing Presence.
Identify engagement gaps across clients, then design, plan and execute strategies through to completion.
Work closely with Product partners and the Operations team(s) on the development agenda, regulation updates and designing communication materials for our client base.
Design and run client engagement agenda.
Own specific client relationships from an Operational perspective, as required, ensuring stakeholders have the right level of attention and engagement.
Maintain a thorough understanding of industry, market and regulatory developments related to all regulatory reporting, engagement and disclosure requirements for asset owners and asset managers.
Provide compliance-related guidance and regulatory expertise to clients.
Assist the Operations team with client management/engagement to maximize their use of functionality within the product.
Partner with Client Service to help change client behaviour where required and act as senior escalation contact for client relationships.
Participate in RFPs, attend client service review meetings and calls.
Required qualifications, capabilities, and skills Experience in Post Trade Investment Compliance with an expertise in rule interpretation and coding.
Project management skills.
Knowledge of the 40 Act, IRS, UCITS, AIFMD, TCFD, SFDR, along with an overall understanding of regulations relating to pension plans, adviser and mutual funds.
Client Service/Client Management skills for large and complex Asset Managers / Owners and/or Investment Advisors.
Excellent financial instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay strategies.
Experience in working with and communicating to senior investment and compliance professionals.
Experience with Investment Compliance systems such as TRAC, Charles River.
Effective analytical and problem-solving skills including taking the initiative to drive change and enhance controls with excellent attention to detail.
Experience in managing compliance or related staff, at various levels.
Must have excellent verbal and written communication skills; ability to communicate with clients and senior internal partners.
Preferred qualifications, capabilities, and skills Industry (inc ESG) Qualifications.
10+ Years experience in a client facing role.
Experience of leading large teams would be beneficial, but not a requirement.
ABOUT US J.
P.
Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors.
Our first-class business in a first-class way approach to serving clients drives everything we do.
We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success.
We are an equal opportunity employer and place a high value on diversity and inclusion at our company.
We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law.
We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.
Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services.
The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries.
We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.
#J-18808-Ljbffr
-
Community Engagement And Investment Manager
vor 1 Monat
Sydney, Österreich Tideri Jobbörse VollzeitCommunity Engagement and Investment Manager Fantastic new opportunity for a Community Engagement and Investment Manager High performing, diverse, inclusive, and supportive organisation Proudly making a difference with the transition to renewable energy Based in Sydney Competitive salary and benefits Award winning Family Friendly organisation The Opportunity...
-
Risk And Compliance Manager
Vor 3 Tagen
Sydney, Österreich Mercer VollzeitWe are seeking a talented individual to join our Investments Risk Management team at Mercer.This role will be based in Melbourne or Sydney.This is a hybrid role that has a requirement of working at least two to three days a week in the office.Risk and Compliance Manager – InvestmentsWe will count on you to: Manage breaches and incidents and ensure timely...
-
Analyst, Investment Compliance
vor 4 Wochen
Sydney, Österreich BNP Paribas VollzeitOverall Job Purpose The Investment Compliance Analyst role sits within the P&C Client Delivery team.The primary function of the role requires the performing of day to day monitoring of rules within client IMA's, assisting in the day to day investment process.The Investment Compliance Analyst interacts directly with clients and/or investment managers...
-
Head Of Investment Risk Governance
vor 2 Monaten
Sydney, Österreich T+O+M Executive VollzeitCompliance & Risk (Banking & Financial Services)Full timeA major financial services business is recruiting a senior investment risk professional to lead their investment risk and oversight activities across the organisation.Key Responsibilities:Provide oversight of the effective and consistent execution of the Risk Management Strategy (RMS) and Compliance...
-
Head Of Investment Risk Governance
vor 2 Monaten
Sydney, Österreich T+O+M Executive VollzeitCompliance & Risk (Banking & Financial Services) Full time A major financial services business is recruiting a senior investment risk professional to lead their investment risk and oversight activities across the organisation.Key Responsibilities: Provide oversight of the effective and consistent execution of the Risk Management Strategy (RMS) and Compliance...
-
Head Of Investment Risk Governance
vor 1 Monat
Sydney, Österreich At VollzeitCompliance & Risk (Banking & Financial Services)Full timeA major financial services business is recruiting a senior investment risk professional to lead their investment risk and oversight activities across the organisation.Key Responsibilities: Provide oversight of the effective and consistent execution of the Risk Management Strategy (RMS) and Compliance...
-
Australian Securities And Investments Commission
vor 3 Wochen
Sydney, Österreich Accpa VollzeitThis is a key role in the wider External Communications team and is accountable for ASIC Commissioner and executive leader speeches and speaking engagements, as well as opinion pieces, briefs and reports.Please include your resume and a short covering letter, along with relevant examples of your written, and ideally published, work.Applications for this role...
-
Analyst, Investment Compliance
vor 2 Wochen
Sydney, Österreich Efinancialcareers Ltd. VollzeitAnalyst, Investment Compliance - BNP ParibasOverall Job PurposeThe Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA's, assisting in the day to day investment process.The Investment Compliance Analyst interacts directly with...
-
Analyst, Investment Compliance
vor 2 Wochen
Sydney, Österreich Efinancialcareers Ltd. VollzeitAnalyst, Investment Compliance - BNP ParibasOverall Job PurposeThe Investment Compliance Analyst role sits within the P&C Client Delivery team.The primary function of the role requires the performing of day to day monitoring of rules within client IMA's, assisting in the day to day investment process.The Investment Compliance Analyst interacts directly with...
-
Analyst, Investment Compliance
vor 2 Wochen
Sydney, Österreich Efinancialcareers Ltd. VollzeitAnalyst, Investment Compliance - BNP ParibasOverall Job PurposeThe Investment Compliance Analyst role sits within the P&C Client Delivery team.The primary function of the role requires the performing of day to day monitoring of rules within client IMA's, assisting in the day to day investment process.The Investment Compliance Analyst interacts directly with...
-
Investment Performance Analysis, Officer
vor 3 Monaten
Sydney, Österreich Tideri Jobbörse VollzeitWho we are looking for: We are looking for an exceptional individual to become an Investment Analytics (IA) client lead covering investment performance, attribution, risk, and mandate compliance working in our regional IA team. Why this role is important to us: The team you will be joining is a part of State Street Global Services (SSGS).SSGS gives asset...
-
Senior Analyst, Investment Services And Solutions
vor 2 Wochen
Sydney, Österreich Ioof Holdings Limited VollzeitSenior Analyst, Investment Services and Solutions Location: Sydney, NSW, AU, 2000 Employment Type: Permanent Full Time The opportunity to join our team The Investment Services and Solutions team (IS&S) within MLC Asset Management Services provides operational management and support to the Asset Management business units in the achievement of their...
-
Senior Analyst, Investment Services And Solutions
vor 2 Wochen
Sydney, Österreich Ioof Holdings Limited VollzeitSenior Analyst, Investment Services and SolutionsLocation: Sydney, NSW, AU, 2000Employment Type: Permanent Full TimeThe opportunity to join our team The Investment Services and Solutions team (IS&S) within MLC Asset Management Services provides operational management and support to the Asset Management business units in the achievement of their objectives....
-
Analyst, Investments, Renewable Power
vor 1 Monat
Sydney, Österreich Brookfield Investment Management Australia Pty Ltd VollzeitAnalyst, Investments, Renewable PowerAnalyst, Investments, Renewable PowerLocation: Sydney - 10 Carrington Street, Level 20Business: Renewable Power & TransitionBrookfield Renewable and Transition operates one of the world's largest publicly traded platforms for renewable power and decarbonization solutions.Our diversified portfolio consists of...
-
Senior Analyst, Investment Services And Solutions
vor 2 Wochen
Sydney, Österreich Ioof Holdings Limited VollzeitSenior Analyst, Investment Services and SolutionsLocation: Sydney, NSW, AU, 2000Employment Type: Permanent Full TimeThe opportunity to join our teamThe Investment Services and Solutions team (IS&S) within MLC Asset Management Services provides operational management and support to the Asset Management business units in the achievement of their objectives....
-
Analyst, Investments, Renewable Power
vor 1 Monat
Sydney, Österreich Brookfield Investment Management Australia Pty Ltd VollzeitAnalyst, Investments, Renewable PowerAnalyst, Investments, Renewable Power Location: Sydney - 10 Carrington Street, Level 20Business: Renewable Power & TransitionBrookfield Renewable and Transition operates one of the world's largest publicly traded platforms for renewable power and decarbonization solutions. Our diversified portfolio consists of...
-
Analyst, Investments, Renewable Power
vor 1 Monat
Sydney, Österreich Brookfield Investment Management Australia Pty Ltd VollzeitAnalyst, Investments, Renewable PowerAnalyst, Investments, Renewable PowerLocation: Sydney - 10 Carrington Street, Level 20Business: Renewable Power & TransitionBrookfield Renewable and Transition operates one of the world's largest publicly traded platforms for renewable power and decarbonization solutions. Our diversified portfolio consists of...
-
Analyst, Investments, Renewable Power
vor 1 Monat
Sydney, Österreich Brookfield Investment Management Australia Pty Ltd VollzeitAnalyst, Investments, Renewable Power Analyst, Investments, Renewable Power Location: Sydney - 10 Carrington Street, Level 20 Business: Renewable Power & Transition Brookfield Renewable and Transition operates one of the world's largest publicly traded platforms for renewable power and decarbonization solutions.Our diversified portfolio consists of...
-
Investment Data Project Lead
vor 1 Monat
Sydney, Österreich Marsh & Mclennan Companies VollzeitCompany: MercerMercer is seeking candidates for the following position based in the Melbourne or Sydney office:Investment Data Project LeadMercer's Delegated Investment Solutions are looking to enhance our global data team with the addition of an experienced Investment Data Project Lead.What we offer is a chance to join a company that is not only winning,...
-
Sydney, Österreich Tideri Jobbörse VollzeitThis is a key role in the wider External Communications team and is accountable for ASIC Commissioner and executive leader speeches and speaking engagements, as well as opinion pieces, briefs and reports.Please include your resume and a short covering letter, along with relevant examples of your written, and ideally published, work.Applications for this role...
