Head Of Line 1 Risk, Compliance And Controls

vor 2 Wochen


Sydney, Österreich Amp Services Vollzeit

Head of Line 1 Risk, Compliance and Controls

If you live in Australia or New Zealand, you've likely heard of AMP.
But at a time when society is changing, we are too.
We're now a nimbler business with new leadership and thinking.For us, these are exciting times.
There's a real potential for big thinkers to help us redefine what financial services could be.
And turn our legacy into something even more positive and powerful for the future.Help people create their tomorrow, while you create yoursWe help people with their banking, super, retirement and finances.
Through upturns, downturns, recessions, and major life transitions.
Every day, we help people see and make more of their financial potential, so that they can create their tomorrow.
And we've been doing it for over 170 years.If we do our job well, we genuinely add to the prosperity of our country and its people.How you'll make an impactThe core purpose of the Head of Line 1 Risk, Compliance and Controls is to lead the management of risks within appetite, ensure controls are designed and operating effectively and the Platforms business is compliant with the relevant obligations.This role will focus on working with the Platforms business to ensure risks are managed, controls are in place and operating effectively, compliance obligations are well understood, and mechanisms are in place to comply.
This will support growth in the business and protect the licence and the reputation of the business.Specifically:Ensure the design and documentation of controls that are efficient and effective and support compliance with obligations.Lead the development and execute control testing plan across the business to provide assurance on the design and operating effectiveness of the control environment.Lead the team to participate in the delivery of change initiatives across the business with required risk and compliance activities.Lead the planning and execution of risk deep dives across the business as required where there are systemic issues or other matters where it is evident there are opportunities for improvement.Lead / support outsourcing risk assessments as required to support sourcing activities.Lead the provision of risk, compliance, control information as required to risk forum, Board, Committee and other reporting and provide insights that drive better management of risks, controls and obligations in the business.Lead the implementation and embedding of initiatives to ensure sustainable risk management practices.Lead the delivery of risk, compliance, controls related training across the business.Lead the team in the identification, assessment and management of risks.Ensure documentation of risk, control information in the risk system to a high level of quality.Lead the active monitoring of the risk profile (including risk and control assessments, incident and issue analysis), Risk Appetite Statement metrics and Key Risk Indicators for assigned businesses within the Platforms business.Lead the business to embed policy requirements as required across the Platforms business.Lead implementation of regulatory change.Lead the Risk Management Declaration (RMD) process on an annual basis.Lead activities with respect to business awareness and understanding of compliance plans.Maintain strong stakeholder relationships and lead the provision of risk and compliance SME advice as required to the business.Lead the maintenance of Business Continuity requirements to ensure the business can maintain resilience in times of disruption.Lead overall maintenance of compliance plans.Be a champion for the GRC system and support the business to self-serve through the use of dashboards etc within risk tools.Knowledge of the risk appetite position for the business and supporting decision making and activities within appetite.What you will bring to the teamIdeally, you will bring the following experiences to this role:Previous 10+ years experience in relevant professional role and working across a fast paced, customer/client service orientated team environment and/or financial service industry and driving a collaborative, high performance culture.Strong understanding and experience of wealth management and financial planning processes.Strong understanding of the regulatory and compliance regime for financial services.Relevant industry/tertiary qualifications.Uses significant judgement application to business problems.Applies an advanced understanding of a specialised discipline and/or intermediate understanding of other disciplines.Applies strong understanding of own Sub-Division and Division and how these fit within the Group and its competitive environment.Contributes to new products, processes, standards or business plans in support of BU/Group strategy, with some impact on results for a division.Manages teams through intermediate to advanced leadership capabilities and technical capability within most areas of a line of business/function within a BU.Analyses difficult to complex problems and issues; and significantly improves or modifies existing methods and processes.Problems and issues tend to be varied, and requires in-depth evaluation of multiple factors.Ability to work collaboratively with complex clients and potential prospects, projects, accounts, relationships.You'll thrive here if…If you can adapt from BAU to the ambiguous with ease, you'll do well here.
Change is never easy, so bring your commitment, grit and growth mindset.Because we run lean, you'll be expected to jump in and deliver across a variety of areas.
Meaning, you'll be closer to the action and executive decisions that influence where we go next.If you're someone that can hold their own, you'll find AMP quite liberating.Why we think you'll love working at AMPDoing what we've always done is not an option, so your clever ideas will get airtime here.
You'll be encouraged to speak up and try new things.
If they don't work, we move on - better for it.We know there's no one way of doing things.
So, you won't have to sacrifice who you are or how you work to fit in here.
We're inclusive and flexible in many of the ways you'd expect.
And in some of the ways you wouldn't.
As long as your health and wellbeing come first - at home and at work.In fact, most of what makes AMP such a welcoming, enjoyable place to work are our people.
Wherever you go, you'll find moments to connect, feel valued and do meaningful work.Whether it's through our first-class leaders who are invested in you and your success.
Through year-round opportunities to volunteer, fundraise and give back to the community.
Or in the everyday challenges you face as we work together to strengthen this great organisation.
Challenges that will stretch you, amplify your potential and compound the impact you have.We believe in the power of inclusion and diversityWe're dedicated to fostering inclusion, diversity, and a warm feeling of belonging at AMP.
It sparks creativity, ignites innovation, and turns up the dial on the quality of our decisions and performance.
This not only makes our workplace more engaged, but also leads to better connections with our customers.We're your allies in the search for the perfect fit - when you apply, let us know how we can support you to put your best self forward during our selection process.We're also committed to enhancing employment opportunities for Aboriginal and Torres Strait Islander people, so we enthusiastically encourage candidates from these backgrounds to apply and explore our Reconciliation Plan on our website.Ready to create your tomorrow?If you're someone who sees opportunity where others see challenge, come and work with us in smart, progressive ways as we transform an iconic Australian brand for the future.
And, through a series of career-defining moments, create your own tomorrow.Don't procrastinate
We review applications when we get them, and if we discover the ideal candidate, we may close the role earlier than the advertised close date.

#J-18808-Ljbffr



  • Sydney, Österreich Amp Vollzeit

    Head of Line 1 Risk, Compliance and ControlsCompliance & Risk (Banking & Financial Services)Full timeThe core purpose of the Head of Line 1 Risk, Compliance and Controls is to lead the management of risks within appetite, ensure controls are designed and operating effectively and the Platforms business is compliant with the relevant obligations.This role...


  • Sydney, Österreich Tideri Jobbörse Vollzeit

    Head of Line 1 Risk, Compliance and Controls Compliance & Risk (Banking & Financial Services) Full time The core purpose of the Head of Line 1 Risk, Compliance and Controls is to lead the management of risks within appetite, ensure controls are designed and operating effectively and the Platforms business is compliant with the relevant obligations.This role...


  • Sydney, Österreich Amp Services Vollzeit

    Head of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.Help people create their tomorrow, while you create yours The core purpose of the Head of Line 1 Risk, Compliance and Controls is to...


  • Sydney, Österreich Amp Services Vollzeit

    Head of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.Help people create their tomorrow, while you create yoursThe core purpose of the Head of Line 1 Risk, Compliance and Controls is to...


  • Sydney, Österreich Tideri Jobbörse Vollzeit

    Head of Line 1 Risk, Compliance and Controls If you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.Help people create their tomorrow, while you create yours The core purpose of the Head of Line 1 Risk, Compliance and Controls is to...


  • Sydney, Österreich Amp Services Vollzeit

    Head of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And...


  • Sydney, Österreich Tideri Jobbörse Vollzeit

    Head of Line 1 Risk, Compliance and Controls If you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And...


  • Sydney, Österreich Compliance & Risk Management Recruitment Vollzeit

    Head of Financial Crime Compliance & Risk Newly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing our Anti-Money Laundering (AML) and broader financial...


  • Sydney, Österreich Compliance & Risk Management Recruitment Vollzeit

    Head of Financial Crime Compliance & RiskCompliance & Risk (Banking & Financial Services)Full timeNewly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing...

  • Head Of Line 1 Risk

    vor 4 Wochen


    Sydney, Österreich Js Careers Vollzeit

    Head of Line 1 Risk - Retail Banking and Wealth ManagementJS Careers is currently partnering with a leading retail banking and wealth management firm for the appointment of their Head of Line 1 Risk.Reporting into the Chief Controls Officer, the role will be responsible for leading a high-performing team of line 1 risk, compliance, and assurance...

  • Head Of Line 1 Risk

    vor 2 Wochen


    Sydney, Österreich Js Careers Vollzeit

    Head of Line 1 Risk - Retail Banking and Wealth ManagementJS Careers is currently partnering with a leading retail banking and wealth management firm with the appointment of their Head of Line 1 Risk. Reporting into the Chief Controls Officer, the role will be responsible for leading a high performing team of line 1 risk, compliance and assurance...


  • Sydney, Österreich Commonwealth Bank - Risk Management Vollzeit

    Risk and Compliance Manager (12 month secondment) See yourself in the team: The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and Market Operations, Regulatory and...


  • Sydney, Österreich Commonwealth Bank - Risk Management Vollzeit

    Risk and Compliance Manager (12 month secondment)See yourself in the team:The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and Market Operations, Regulatory and...


  • Sydney, Österreich Commonwealth Bank - Risk Management Vollzeit

    Compliance & Risk (Banking & Financial Services)Full timeRisk and Compliance ManagerSee yourself in the team:The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and...


  • Sydney, Österreich Commonwealth Bank - Risk Management Vollzeit

    Compliance & Risk (Banking & Financial Services)Full timeRisk and Compliance Manager See yourself in the team:The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and...


  • Sydney, Österreich Commonwealth Bank - Risk Management Vollzeit

    Compliance & Risk (Banking & Financial Services)Full timeRisk and Compliance ManagerSee yourself in the team:The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and...


  • Sydney, Österreich Hsbc Vollzeit

    Job description Some career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture...


  • Sydney, Österreich Hsbc Vollzeit

    Job descriptionSome career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity.We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity.We bring together the people, ideas and capital that nurture progress...


  • Sydney, Österreich Tideri Jobbörse Vollzeit

    Job description Some career choices have more impact than others.At HSBC we exist with the purpose of Opening up a World of Opportunity.We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity.We bring together the people, ideas and capital that nurture progress...


  • Sydney, Österreich Efinancialcareers Ltd. Vollzeit

    Manager Risk and Controls Line 1Commonwealth Bank of Australia, Sydney, Australia"At CommBank we are proud to support flexibility, let's discuss what this means for you." The Commonwealth Bank of Australia (Bank) is Australia's leading provider of integrated financial services.They are committed to continuously improving governance practices and ensuring...