Compliance Manager
vor 1 Monat
Life Trading is a growing proprietary trading company with offices in Australia and the UK.
Our people are passionate experts and we expect accountability and excellence from all of our people.
Our culture is relaxed and focuses on trust, fairness and respect.
We understand the importance of enjoying work every day, feeling rewarded for commitment and having time for a life outside of work.About UsLife Trading Pty Ltd is a dynamic proprietary trading firm with a presence in Australia and the UK.
Our mission is to leverage technology to drive trading success while embodying our values of trust, integrity, and continuous improvement.
We believe in fostering a work environment that promotes accountability, excellence, and a healthy work-life balance.Our culture is supportive and inclusive, with a focus on creating a positive and fair workplace for all employees.About The RoleAs a Compliance Manager in our Sydney office, you'll be part of a small, high-calibre team responsible for overseeing and enhancing Life Trading's market compliance policies, processes, and systems.
Reporting to the COO, your role will ensure Life Trading meets its compliance obligations across multiple exchanges.This role includes a blend of regulatory oversight, market surveillance, policy development, and incident management, offering you a challenging and rewarding environment in which to grow your expertise.This is a hybrid role, with 4 days a week in the office, 1 day WFH.Your Mission at Life TradingCore Responsibilities: Review and maintain all market compliance policies and procedures across various exchanges.Conduct market and e-com surveillance, maintaining detailed documentation.Lead assurance reviews and compliance checks.Manage trader market access and support compliance meetings.Oversee compliance registers and manage compliance reporting.Provide company-wide compliance guidance on new processes.Facilitate clearer onboarding and manage compliance reviews.Liaise with exchanges, regulators, and external consultants as needed.Other:Uphold company values in all aspects of work.Complete additional tasks as assigned.What We're Looking For5+ years of experience in compliance, with a background in futures or equities market regulation.Strong organisational skills, with the ability to handle complex compliance requirements.Excellent written and verbal communication skills.Passion for learning and professional growth.Business acumen, with the ability to navigate the financial markets landscape.Proven ability to work both independently and as part of a collaborative team.Bonus Points ForDemonstrated legal experience also considered advantageous.Degree in a relevant field.Familiarity with Python, Jira, and Excel.Proven ability to work autonomously, improve business processes, and manage projects.A Bit About The TeamJoining our Risk & Compliance team, you'll work closely with trading, risk, and business development teams, playing a critical role in maintaining a strong compliance culture at Life Trading.BenefitsAt Life Trading, we value our team and offer a range of benefits to support your professional growth, personal well-being, and work-life balance:Competitive Salary: Reflecting the value of your skills and market experience.Flat Management Structure: Open communication and direct impact from day one.Work-Life Balance: Hybrid working model with flexible arrangements.Health and Wellbeing Initiatives: Access to mental health support and wellness programmes.Anniversary Leave: Additional paid leave to celebrate your milestones with us.Social Events: Regular team-building activities and social gatherings.Paid Parental Leave: Generous support for new parents to balance work and family.Professional Development: Access to training, workshops, and industry events.Employee Recognition Programme: Celebrating exceptional individual and team achievements.Join us at Life Trading, where your expertise and commitment to compliance will help shape the future of our trading operations
#J-18808-Ljbffr
-
Head Of Financial Crime Compliance
vor 4 Wochen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitHead of Financial Crime Compliance & Risk Newly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing our Anti-Money Laundering (AML) and broader financial...
-
Head Of Financial Crime Compliance
vor 3 Wochen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitHead of Financial Crime Compliance & RiskCompliance & Risk (Banking & Financial Services)Full timeNewly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing...
-
Compliance Manager
vor 1 Monat
Sydney, Österreich Tideri Jobbörse VollzeitDescription The Role Reporting to the COO, the Compliance Manager oversees the compliance function of AltX Group, including our lending and funds management businesses, which holds both an Australian Financial Services Licence (AFSL) and an Australian Credit Licence (ACL).This includes ensuring that our operations adhere to all relevant legal and regulatory...
-
Compliance Manager
vor 1 Monat
Sydney, Österreich HCF Australia VollzeitAbout the roleTo provide advice and support on compliance matters to all business areas of HCF and its subsidiaries, including the management and maintenance of the compliance management framework and embedding an effective compliance culture into the decision-making processes and procedures of HCF.To work closely with the Senior Compliance Manager to...
-
Compliance Manager
vor 2 Wochen
Sydney, Österreich Altx Group VollzeitDescriptionThe Role Reporting to the COO, the Compliance Manager oversees the compliance function of AltX Group, including our lending and funds management businesses, which holds both an Australian Financial Services Licence (AFSL) and an Australian Credit Licence (ACL).This includes ensuring that our operations adhere to all relevant legal and regulatory...
-
Compliance Manager
vor 1 Monat
Sydney, Österreich Bluefin Resources VollzeitCompany Overview: One of Australia's largest nonprofit health insurer, offering health, life and travel insurance.Known for its focus on member health, the company provides affordable cover, innovative wellness programs, and personalised support to help members manage their health and well-being.Responsibilities : Conducting regular reviews of the Compliance...
-
Compliance Manager
vor 4 Wochen
Sydney, Österreich Grc Talent VollzeitCompliance & Risk (Banking & Financial Services)Full timeOur client is a stable and growing business within the lending sector, known for its customer-centric reputation and a tight-knit, collaborative culture.With a strong focus on compliance, they are looking to bring on a Compliance Manager to lead and elevate their compliance framework.This role offers...
-
Senior Compliance Manager
vor 1 Monat
Sydney, Österreich Chubb VollzeitChubb is a world leader in insurance.With operations in 54 countries and territories, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance to a diverse group of clients.As an underwriting company, we assess, assume and manage risk with insight and...
-
Senior Compliance Manager
vor 2 Wochen
Sydney, Österreich Tideri Jobbörse VollzeitChubb is a world leader in insurance.With operations in 54 countries and territories, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance to a diverse group of clients.As an underwriting company, we assess, assume and manage risk with insight and...
-
Regulatory Compliance Manager
vor 1 Monat
Sydney, Österreich MARS Recruitment VollzeitMars Recruitment is collaborating with a leading financial services organisation to look for a Regulatory Compliance Manager to join the team and support regulatory adherence, conducting compliance monitoring, and managing internal and external reporting requirements.Key Responsibilities: Conduct research on legal and compliance issues; manage regulatory...
-
Influencer Compliance Manager
vor 1 Monat
Sydney, Österreich Ema, Inc. VollzeitWPP Beauty Tech Labs is a bespoke team embedded in Wavemaker.It pulls in the best talent and practices from the group as required (both GroupM and WPP). What You'll Do: We are looking for an experienced Influencer Compliance Manager to oversee compliance with legal standards and regulations related to influencer marketing.This role is essential in ensuring...
-
Risk Manager
vor 1 Monat
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitAged & Disability Support (Community Services & Development) We are currently working with a highly regarded established NFP organisation that works closely with people who have disabilities and in the Aged Care system.With a presence across Sydney and head office based in the CBD, they are looking for someone who can help build out the risk and compliance...
-
Compliance Manager
vor 4 Wochen
Sydney, Österreich HCF Australia VollzeitTime left to apply: End Date: November 30, 2024 (16 days left to apply)Job Requisition ID: JR100684About the RoleThe purpose of this role is to provide advice and support on compliance matters to all business areas of HCF and its subsidiaries, including the management and maintenance of the compliance management framework and embedding an effective...
-
Compliance Advisory Manager
Vor 7 Tagen
Sydney, Österreich Teachers Mutual Bank VollzeitAbout The JobTeachers Mutual Bank Limited is excited to announce the opening for a Compliance Advisory Manager.This pivotal role will report directly to the Head of Compliance and will oversee a dedicated team of professionals.The Compliance Advisory Manager will be instrumental in supporting the Bank's Second Line of Defence (2LOD) Compliance framework,...
-
Compliance Manager
vor 1 Monat
Sydney, Österreich ING Australia VollzeitAt ING Australia, we're dedicated to fostering a culture of inclusivity and innovation, with the support and resources you need to succeed. Join us today and take the first step towards building a career as exceptional as you are.As a Compliance Assurance Manager, you will provide 2nd Line Compliance Assurance support, reviewing and assessing that controls...
-
Compliance Manager Apac
vor 2 Monaten
Sydney, Österreich Cushman & Wakefield VollzeitJob TitleCompliance Manager APACJob Description SummaryThe Compliance Manager APAC will play a critical role in supporting the organization's Ethics & Compliance team in the APAC region. The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations,...
-
Compliance Manager Apac
vor 2 Monaten
Sydney, Österreich Cushman & Wakefield VollzeitJob Title Compliance Manager APACJob Description Summary The Compliance Manager APAC will play a critical role in supporting the organization's Ethics & Compliance team in the APAC region.The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations,...
-
Compliance Manager
vor 2 Monaten
Sydney, Österreich Tideri Jobbörse VollzeitRabobank is the world's leading specialist in food and agribusiness banking.One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients.Our commitment to our employees and clients is at the heart of everything we do.Our culture is focused on growing each other.We strive to...
-
Compliance Manager
vor 2 Monaten
Sydney, Österreich Rabobank Gruppe VollzeitRabobank is the world's leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do.Our culture is focused on growing each other. We strive...
-
Compliance Manager Apac
vor 1 Monat
Sydney, Österreich Tideri Jobbörse VollzeitJob Title Compliance Manager APAC Job Description Summary The Compliance Manager APAC will play a critical role in supporting the organization's Ethics & Compliance team in the APAC region.The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations,...
