Risk & Compliance Officer - Investment Management (DARWIN BASED)
vor 3 Wochen
Overview JS Careers is currently sourcing a Risk and Compliance Officer to join a leading investment management firm. The role will be based in Darwin. Responsibilities Play a key role in implementing risk mitigation strategies for critical risks and for monitoring these risks. Facilitate group-wide risk and control and self assessments. Assist in the development of risk management policies, practices and standards for implementation across the group. Assisting with periodic reporting to the Audit and Risk, and Compliance Committees and the Board; Maintaining all compliance-related registers; Monitoring and reviewing external providers’ performance against their service level agreements; Liaison with the outsourced internal audit provider; Provide support to facilitate AML/CTF client on-boarding; Ongoing monitoring and reporting of AML/CTF compliance alerts, suspicious matters and any high risk clients. Qualifications Relevant tertiary qualifications in Finance, Commerce or Business, CA or CFA qualification would be beneficial. Minimum 2 years operational risk, internal audit or compliance experience gained within a financial services firm, or from professional services firms. Understanding of investment management, financial instruments and structures and investment risks. Understanding of AML/CTF risks, processes and procedures. Strong risk analysis capability. Enthusiastic and adaptable to change Ability to build and maintain relationships group-wide. Excellent written and verbal communication skills For further information, or to apply for this position please contact Henry Smith at JS Careers - #J-18808-Ljbffr
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Risk & Compliance Lead for Investment Management
vor 3 Wochen
Darwin, Österreich JS Careers VollzeitA leading investment management firm is seeking a Risk and Compliance Officer in Darwin. The candidate will implement risk strategies, manage compliance reporting, and ensure the efficacy of external providers. The ideal applicant has at least 2 years of experience in operational risk or compliance within financial services, possessing strong risk analysis...
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vor 1 Woche
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Construction Supervisor
vor 3 Wochen
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Strategic Compliance
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Project Officer
vor 3 Wochen
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vor 1 Woche
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Darwin Fire Engineer
vor 1 Woche
Darwin, Österreich Red Appointments VollzeitA recruitment agency is seeking a Fire Engineer/Compliance Officer for a full-time and permanent position in Darwin. The role involves managing fire and life safety systems, ensuring compliance with legislation, and conducting risk assessments. Candidates must possess a degree in Fire Engineering and relevant experience in fire safety. The opportunity...
