Trade Surveillance Manager
vor 2 Wochen
Join the Private Bank Risk Team based in Sydney who play a key role working on meaningful projects that contribute to the integrity and stability of financial markets. What role will you play? As a Trade Surveillance Manager, you will be responsible for investigating market trading activity to identify potential risks, irregularities, and breaches of market conduct and provision of financial services. You will apply a risk mindset in conducting investigations and thematic reviews to ensure ongoing compliance with internal policies, ASIC regulations and Australian Financial Services Licensee obligations. In this role, you will work closely with stakeholders and compliance professionals, to present complex findings, provide actionable recommendations, and drive innovative improvements to risk management processes. In addition, you will embrace AI to generate innovative ideas to work smarter, improve surveillance processes and proactively manage emerging risks. What You Offer A proactive mindset with a passion for innovation and continuous improvement. Proven ability to work autonomously as well as collaboratively within a team environment. Excellent communication and presentation skills, with the ability to convey complex findings to both technical and non-technical audiences. Sound understanding of the ASX trading and regulatory environment will be an advantage, as will a good understanding of wealth management compliance requirements. What We Offer Benefits 1 wellbeing leave day per year Up to 5 additional service bonus leave days per year Up to 20 weeks’ paid parental leave for primary caregivers along with 12 days of transition leave upon return to work, and 6 weeks’ paid leave for non-primary caregivers 2 days of paid volunteer leave and donation matching Up to 12 months’ gender affirmation leave, including 6 weeks’ paid leave Access to Employee Assistance Program and wellbeing benefits including skin and health checks, and flu vaccinations Access to a wide range of salary packaging options Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription Hybrid and flexible working arrangements, dependent on role Reimbursement for work from home equipment #J-18808-Ljbffr
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APAC Trade Surveillance Specialist
Vor 2 Tagen
Council of the City of Sydney, Österreich Rex Technologies GmbH VollzeitA leading commodity broking company in Sydney is looking for a Surveillance Compliance Officer to focus on Trade Surveillance across the APAC region. The role involves ensuring compliance with various regulatory requirements, conducting surveillance across multiple markets including ASX24 and SGX, and reporting suspicious activity findings. Ideal candidates...
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APAC Trade Surveillance Specialist
vor 11 Stunden
Council of the City of Sydney, Österreich Marex Group VollzeitA market-leading compliance firm in Sydney is seeking a Surveillance Compliance Officer to perform trade surveillance across the APAC region. The role involves ensuring regulatory compliance using Nasdaq SMARTS, reporting suspicious activities, and collaborating with various stakeholders. The ideal candidate will have over three years of relevant experience,...
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APAC Trade Surveillance Analyst
vor 11 Stunden
Council of the City of Sydney, Österreich Marex VollzeitA leading commodity broking company in Sydney is looking for a Surveillance Compliance Officer. The role emphasizes trade surveillance across multiple asset classes including ASX24 and SGX, ensuring compliance with all regulatory requirements. Candidates should have at least 3 years of relevant experience, knowledge of Nasdaq SMARTS, and excellent...
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APAC Trade Surveillance Specialist
Vor 4 Tagen
Council of the City of Sydney, Österreich Marex Group VollzeitA leading commodity broking company in Sydney is seeking a Surveillance Compliance Officer to ensure trade surveillance of ASX24 / SFE, SGX, and HKSE. This role involves reporting suspicious activities, ensuring compliance with regulatory standards, and collaborating with various stakeholders. The ideal candidate will have at least 3 years of relevant...
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Trade Surveillance Lead
vor 3 Wochen
Council of the City of Sydney, Österreich Macquarie Bank Limited VollzeitA leading global financial services group based in Sydney is seeking an experienced Trade Surveillance Manager. In this role, you will investigate trading activities, identify risks, and ensure compliance with market regulations. You will work with various stakeholders to present findings and drive improvements in risk management processes. Ideal candidates...
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Trade Surveillance Manager
vor 2 Wochen
Council of the City of Sydney, Österreich Macquarie Bank Limited VollzeitJoin the Private Bank Risk Team based in Sydney who play a key role working on meaningful projects that contribute to the integrity and stability of financial markets. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and...
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APAC Trade Surveillance Analyst
Vor 6 Tagen
City of Melbourne, Österreich Recooty VollzeitA leading financial services firm in Australia is seeking an experienced Financial Dealer/Trader for a permanent position. This role involves conducting trade surveillance across the APAC region, requiring strong analytical and problem-solving skills, along with relevant financial market experience. Ideal candidates will exhibit a proactive approach and...
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Trade Surveillance Manager
vor 2 Wochen
City of Melbourne, Österreich Macquarie Group VollzeitJoin to apply for the Trade Surveillance Manager - Wealth Management role at Macquarie Group Join the Private Bank Risk Team based in Sydney who play a key role working on meaningful projects that contribute to the integrity and stability of financial markets.At Macquarie, our advantage is bringing together diverse people and empowering them to shape all...
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Surveillance Compliance Officer
vor 11 Stunden
Council of the City of Sydney, Österreich Marex VollzeitJoin to apply for the Surveillance Compliance Officer role at Marex Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology‑led service provides access to all major exchanges, order‑flow...
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Surveillance Compliance Officer
Vor 4 Tagen
Council of the City of Sydney, Österreich Marex Group VollzeitMarex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and...
