Post-Trade Compliance: Rules

A leading global financial services firm is seeking an Associate in the Investment Information Services team. Responsibilities include developing compliance monitoring rules, analyzing investment exceptions, and delivering reports. The ideal candidate has 8+ years of experience in financial services and proficiency in post-trade compliance software. This...

A global financial services leader is seeking a Compliance Investment Information Services Associate to support client investment processes by monitoring compliance, analyzing investment exceptions, and ensuring regulatory adherence. This full-time role values analytical skills and effective communication, requiring a relevant degree and 1-3 years of...

A leading global financial services firm in Australia is seeking an Associate in Compliance Reporting Services. This role involves interpreting guidelines, developing compliance monitoring rules, and conducting thorough analyses of investment exceptions. Candidates should have 3-5 years of experience in financial services and proficiency in compliance...

J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk reduction and demonstrating industry best practices....

J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk reduction and demonstrating industry best practices....

Compliance Investment Information Services - Associate Join to apply for the Compliance Investment Information Services - Associate role at JPMorganChase J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post‑trade compliance reporting services to some of the largest asset owners and asset managers globally. Our service...

Overview J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk reduction and demonstrating industry best...

Risk Analyst (SQL), KYC Fraud Prevention & Compliance Rule Analysis Binance is a leading global blockchain ecosystem behind the world’s largest cryptocurrency exchange by trading volume and registered users. We are trusted by over 280 million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep...

Overview Susquehanna International Group is seeking a Software Engineer to join our Post Trade Technology team, who are responsible for processing and storing all trading-related activity across the APAC region. This part of the team builds applications used to automate many of the post trade processes, and provides robust systems that comply with all...

A global quantitative trading firm is seeking a Software Engineer to enhance their Post Trade Technology team. Candidates should have solid experience in C#, databases, and object-oriented programming, with a track record in developing robust applications. The role emphasizes collaboration within teams to optimize trading operations and ensure compliance...