Senior Compliance Manager
vor 1 Monat
Who we are
At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.
We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees to take part in various public welfare activities. With more than 4,000 employees around the world, we believe embracing diversity and inclusion will spark the creation of long-term value for the industry. Come and build the future with us now
About the Opportunity:
OKX is seeking a Senior Compliance Manager, Compliance Monitoring to join the Australia Compliance team based in Sydney. In this newly created role, you will be focused on developing and maintaining a comprehensive monitoring plan for the early detection and mitigation of regulatory, operational and reputational risks.
What you will be doing:Develop and execute a risk-based compliance monitoring plan to assess the effectiveness of internal controls and adherence to regulatory requirements.
Proactively identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to address the risks and weaknesses identified, working to mitigate risk.
Evaluate the adequacy and effectiveness of the company's compliance policies, procedures, and internal controls.
Conduct regular compliance reviews and assessments to identify potential compliance issues and gaps
Prepare and present comprehensive reports on compliance monitoring observations.
Create effective action plans and ensure the implementation of recommendations.
Provide compliance management information with appropriate analysis to evidence the monitoring approach to senior management including the preparation of Board and committee reports to ensure management are up-to-date and are aware of key issues.
What we are looking for in you:Bachelor's degree in Business, Finance, Law, or a related field.
At least 5 years in a compliance advisory role (e.g. AFSL, AML/CTF) within financial services.
Recent experience in compliance monitoring and testing.
Knowledge and understanding of regulatory frameworks, compliance policies, practices and controls.
Strong analytical skills with the ability to identify compliance risks and gaps, and recommend appropriate compliance controls.
Detail-oriented mindset with a focus on accuracy and precision.
A good understanding of KYC requirements, risk assessments, and/or data analysis will be an added advantage.
Interest in crypto and/or blockchain technology.
OKX is an equal employment opportunity employer, and encourages all people from all diverse backgrounds to apply.
#J-18808-Ljbffr-
Senior Compliance Manager
vor 4 Wochen
Sydney, Österreich ClearCompany VollzeitAbout the role: The Senior Compliance Manager will play a key role in ensuring that Australia and New Zealand operate in accordance with regulatory, industry, legal, and company standards and requirements. You will identify and appropriately manage key compliance obligations and risks for Australia and New Zealand operations. You will also manage compliance...
-
Senior Compliance Manager
vor 3 Wochen
Sydney, Österreich ClearCompany VollzeitAbout the role: The Senior Compliance Manager will play a key role in ensuring that Australia and New Zealand operate in accordance with regulatory, industry, legal, and company standards and requirements. You will identify and appropriately manage key compliance obligations and risks for Australia and New Zealand operations. You will also manage compliance...
-
Senior Compliance Manager
vor 4 Wochen
Sydney, Österreich eFinancialCareers Ltd. VollzeitSenior Compliance ManagerMorgan McKinley Sydney, Australia Posted 3 days ago Hybrid Job Permanent AUD150000.00 - AUD180000 per annum + plus superannuation About the role:The Senior Compliance Manager will play a key role in ensuring that Australia and New Zealand operate in accordance with regulatory, industry, legal, and company standards...
-
Compliance Lead
vor 3 Wochen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitCompliance & Risk Management Recruitment This role is both strategy & execution and is inviting you to be a part of a dynamic and complex business that takes a long-term and sustainable approach to the way they operate. If you are looking for the next step in your career, where you have ownership and can add value, this job will do it. It is a genuine...
-
Senior Compliance Manager
vor 4 Wochen
Sydney, Österreich OKXhas VollzeitSenior Compliance Manager - Regulatory Compliance Who we are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated...
-
Senior Compliance Manager
vor 3 Wochen
Sydney, Österreich OKXhas VollzeitSenior Compliance Manager - Regulatory Compliance Who we are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated...
-
Senior Manager Regulatory Compliance
vor 2 Wochen
Sydney, Österreich eFinancialCareers Ltd. VollzeitSenior Manager Regulatory Compliance Bendigo and Adelaide Bank Sydney, Australia Senior Manager Regulatory Compliance Bendigo and Adelaide Bank Sydney, Australia Posted 1 day ago Permanent Competitive Senior Manager Regulatory Compliance Your new role with Bendigo Bank is just a few clicks away.Position description: Senior Manager...
-
Senior Manager Regulatory Compliance
vor 2 Wochen
Sydney, Österreich eFinancialCareers Ltd. VollzeitSenior Manager Regulatory Compliance Bendigo and Adelaide Bank Sydney, Australia Senior Manager Regulatory Compliance Bendigo and Adelaide Bank Sydney, Australia Posted 4 days ago Permanent Competitive Senior Manager Regulatory Compliance Your new role with Bendigo Bank is just a few clicks away.Position description: Senior Manager...
-
Senior Technical Program Manager
vor 3 Wochen
Sydney, Österreich Microsoft VollzeitSenior Technical Program Manager - Compliance Security (Information & Communication Technology) Full time Subsidised health insurance + stock discounts The Azure Compliance team is seeking an enthusiastic and dedicated Senior Compliance Technical Program Manager to manage specific Azure’s compliance audit workstreams. The Senior TPM will lead and...
-
Compliance Manager
vor 1 Woche
Sydney, Österreich IC Markets VollzeitAs a Compliance Manager, you will be the principal liaison for the business concerning all regulatory and compliance matters.Your key responsibilities will include:Prepare and review regulatory documents to ensure compliance with AFSL obligations;Set up and run a comprehensive compliance risk assessment and monitoring programme;Keep abreast of the latest...
-
Compliance Manager
vor 3 Wochen
Sydney, Österreich IC Markets VollzeitCompliance & Risk (Banking & Financial Services) As a Compliance Manager, you will be the principal liaison for the business concerning all regulatory and compliance matters. Your key responsibilities will include:Prepare and review regulatory documents to ensure compliance with AFSL obligations;Set up and run a comprehensive compliance risk assessment...
-
Compliance Manager
vor 1 Monat
Sydney, Österreich eFinancialCareers Ltd. VollzeitCompliance Manager Bendigo and Adelaide Bank Sydney, Australia Compliance Manager Bendigo and Adelaide Bank Sydney, Australia Posted 2 days ago Permanent Competitive Compliance Manager Closing date: 28th of MayYour new role with Bendigo Bank is just a few clicks away.About the roleBased at any of our Head Office locations, this...
-
Senior Compliance Manager
vor 4 Wochen
Sydney, Österreich eFinancialCareers Ltd. VollzeitSenior Compliance Manager - Line 2 Allianz Sydney, Australia Posted 10 hours ago Permanent Competitive Senior Compliance Manager - Line 2 SENIOR COMPLIANCE MANAGER | LINE 2 | RISK & COMPLIANCE DIVISION | SYDNEY, NSWAt Allianz, we're proud to be one of the world's leading insurance and asset management brands, with a workforce as diverse as...
-
Sydney, Österreich ING Bank N.V. VollzeitIt’s an exciting time to join ING, Australia’s most recommended bank, for the 5th consecutive year and we’re looking for an experienced Senior Compliance Manager – Conduct Compliance and Ethics within the Conduct Compliance and Culture team.Conduct Compliance & Ethics (CCE) sits within the Compliance team. Its purpose is to manage risks arising from...
-
Manager - Regulatory Compliance
vor 1 Monat
Sydney, Österreich Nium Fintech Limited VollzeitManager - Regulatory Compliance ( Sydney - AUS ) As a regulatory compliance senior analyst or manager, you will be working as part of Nium’s global, dynamic Compliance team and will be reporting to the Head of Compliance/MLRO (ANZ). The Compliance team is responsible for advising the business on all compliance matters and ensuring the regulatory...
-
Manager - Regulatory Compliance
vor 3 Wochen
Sydney, Österreich Nium Fintech Limited VollzeitManager - Regulatory Compliance ( Sydney - AUS ) As a regulatory compliance senior analyst or manager, you will be working as part of Nium’s global, dynamic Compliance team and will be reporting to the Head of Compliance/MLRO (ANZ). The Compliance team is responsible for advising the business on all compliance matters and ensuring the regulatory...
-
Senior Risk and Compliance Manager, Transformation
vor 4 Wochen
Sydney, Österreich eFinancialCareers Ltd. VollzeitSenior Risk and Compliance Manager, Transformation Senior Risk and Compliance Manager, Transformation Allianz Sydney, Australia Senior Risk and Compliance Manager, Transformation Allianz Sydney, Australia Posted 10 hours ago Permanent Competitive Senior Risk and Compliance Manager, Transformation At Allianz, we're proud to be one of the...
-
Senior Compliance Manager
vor 4 Wochen
Sydney, Österreich Allianz Popular SL. VollzeitPress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Select how often (in days) to receive an alert: Employing Entity: ALLIANZ AUSTRALIA SERVICES PTY LTD Job Type: Full-Time Employment Type: Permanent ID: 34817 SENIOR COMPLIANCE MANAGER | LINE 2|RISK & COMPLIANCE DIVISION | SYDNEY,...
-
Senior Compliance Manager
vor 3 Wochen
Sydney, Österreich Allianz Popular SL. VollzeitPress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Select how often (in days) to receive an alert: Employing Entity: ALLIANZ AUSTRALIA SERVICES PTY LTD Job Type: Full-Time Employment Type: Permanent ID: 34817 SENIOR COMPLIANCE MANAGER | LINE 2|RISK & COMPLIANCE DIVISION | SYDNEY,...
-
Senior Risk
vor 4 Wochen
Sydney, Österreich Allianz Popular SL. VollzeitSENIOR RISK AND COMPLIANCE MANAGER, TRANSFORMATION - PERSONAL INJURY DIVISION | SYDNEY, NSW At Allianz, we’re proud to be one of the world’s leading insurance and asset management brands, with a workforce as diverse as the world around us. We care about our customers, which is why we hire the very best people to further our...
