AFSL Risk Manager
Vor 3 Tagen
Amalgamated Australian Investment Group Limited
Compliance & Risk (Banking & Financial Services)
Full time
Add expected salary to your profile for insights
- Join a fast paced, agile, and high performing department.
- Strong service and excellence-oriented culture.
- Office location at Bourke St. Melbourne
AAIG is a well-known and respected business operating within Australia. We are a company going through exponential growth and operate within a broader group of businesses focused on Share broking, Advisory and Fintech Investment platforms.
Reporting to the Head of Compliance & Risk, AAIG is recruiting a AFSL Risk Manager responsible for managing risks and upholding the risk management framework with the HoCR.
Some of your key responsibilities include but are not limited to:
- Uphold risk management framework and maintain adequate risk management systems.
- Lead risk reviews and implement change management programs to respond to new regulations or changing business activities.
- Liaise with internal and external stakeholders.
- Provide guidance and direction to a team of internal and external compliance/risk resources.
- Conduct due diligence on suppliers and outsourced service provider reviews on a quarterly basis.
- Manage risks associated with internal and external dispute matters.
- Produce monthly board reports on new risks and risk reviews conducted.
- Assist with the review of risks and uplift in controls drawing on incidents and breaches.
To be successful in this role, you will have:
- A degree qualified in Business or equivalent
- Minimum 2 years’ recent experience in a risk management role within financial services.
- Experience implementing an adequate risk management system for an AFSL in line with the Corps Act.
- Experience identifying risks and improving processes, controls and implementing pragmatic solutions.
- An exceptional attention to detail and a balanced approach to quality and daily throughput.
- Ability to work autonomously and deliver tasks in final and complete form
- Sound verbal and written communication skills.
- Stakeholder engagement skills with commercial acumen to offer pragmatic solutions.
- Excellent organisational skills that enable you to multi-task and work across multiple tasks while ensuring matters are progressing and regulatory deadlines or licensee targets are not compromised.
- Proficient with MS Outlook, Word, and Excel.
To be eligible to apply for this role you must have full working rights in Australia.
To express your interest in this opportunity, please submit your cv for immediate consideration. All applications will be treated with the strictest of confidence and in accordance with our privacy policy located at www.aaigl.com.au.
Your application will include the following questions:
Which of the following statements best describes your right to work in Australia?
How many years' experience do you have as a Risk Manager?
How many years' experience do you have in the financial services industry?
Which of the following Microsoft Office products are you experienced with?
What's your expected annual base salary?
How much notice are you required to give your current employer?
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