Compliance Expert for Investor Protection

vor 1 Monat

Wien, Wien, Österreich RBI Vollzeit
Role Overview

We are seeking a highly skilled Compliance Expert to join our Capital Markets Compliance team at Raiffeisen Bank International (RBI). The successful candidate will play a key role in managing investor protection and market conduct rules, as well as preventing and detecting market abuse.

About the Role
  • Analyze regulatory requirements on investor protection and market conduct, developing comprehensive implementation approaches to ensure regulatory compliance.
  • Provide practical guidance to business units on applicable RBI policies and regulatory requirements related to investor protection and market conduct.
  • Monitor compliance with investor protection and market conduct rules, including best execution, product governance, conflicts of interest, and inducements.
  • Perform market abuse prevention controls in RBI Compliance systems, identifying and documenting unusual or suspicious transactions.
  • Support the development and delivery of compliance training programs.
  • Design, develop, and review compliance processes in line with evolving market standards, integrating them into Compliance IT systems using the latest technologies.
Requirements
  • University degree in law, economics, or a comparable subject, or professional experience in the financial industry.
  • Prior experience in compliance, consultancy, or with a financial market regulator is highly valued.
  • Strong interest in financial markets and a good understanding of financial instruments.
  • Innovative and curious, with a talent for designing processes that enhance automation and optimization.
  • Collaborative, flexible, and resilient team player with excellent problem-solving skills.
  • Excellent English skills; knowledge of German and CEE/SEE languages is an advantage.
What We Offer
  • A competitive salary starting at EUR 44,800 per year, excluding overtime.
  • Flexible working hours and extensive hybrid working possibilities.
  • Meaningful career options for personal and professional development.
  • Extensive learning opportunities as part of our DNA and culture.
  • Work permit support for international candidates.
  • Free public transport pass.
  • Healthy and heavily subsidized canteen.
  • Attractive sports and cultural offers, including free museum tickets and reduced gym membership.
  • Saving opportunities through vouchers and discounts from our staff council.
  • Salary account and credit card (optional).
  • Family-friendly benefits, including family allowances, gender-neutral parental leave, and bilingual company kindergarten.

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