Senior Risk

Vor 4 Tagen

Sydney, Österreich Perpetual Limited Vollzeit

Senior Risk & Compliance Manager Advice, Perpetual Wealth ManagementApply locations Sydney time type Full time posted on Posted 2 Days Ago job requisition id R7538
More Time Off for What Matters: Enjoy up to 6 weeks of leave
Work where we work best: Hybrid office/work-from-home environment
Lead by example: Foster a culture of knowledge sharing and collaboration
Perpetual Group is an ASX-listed company (ASX:PPT) headquartered in Sydney, Australia, currently consisting of 11 leading brands across three distinct businesses: Asset Management, Wealth Management and Corporate Trust.
The role of Senior Risk & Compliance Manager - Advice is focused on supporting the Head of Risk & Compliance in coordinating broader Risk & Compliance Business Activities to ensure that PWM operates within the legal and regulatory framework while effectively managing potential risks by identifying, assessing, and mitigating risks that could impact the business and embedding risk & compliance into business processes and systems.
About the role Lead and manage the advice risk & compliance team to reflect current regulatory requirements and best practice.
Offer expert advice on risk & compliance matters to various departments.
Manage, conduct and document thorough regulatory analyses of new products and services or new regulatory change, ensuring that appropriate controls are in place before launch in conjunction with the appropriate team.
Identify, assess, and prioritise risks associated with PWM's operations, advice and products and develop and implement risk mitigation strategies to minimise potential impacts.
Create and update compliance policies and procedures to reflect current regulatory requirements and best practices and ensure these policies are effectively communicated and implemented across PWM.
Work closely with various departments, including legal, finance, operations, advice and Fordham, to integrate compliance and risk management into all business processes.
Continuously monitor the regulatory environment and PWM's risk landscape and provide regular reports to senior management on compliance status and risk exposure.
About you We're looking for someone with:
Degree qualified in Law, finance, accounting or business.
10 years' experience in risk and compliance roles and/or relevant business role.
Extensive financial services experience essential.
Exposure to the operational aspects of funds management/financial advice and trustee services and technology risk would be highly regarded.
Strong relationship and people management skills.
Excellent communicator.
Confident presenter in front of senior stakeholders.
Proven ability to be results oriented and drive good stakeholder outcomes.
Strategic thinker.
Desire and aptitude to deliver innovative solutions in the delivery of team strategy.
How we work Our unique culture is underpinned by our three organisational behaviours, Stretch, Own it, Make an impact which drive our approach of day-to-day interactions with colleagues and clients; the way we approach decision-making to the questions we ask and the problems we solve.
Employee benefits Work from anywhere in Australia for up to one month each year.
An annual allowance to empower you to prioritise your personal wellbeing.
Access to LinkedIn learning, study support and commitment to supporting professional development.
We have partnered with Jawun for over 10 years supporting regional Indigenous organisations.
Diversity and inclusion WGEA Employer of Choice for gender equality since 2018.
Strong commitment to all aspects of Diversity and Inclusion through a robust 7 pillar strategy.
A growing number of employee-led networks who work to raise awareness and drive continued change.
We support over 50 First Nations Communities, helping to secure the communities future.
We encourage applications from Aboriginal and Torres Strait Islander People.
We're committed to creating an inclusive workplace where diversity is celebrated.
No matter your background or circumstances, we aim to provide an environment where you can thrive.
*** Perpetual strongly encourages our employees to be vaccinated for COVID-19 for the safety of our team and stakeholders.
Some roles may require that full vaccination is maintained for the safety and well-being of our clients.
If this is applicable to the role that you have applied for, we will ask you to share your status as part of the application process.
You will be provided with the relevant information during the recruitment process if you are currently not up to date with your vaccinations or are medically exempt.
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