Compliance & Risk Manager - Funds

vor 2 Wochen

Sydney, Österreich Perigon Group Vollzeit

Compliance & Risk (Banking & Financial Services)Full timeThe CompanyOur client is a Financial Services specialist going through a significant growth period. This is a rare opportunity within the Group and the successful candidate will be an integral part of the Compliance and Legal team involved with the decision-making process when entering new markets and launching new products.The RoleThis role will place you into a respected legal, risk and compliance team, one with strong leadership and career enhancement opportunities.Drive compliance strategy across the GroupMaintaining the AML/CTF frameworkConducting risk reviewsMonitoring adherence to the compliance planManaging breaches and incidentsManaging complaintsAssisting with regulatory liaisonManaging our compliance assurance systemPreparing risk and compliance reporting to the Board and relevant committeesEnsure key stakeholders are engaging the compliance division at all stagesAbout YouThe successful candidate will have a tertiary qualification in Law, Finance, Accounting or Commerce and have several years' experience in Regulatory risk management & Compliance within a Financial Institution (funds or investment platform specific is desirable). Prior experience maintaining an AFSL holder's risk management framework, and experience managing breaches and incidents, followed by generating risk reporting (and associated recommendations) to senior management. You will have in-depth knowledge of the current regulatory environment across financial services in Australia and a proven ability to interpret and implement compliance rules and regulations – and enjoy contributing to a team environment, liaising with various internal & external stakeholders.For a confidential discussion please apply to Perigon Group via the link below.
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