Hpx Group Pty | Compliance Manager
Vor 2 Tagen
About Us Source Compliance, part of the HPX Group, is a National Specialist Compliance and Risk Management provider, primarily to the financial services industry.
We offer our clients professional, flexible and outcome-driven solutions that adapt with their business.
Our businesses are powered by our 'people experience' (PX), and we believe this delivers the best possible 'client experience' (CX).
This means we are culture-led, operating with a clear purpose and values-driven leadership model, prioritising personal and professional development.
Put simply, our environment allows our people to be the best version of themselves, which enables them to do their best work, and ultimately makes our clients happy.
We're a diverse professional services group, and are looking for someone who is enthusiastic, proactive, happy to give things a go and appreciates variety.
We are looking for a Compliance Manager to assist in managing a portfolio of clients.
We're looking for someone: With strong experience as a Compliance Manager, ideally with a compliance consulting firm and/or within a funds management business. Experience implementing, managing and/or updating AFSL compliance frameworks, compliance obligations, monitoring and/or controls. With the desire to manage a portfolio of clients and assist them with meeting their compliance obligations. Who welcomes collaboration and sharing of knowledge. Happy to review work completed by team members, teach and add value where possible. Experienced in the ASIC Regulatory environment as it applies to AFS and ACL licensee obligations. Experienced in preparing and/or reviewing compliance reporting for Compliance Committees. Some knowledge and experience in risk management systems, and monitoring of controls. Additional experience in Privacy, AML/CTF and DDO is highly regarded. Competent with Microsoft Office. Excellent written and verbal communication skills. Strong client and stakeholder relationship management and business development abilities. With strong integrity and professional ethics. Who wants to work in and contribute to a fantastic and supportive team culture. What's in it for you: Assist a portfolio of clients to meet their compliance obligations, including quarterly reports, policy reviews, compliance advice, risk management frameworks, presenting to compliance committees, compliance training and audit support. Ad hoc projects including Licensee and Product health checks, independent reviews of AML/CTF programs, AFS and AC Licence applications and variations and assisting new AFS licensees setup their compliance framework. Work with a range of clients including large retail licensees and small boutique wholesale licensees across funds management; corporate advisory; and investment managers with the opportunity to be exposed to other client types like insurance providers and financial advice licensees. We manage clients in pairs (one primary and one secondary) so you will have the ongoing support of another team member. Be mentored in a supportive environment, with access to quality work, great clients and professional development opportunities. Access to the knowledge and experience of 11 other compliance professionals located in Sydney and Brisbane. Flexible working conditions – ability to work from home dependent on client and team commitments. People experience programs like the Da Vinci Program (each year get an extra weeks' annual leave after completing a personal development activity) and the Adventure Club (this year trips to Queenstown, Tasmania or Darwin). Full day birthday leave. Be part of the HPX Group and work alongside Hamilton Locke, Australia's fastest growing law firm and Helios, our cyber security business. Accessibility & Inclusion At Source, our culture is made up of unique backgrounds and varying life experiences.
We celebrate our people's differences across gender, gender identity, sexual orientation, age, ability, cultural backgrounds, and family and caring arrangements.
We are committed to making reasonable adjustments to provide a positive, barrier-free recruitment process.
If you require any support or reasonable adjustments to complete your application, please contact us.
How to Apply? We prefer to work directly with candidates.
If you are interested in this role, please click the 'Apply' button or contact the consultant, details below, for more information.
For more information on Source Compliance, please visit or follow us on LinkedIn.
Agency submissions HPX Group does not accept agency submissions unless the agency is specifically contacted by a member of the Recruitment Team.
Please do not forward candidate profiles or resumes to partners, hiring managers or other employees - this will not constitute as an introduction to the firm and HPX Group will not be liable for a fee.
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