Senior Risk
vor 12 Stunden
Senior Risk & Compliance Associate - Advice & TradingWorking as a key member of Risk and Compliance aligned to the Corporate Advisory, Markets,and Research, the Senior Associate will work closely with Line 1 and representatives topromote and enhance Yoschine Consulting's culture of compliance and robust risk managementframework.
This important role encompasses providing ongoing compliance advice to representatives inaddition to a strong focus on supervision and monitoring to ensure Yoschine Consultingcontinues to identify and manage its risks in an evolving financial services landscape.
Key responsibilities:Conducting ongoing and thematic Line 2 supervision and monitoring activities such asreviewing financial advice and trade surveillanceProviding ongoing compliance support and advice to representatives and stakeholders toensure continued compliance with the relevant requirementsOngoing review and improvement of policies and proceduresMonitoring, assessing and assisting in rolling out regulatory changeAssisting with regulatory notifications and requestsProviding relevant training to staff across the groupAssessing and investigating potential incidents and breachesPreparing reports for risk and compliance committees, and senior managementSkill required:Bachelor's degree of any discipline (preferably law, commerce and/or finance related)and RG 146 (Financial Planning)At least 3 years' experience in compliance, preferably in stockbroking, paraplanningand/or financial planningStrong understanding of the current regulatory framework relating to retail financialadvice, market participants, and research, including but not limited to Chapter 7 ofthe Corporations Act, ASIC Market Integrity Rules and ASX/Chi-X Operating Rules.Previous experience with conducting supervision and monitoringHigh level of initiative, resilience and sense of urgency to exercise sound judgementto resolve matters in a timely manner, both individually and in a team environmentStrong project management, stakeholder management and influencing skillsExcellent verbal and written communications skills and strong attention to detailCompany Benefits:Attractive salary package and bonus structuredContinuous internal training structured by industry leading professionalsOne-on-one mentoring with senior staff to develop your skill setA professional and friendly working environmentRegular social events sponsored by Yoschine ConsultingModern offices in a convenient locationA free healthy breakfast each morningGenerous annual fitness rebateAccess to discounted financial services for you and your familyYoschine Consulting (Yoschine Consulting Pty Ltd ABN: 36 626 293 132) is a young, dedicatedand fast-growing Australian company, mainly focusing on integrated business consultingservices.At the same time, we seek to provide high-quality market leading financialconsulting services for private clients, institutional clients and enterprises. The expertsin our term are highly educated and experienced, studied and served in the industry for atleast five years. We assist our clients on overall business operations, strategic planning,IT solution, financial portfolio investment, property investment, fund projects, etc.
Apply now Location
Company
Number of positions
Sydney Yoschine Consulting 1
Positionapplying for
Name
Email
Bestdescribes your right to work in Australia?
Howdid you hear about us?
Pleasespecify...
Uploadyour resume
One file only.2 MBlimit.Allowed types: pdf doc docx.
One file only.2 MBlimit.Allowed types: pdf doc docx.
Uploadacamedic transcript
One file only.2 MBlimit.Allowed types: pdf doc docx.
#J-18808-Ljbffr
-
Head Of Financial Crime Compliance
vor 2 Monaten
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitHead of Financial Crime Compliance & RiskCompliance & Risk (Banking & Financial Services)Full timeNewly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing...
-
Senior Risk Manager
vor 3 Monaten
Sydney, Österreich Michael Page Australia VollzeitFixed Term Contract (12 months) - Senior Risk Manager role - Sydney Fixed Term Contract - Not for Profit - Senior Risk Manager role - Sydney About Our Client The organisation is a significant player in the not-for-profit sector.This firm is a large employer with a focus on compliance and risk management.Job Description Develop and implement risk management...
-
Senior Risk Manager
vor 3 Wochen
Sydney, Österreich Fnz VollzeitAs a Senior Risk Manager at FNZ Australia, you will play a critical role within the Risk and Compliance team, sitting within the second line of defence to shape and enhance FNZ's risk and compliance framework.This position provides vital insights and oversight, ensuring accurate and relevant management information (MI) is available to support informed,...
-
Senior Risk Manager
Vor 3 Tagen
Sydney, Österreich Fnz (Uk) Ltd VollzeitAs a Senior Risk Manager at FNZ Australia, you will play a critical role within the Risk and Compliance team, sitting within the second line of defence to shape and enhance FNZ's risk and compliance framework.This position provides vital insights and oversight, ensuring accurate and relevant management information (MI) is available to support informed,...
-
Senior Risk Manager
vor 3 Wochen
Sydney, Österreich Fnz VollzeitAs a Senior Risk Manager at FNZ Australia, you will play a critical role within the Risk and Compliance team, sitting within the second line of defence to shape and enhance FNZ's risk and compliance framework. This position provides vital insights and oversight, ensuring accurate and relevant management information (MI) is available to support informed,...
-
Senior Solutions Consultant
vor 2 Monaten
Sydney, Österreich Lexisnexis Risk Solutions VollzeitSenior Solutions ConsultantApply locations Sydney time type Full time posted on Posted Yesterday job requisition id R86584Senior Solutions Consultant Are you an accomplished presales consultant in the technology sector? Will you like to be part of dynamic global team? About our Team This role is within the Solutions Consulting team supporting LNRS' end to...
-
Senior Engagement Manager Apac – Fraud
vor 3 Monaten
Sydney, Österreich Lexisnexis Risk Solutions VollzeitSenior Engagement Manager APAC – Fraud & Identity Apply Location: Sydney Time Type: Full time Posted On: Posted Yesterday Job Requisition ID: R84852 Demonstrated experience in risk management, financial services, or similar industries Lead and manage high-value client relationships in the risk solutions sector About the Business LexisNexis Risk Solutions...
-
Senior Risk Manager
vor 1 Monat
Sydney, Österreich FNZ Group VollzeitAs a Senior Risk Manager at FNZ Australia, you will play a critical role within the Risk and Compliance team, sitting within the second line of defence to shape and enhance FNZ's risk and compliance framework.This position provides vital insights and oversight, ensuring accurate and relevant management information (MI) is available to support informed,...
-
Senior Product Manager
vor 3 Monaten
Sydney, Österreich Lexisnexis Risk Solutions VollzeitSenior Product Manager - Digital Identity Do you have a strong understanding of digital identity, device intelligence, and the global fraud landscape? Do you have a strong analytical mindset with Product Management expertise? About the Business LexisNexis Risk Solutions is the essential partner in the assessment of risk. Within our Business Services...
-
Senior Risk Manager
Vor 7 Tagen
Sydney, Österreich Everest Re Group, VollzeitTitle: Senior Risk ManagerCompany: Everest International Reinsurance, Ltd. (Australia)Job Category: TechnologyJob Description:Everest Group, Ltd. (Everest), is a leading global reinsurance and insurance provider, operating for nearly 50 years through subsidiaries in North America, Latin America, the UK & Ireland, Continental Europe and Asia Pacific...
-
Senior Risk Manager
Vor 6 Tagen
Sydney, Österreich Everest Re Group, VollzeitTitle: Senior Risk Manager Company: Everest International Reinsurance, Ltd. (Australia) Job Category: Technology Job Description: Everest Group, Ltd. (Everest), is a leading global reinsurance and insurance provider, operating for nearly 50 years through subsidiaries in North America, Latin America, the UK & Ireland, Continental Europe and Asia Pacific...
-
Senior Analyst | Risk Governance
vor 1 Monat
Sydney, Österreich Macquarie Bank Limited VollzeitCompliance & Regulatory, Risk ManagementJoin our Risk Governance team and play a key role in producing insightful and decision-based risk reporting to a senior stakeholder group including Macquarie's Senior Management, Board and its committees.At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of...
-
Senior Risk Manager, Group Risk
vor 1 Monat
Sydney, Österreich Efinancialcareers Ltd. VollzeitSenior Risk Manager, Group Risk (12 Months)Challenger Sydney, AustraliaAbout Challenger:Challenger Limited is an ASX-listed investment management firm managing $127 billion in assets (as at 30 June 2024).Life with us is fast moving and always exciting.Together we're driving to deliver our vision to provide our customers with financial security for a better...
-
Senior Risk Manager
vor 3 Wochen
Sydney, Österreich Everest Re Group, Ltd. VollzeitTitle:Senior Risk ManagerCompany:Everest International Reinsurance, Ltd. (Australia)Job Category:TechnologyJob Description:Everest Group, Ltd. (Everest), is a leading global reinsurance and insurance provider, operating for nearly 50 years through subsidiaries in North America, Latin America, the UK & Ireland, Continental Europe, and Asia Pacific regions....
-
Fnz | Senior Risk Manager
vor 3 Wochen
Sydney, Österreich Tideri Jobbörse VollzeitAs a Senior Risk Manager at FNZ Australia, you will play a critical role within the Risk and Compliance team, sitting within the second line of defence to shape and enhance FNZ's risk and compliance framework.This position provides vital insights and oversight, ensuring accurate and relevant management information (MI) is available to support informed,...
-
Senior Analyst | Risk Governance
vor 1 Monat
Sydney, Österreich Macquarie Bank Limited VollzeitCompliance & Regulatory, Risk ManagementJoin our Risk Governance team and play a key role in producing insightful and decision-based risk reporting to a senior stakeholder group including Macquarie's Senior Management, Board and its committees.At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of...
-
Senior Analyst | Risk Governance
vor 1 Monat
Sydney, Österreich Macquarie Bank Limited VollzeitCompliance & Regulatory, Risk Management Join our Risk Governance team and play a key role in producing insightful and decision-based risk reporting to a senior stakeholder group including Macquarie's Senior Management, Board and its committees. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of...
-
Senior Technology Risk Manager
Vor 5 Tagen
Sydney, Österreich Pepper Group Limited VollzeitSince 2001 we have transformed ourselves from a small company in Sydney to a 1700-strong force across Australia, Asia and Europe.We're always on the lookout for outstanding people who can keep us moving forward.So why not take the next step in your career and join an ambitious team, committed to high performance and setting people up for success.Job...
-
Senior Risk Manager
vor 3 Wochen
Sydney, Österreich Everest Re Group, Ltd. VollzeitTitle:Senior Risk ManagerCompany:Everest International Reinsurance, Ltd. (Australia)Job Category:TechnologyJob Description:Everest Group, Ltd. (Everest), is a leading global reinsurance and insurance provider, operating for nearly 50 years through subsidiaries in North America, Latin America, the UK & Ireland, Continental Europe, and Asia Pacific...
-
Senior Technology Risk Specialist
vor 2 Monaten
Sydney, Österreich Australian Retirement Trust VollzeitTesting & Quality Assurance (Information & Communication Technology) Full time 6 wellbeing days on top of annual leave!Take hold of a monster opportunity as a Senior Technology Risk Specialist in our Technology Risk team.If you're a good fit for this role and live in Brisbane, Sydney, Melbourne or Adelaide, we'd love you to apply. You'll get 14% super as...
