Compliance Officer
vor 22 Stunden
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.We are looking for a Compliance Officer who will be responsible for the application, management, and maintenance of overseas licenses. Reporting directly to the Compliance Manager, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and standards.Responsibilities:Manage regulatory and licensing matters, including licensing application, variation, and related licensing reporting requirements.Serve as the primary point of contact for all compliance-related inquiries and issues pertaining to the licenses under management.Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information.Stay updated on changes in regulations and ensure compliance with applicable laws and regulations.Collaborate with cross-functional teams to develop and implement compliance policies, procedures, and controls.Conduct periodic compliance assessments and reviews to identify areas for improvement and implement remedial actions as necessary.Assist in the resolution of compliance issues, including the investigation of potential breaches and the implementation of corrective measures.Ad-hoc duties as requested.Minimum Requirements:Bachelor's degree in finance, law or related field. Advanced degree preferred.Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.Strong proficiency in Microsoft Office suite.Strong attention to detail and organizational skills.Excellent communication and interpersonal abilities.Ability to multitask and prioritize tasks effectively.Additional Benefits:Celebrate your tenure with us Receive generous milestone anniversary gifts that grow with each year of service.Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.Prioritize your well-being Access our Flexible Spending Account (FSA) for various health and wellness needs.We support you during difficult times. Receive one additional paid day off for each occasion of family bereavement.Cherish life's milestones. Enjoy paid time off for your marriage occasion.Welcome your newest family member with a special giftInvest in your growth Access annual training opportunities tailored to your role.
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Compliance Officer
Vor 4 Tagen
Sydney, Österreich Tideri Jobbörse VollzeitWe are seeking a professional and detail-oriented Compliance Officer to join our dynamic team in Sydney.In this crucial role, you will be responsible for supporting the Compliance Manager and CRO to ensure that our company adheres to legal standards and in-house policies.Your key responsibilities will include: Conducting thorough internal control reviews of...
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Compliance Officer
vor 2 Wochen
Sydney, Österreich Independent Reserve VollzeitWe are seeking a professional and detail-oriented Compliance Officer to join our dynamic team in Sydney. In this crucial role, you will be responsible for supporting the Compliance Manager and CRO to ensure that our company adheres to legal standards and in-house policies.Your key responsibilities will include:Conducting thorough internal control reviews of...
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Compliance Officer
vor 2 Wochen
Sydney, Österreich Independent Reserve VollzeitWe are seeking a professional and detail-oriented Compliance Officer to join our dynamic team in Sydney. In this crucial role, you will be responsible for supporting the Compliance Manager and CRO to ensure that our company adheres to legal standards and in-house policies.Your key responsibilities will include:Conducting thorough internal control reviews of...
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Compliance Officer
vor 2 Wochen
Sydney, Österreich Robert Walters Australia VollzeitYou will be joining a global alternative asset manager as a Compliance Officer within an established team based in Sydney.About the RoleResponsibilities include:Leading the management of the Group's AML/CTF Program.Overseeing the Group's Training Program, ensuring effective management.Providing guidance and leadership to offshore teams responsible for core...
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Compliance Officer
vor 2 Wochen
Sydney, Österreich Robert Walters Australia VollzeitYou will be joining a global alternative asset manager as a Compliance Officer within an established team based in Sydney.About the Role Responsibilities include:Leading the management of the Group's AML/CTF Program.Overseeing the Group's Training Program, ensuring effective management.Providing guidance and leadership to offshore teams responsible for core...
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Compliance Officer
vor 3 Wochen
Sydney, Österreich Ventora Group VollzeitWith some of the most iconic brands in the Australasian and global building industry, we are proud to have provided products and services to projects around the globe for residential, multi-residential, and commercial markets.Whether it is windows, doors, architectural glass, showers, wardrobes or other building products, our brands are committed to creating...
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Compliance Officer
vor 21 Stunden
Sydney, Österreich Ventora Group VollzeitWith some of the most iconic brands in the Australasian and global building industry, we are proud to have provided products and services to projects around the globe for residential, multi-residential, and commercial markets.Whether it is windows, doors, architectural glass, showers, wardrobes or other building products, our brands are committed to creating...
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Compliance Officer
Vor 4 Tagen
Sydney, Österreich Ventora Group VollzeitWith some of the most iconic brands in the Australasian and global building industry, we are proud to have provided products and services to projects around the globe for residential, multi-residential, and commercial markets.Whether it is windows, doors, architectural glass, showers, wardrobes or other building products, our brands are committed to creating...
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Compliance Officer
vor 1 Woche
Sydney, Österreich Eminence Talent Group VollzeitAbout the Company: Join a cutting-edge digital finance company, at the forefront of the cryptocurrency exchange market.Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences.As part of their ambitious growth strategy, they are seeking a detail-oriented Compliance...
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Compliance Officer
vor 1 Woche
Sydney, Österreich Eminence Talent Group VollzeitAbout the Company:Join a cutting-edge digital finance company, at the forefront of the cryptocurrency exchange market. Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences. As part of their ambitious growth strategy, they are seeking a detail-oriented Compliance...
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Compliance Officer
vor 3 Wochen
Sydney, Österreich Hudson Australia VollzeitHudson has partnered with a large Federal Government agency and is seeking for Compliance Officers with strong auditing, investigative and customer service skills.About the Team:The Levies Compliance team manages an annual risk-based compliance program aimed at encouraging levy payers to voluntarily meet legislative requirements.This program ensures that...
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Regulatory Compliance Officer
vor 2 Wochen
Sydney, Österreich Independent Reserve VollzeitWe are looking for a talented Regulatory Compliance Officer to join our busy Sydney team. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group. You will also be assisting the Compliance teams in Singapore and Australia as required.Your key responsibilities...
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Regulatory Compliance Officer
vor 2 Wochen
Sydney, Österreich Independent Reserve VollzeitWe are looking for a talented Regulatory Compliance Officer to join our busy Sydney team. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group. You will also be assisting the Compliance teams in Singapore and Australia as required.Your key responsibilities...
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Regulatory Compliance Officer
vor 3 Wochen
Sydney, Österreich Tideri Jobbörse VollzeitWe are looking for a talented Regulatory Compliance Officer to join our busy Sydney team.Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group.You will also be assisting the Compliance teams in Singapore and Australia as required.Your key responsibilities...
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Compliance Officer
vor 1 Woche
Sydney, Österreich Dxc Technology Inc. VollzeitAre you ready to be part of something truly innovative?At DXC, we are thrilled to announce the launch of our new self-insurance business operation, and we are looking for talented individuals to join our growing team.This is a unique opportunity to help shape the future of our operations, as we build a customer-focused service team from the ground up.At DXC,...
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Compliance Officer
vor 3 Wochen
Sydney, Österreich Pepper VollzeitWho We Are At Pepper Money, we're focused on helping people succeed.Whether that be buying a family home, dream car, developing professionally or growing their business.We've become one of the largest, most trusted and-award winning non-bank lenders in Australia and New Zealand.Over our 23 years, there's a lot that we have been proud to achieve, the biggest...
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Compliance Officer
vor 3 Wochen
Sydney, Österreich Tideri Jobbörse VollzeitWho We AreAt Pepper Money, we're focused on helping people succeed.Whether that be buying a family home, dream car, developing professionally or growing their business.We've become one of the largest, most trusted and-award winning non-bank lenders in Australia and New Zealand.Over our 23 years, there's a lot that we have been proud to achieve, the biggest...
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Compliance Officer
vor 2 Wochen
Sydney, Österreich Robert Walters Australia VollzeitReporting to the Head of Compliance, this role will be to support the team with essential compliance activities, such as engaging with stakeholders, providing clear and actionable compliance guidance, and managing reporting and governance tasks.This is a fantastic opportunity to become a vital contributor to a rapidly growing and dynamic business...
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Legal & Compliance Officer
Vor 7 Tagen
Sydney, Österreich Caia.Org - Jobboard VollzeitA Full-Time permanent position has arisen for a successful candidate to help an international Bank manage legal and compliance responsibilities critical to their operations. Your Responsibilities: Provide training including induction training for all new staff as well as ongoing compliance & legal training Review and update policies and procedures that...
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Compliance Officer
vor 3 Wochen
Sydney, Österreich Tideri Jobbörse VollzeitJob no: 563721Work type: Fixed Term - Full TimeLocation: Homebush WestCategories: AdministrationAs Australia's largest retailer of lifestyle products, with nearly 300 stores worldwide, Harvey Norman has been a part of almost every Australian's shopping experience.Whether getting the latest electronic gadgets or furnishing your first home, Harvey Norman is...
