Compliance Officer
vor 1 Monat
Compliance & Risk (Banking & Financial Services)Full timeOur client is a financial service business (funds/wealth management) going through a transformation and looking for a hands-on and down to earth compliance professional to join their lean team.Working with the CRO, you will have broad exposure managing the compliance function. Some of the responsibilities will include:Reviewing Investment Management Agreements (IMAs) and other investment management documentsReviewing product disclosure statements (PDSs), product development related material and marketing materialsOngoing monitoring and review of compliance obligations and risk management frameworksConducting risk and compliance monitoring activitiesMonitoring, managing, and reporting of incidents, breaches, and complaintsMaintaining all compliance registersReviewing, developing, and implementing policies and proceduresKeeping up to date with regulatory and legislative changesServing as subject matter expert and providing compliance advice to the business and answering queriesThe ideal candidate will have:Circa 3-5 years of compliance and risk experienceBackground in wealth management, funds management and superannuation idealCan-do attitude, down to earth, ability to work in a lean and changing environment and willingness to be hands-onExcellent communication and interpersonal skills, ability to engage with stakeholders at all levelsAbility to think outside the box and solve problemsThis is a great opportunity for someone wanting to be part of a transformation and take ownership. You will be working with senior leaders and gain hands-on exposure.If you would like to learn more, please send your CV through to Jerin Chowdhury at PX Resources (******) or apply directly via the APPLY button.
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Compliance Investigations Officer
vor 3 Monaten
Melbourne, Österreich Compliance Wise VollzeitHome > Jobs > Compliance Investigations Officer The key outcomes and accountabilities of this role are to:Undertake investigations into alleged breaches of legislation for which QBCC is responsible for administering and regulating, and take appropriate action, including job site operations and investigations.This includes but is not limited to the Queensland...
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Compliance Officer
vor 2 Wochen
Melbourne, Österreich Victorian Government VollzeitAbout us The Department of Government Services (DGS) was?established?on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian government.We bring important day-to-day services together in one department to make things easy and seamless for Victorians and businesses.We are doing this by connecting and digitising...
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Compliance Officer
Vor 3 Tagen
Melbourne, Österreich Resource Labour Hire VollzeitResource Labour Hire are seeking a skilled & qualified Compliance Officer for a company in Kensington.The Position:The role of this position is to provide the services of a Compliance Officer (CO) to Amal Express Pty Ltd and its affiliates in Australia.The CO is appointed with the objective of fully complying with the Anti-Money Laundering and Terrorist...
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Compliance Officer
Vor 3 Tagen
Melbourne, Österreich Resource Labour Hire VollzeitResource Labour Hire are seeking a skilled & qualified Compliance Officer for a company in Kensington.The Position: The role of this position is to provide the services of a Compliance Officer (CO) to Amal Express Pty Ltd and its affiliates in Australia.The CO is appointed with the objective of fully complying with the Anti-Money Laundering and Terrorist...
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Compliance Officer
vor 3 Wochen
Melbourne, Österreich Dgs - Regulatory Services & Cav VollzeitGovernment - State (Government & Defence)The Department of Government Services (DGS) was established on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian government. We bring important day-to-day services together in one department to make things easy and seamless for Victorians and businesses. We are doing...
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Compliance Officer
vor 1 Monat
Melbourne, Österreich Polyglot Group VollzeitCompliance & Risk (Banking & Financial Services)Join our client, a leading provider of online foreign exchange (FX) trading, CFD trading, and related services, as a Compliance Officer. This pivotal role is tailored for those who thrive in managing compliance risk and ensuring adherence to all legal and regulatory requirements.With a primary focus on...
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Compliance Officer
Vor 2 Tagen
Melbourne, Österreich Wall Street - HR Systems & Services VollzeitAbout Us The NBL Group , in partnership with the Wollemi Capital Group Syndicate , is redefining the future of women's basketball in Australia.The Women's National Basketball League (WNBL) is preparing to embark on a transformative journey to enhance its visibility, engagement, and impact on the sports landscape, from April 2025.With a commitment to...
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Compliance Officer
Vor 2 Tagen
Melbourne, Österreich Wall Street VollzeitAbout UsThe NBL Group, in partnership with the Wollemi Capital Group Syndicate, is redefining the future of women's basketball in Australia.The Women's National Basketball League (WNBL) is preparing to embark on a transformative journey to enhance its visibility, engagement, and impact on the sports landscape, from April 2025.With a commitment to fostering...
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Compliance Officer
vor 15 Stunden
Melbourne, Österreich Wall Street - HR Systems & Services VollzeitAbout UsThe NBL Group, in partnership with the Wollemi Capital Group Syndicate, is redefining the future of women's basketball in Australia.The Women's National Basketball League (WNBL) is preparing to embark on a transformative journey to enhance its visibility, engagement, and impact on the sports landscape, from April 2025.With a commitment to fostering...
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Compliance Officer
Vor 2 Tagen
Melbourne, Österreich Wall Street - HR Systems & Services VollzeitAbout UsThe NBL Group, in partnership with the Wollemi Capital Group Syndicate, is redefining the future of women's basketball in Australia.The Women's National Basketball League (WNBL) is preparing to embark on a transformative journey to enhance its visibility, engagement, and impact on the sports landscape, from April 2025.With a commitment to fostering...
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Compliance Officer
vor 3 Wochen
Melbourne, Österreich Dgs - Regulatory Services & Cav VollzeitGovernment - State (Government & Defence)The Department of Government Services (DGS) was established on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian government.We bring important day-to-day services together in one department to make things easy and seamless for Victorians and businesses.We are doing...
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Compliance Officer
vor 32 Minuten
Melbourne, Österreich State Government Of Victoria, Australia VollzeitLocation: Melbourne | Northern MetropolitanJob type: Full time / OngoingOrganisation: Department of Government ServicesOccupation: Regulatory Governance and ComplianceReference: VG/1836456About usThe Department of Government Services (DGS) was established on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian...
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Compliance Officer
vor 1 Monat
Melbourne, Österreich Wnbl VollzeitBe part of shaping the future of women's sports with real impact and purposeJoin an exciting journey as the WNBL enters a historic new eraTake on a pivotal role ensuring compliance excellenceAbout Us TheNBL Group, in partnership with theWollemi Capital Group Syndicate, is redefining the future of women's basketball in Australia.TheWomen's National Basketball...
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Compliance Officer
vor 1 Monat
Melbourne, Österreich Wnbl VollzeitBe part of shaping the future of women's sports with real impact and purposeJoin an exciting journey as the WNBL enters a historic new eraTake on a pivotal role ensuring compliance excellenceAbout UsTheNBL Group, in partnership with theWollemi Capital Group Syndicate, is redefining the future of women's basketball in Australia. TheWomen's National Basketball...
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Compliance Officer
vor 1 Monat
Melbourne, Österreich Wall Street - HR Systems & Services VollzeitBe part of shaping the future of women's sports with real impact and purpose Join an exciting journey as the WNBL enters a historic new era Take on a pivotal role ensuring compliance excellence About Us The NBL Group , in partnership with the Wollemi Capital Group Syndicate , is redefining the future of women's basketball in Australia.The Women's National...
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Compliance Officer
vor 1 Monat
Melbourne, Österreich Fxcm VollzeitThe Compliance Officer is responsible for leading FXCM Australia's compliance risk management program and for ensuring that the firm has risk-based policies, procedures, and controls, designed to ensure compliance with all applicable laws, regulations, policies and applicable guidance of local regulators. They act as primary point of contact with Australian...
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Compliance Officer
vor 4 Wochen
Melbourne, Österreich Sharp & Carter VollzeitCompliance & Risk (Banking & Financial Services)Full timeAbout our Client:This leading retailer is committed to delivering exceptional value to their customers through a diverse range of products and outstanding service. They are dedicated to fostering a culture of integrity and compliance, ensuring they meet the highest standards in all aspects of their...
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Compliance Officer
vor 3 Monaten
Melbourne, Österreich Accord Care Qld Pty VollzeitACCORD CARE is trusted in the provision of person-centered disability support services to NDIS participants.We provide Supported Independent Living, In-home care, Community Participation, Short-Term Accommodation, Community Nursing, and Allied Health Services.About the role:This is a full-time office-based role that oversees compliance processes.The...
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Compliance Officer
vor 2 Monaten
Melbourne, Österreich Eminence Talent Group VollzeitAbout the Company:Join a cutting-edge digital finance company at the forefront of the cryptocurrency exchange market. Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences. As part of their ambitious growth strategy, they are seeking a detail-oriented Compliance...
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Compliance Officer
vor 3 Wochen
Melbourne, Österreich Nsw Police Force VollzeitClerk Grade 3/4Ongoing Full-TimeKingscliffAbout usThe NSW Police Force (NSWPF) is one of the largest police forces in the western world, with more than 20,000 employees, including over 4,000 administrative employees who support sworn officers providing law and order services 24/7 to the diverse community of NSW.About the roleWe have an opportunity for a...
