Product Compliance Manager
vor 3 Wochen
About the role As a Product Compliance Manager, you will report to KeyInvest's Chief Investment Officer.
The Chief Investment Officer is responsible for KeyInvest's Investment and Products division.
The Product Compliance Manager will be responsible for ensuring that all financial products and services comply with relevant regulatory requirements, including Design and Distribution Obligations (DDO), disclosure requirements, Australian Financial Services Licence (AFSL) compliance, and compliance with the APRA Prudential Standards.
This role involves working closely with product development, sales and marketing teams, legal, and risk management to ensure that compliance is integrated into the product lifecycle from inception to distribution.
Key Responsibilities Design and Distribution Obligations (DDO)Maintain, manage, and monitor KeyInvest's Product Governance Framework in line with the requirements of RG 274 and other relevant regulatory guidance.Ensure that target market determinations (TMDs) are prepared, reviewed, and updated as required.Monitor and report on the effectiveness of TMDs and distribution strategies.Provide guidance and training to internal stakeholders on DDO requirements.Maintain appropriate records of decisions made in relation to the TMD and associated reviews.Disclosure ComplianceOversee the preparation and review of disclosure documents, including Product Disclosure Statements (PDS), Financial Services Guides (FSG), and other regulatory documents.Ensure that all disclosure documents are accurate, clear, and comply with regulatory requirements.Stay updated on changes in disclosure regulations and ensure timely implementation of necessary updates.Monitor changes to external underlying Managed Funds to ensure KeyInvest's disclosure documents remain up to date and compliant.AFSL ComplianceMaintain and update compliance policies and procedures in line with AFSL requirements.Design, implement, and operationally embed controls that support continued compliance with financial services regulations relating to KeyInvest's financial products.Support KeyInvest's AFSL Responsible Managers in the review of any advertising or marketing material relating to KeyInvest's financial products.Benefit Fund RulesCoordinate the creation, amendment, and deletion of Benefit Fund Rules associated with KeyInvest's existing and new life products.Monitor compliance with KeyInvest's Benefit Fund Rules and APRA Prudential Standards relating to life products.Risk ManagementIdentify and assess compliance risks associated with new and existing products.Develop and implement risk mitigation strategies.Collaborate with the risk management team to integrate compliance risk assessments into the overall risk management framework.Reporting and DocumentationPrepare regular compliance reports for senior management and the board.Maintain comprehensive records of compliance activities and decisions.Ensure timely and accurate reporting of compliance breaches and incidents.Relationship ManagementLiaise with external fund managers, clients, third parties and key stakeholders on behalf of the Chief Investment Officer and/or a designated Portfolio Manager.Education, Experience, Skills & Knowledge Bachelor's degree in law, finance, business, or a related field.Minimum 5 years financial services experience.In-depth knowledge of Australian financial services regulations, including DDO, disclosure requirements, and AFSL compliance.Experience with APRA life product regulation desirable.Excellent communication skills, both written and verbal.Ability to work independently and as part of a team.High attention to detail and strong organizational skills.Personal Competencies Attention to detail.Adept at identifying risks and proposing effective risk mitigation strategies.Comfortable working in a dynamic environment with changing priorities.Collaborative approach to problem-solving and decision-making.Uphold high standards of integrity and confidentiality.Strong stakeholder management skills.Ability to work effectively under pressure and meet tight deadlines.Ability to plan effectively and take accountability for delivering results.A continual improvement mindset with a desire to continue to learn and grow. #J-18808-Ljbffr
-
Compliance Manager
vor 3 Wochen
Melbourne, Österreich Compliance & Risk Management Recruitment VollzeitPower Generation & Distribution (Mining, Resources & Energy)This role is both strategy & execution and is inviting you to be a part of a dynamic and complex business that takes a long-term and sustainable approach to the way they operate.If you are looking for the next step in your career, where you have ownership and can add value, this job will do it.It is...
-
Compliance Manager
vor 3 Wochen
Melbourne, Österreich Compliance & Risk Management Recruitment VollzeitPower Generation & Distribution (Mining, Resources & Energy) This role is both strategy & execution and is inviting you to be a part of a dynamic and complex business that takes a long-term and sustainable approach to the way they operate.If you are looking for the next step in your career, where you have ownership and can add value, this job will do it.It...
-
Compliance Investigations Officer
vor 3 Monaten
Melbourne, Österreich Compliance Wise VollzeitHome > Jobs > Compliance Investigations Officer The key outcomes and accountabilities of this role are to:Undertake investigations into alleged breaches of legislation for which QBCC is responsible for administering and regulating, and take appropriate action, including job site operations and investigations.This includes but is not limited to the Queensland...
-
Keyinvest | Product Compliance Manager
vor 2 Wochen
Melbourne, Österreich Buscojobs VollzeitCompliance & Risk (Banking & Financial Services)Full time As a Product Compliance Manager, you will report to KeyInvest's Chief Investment Officer.The Chief Investment Officer is responsible for KeyInvest's Investment and Products division.The Product Compliance Manager will be responsible for ensuring that all financial products and services comply with...
-
Product Lead, Compliance
vor 4 Wochen
Melbourne, Österreich Binance VollzeitBinance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by over 230 million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products. Binance...
-
Product Lead, Compliance Platform
vor 2 Wochen
Melbourne, Österreich Binance VollzeitBinance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users.We are trusted by over 230 million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products.Binance...
-
Melbourne, Österreich Amazon VollzeitProduct Safety Compliance Mgr, APB Product EnablementJob ID: 2809126 | Amazon EU SARL (UK Branch) - D67At Amazon, we are working to be the most customer-centric company on earth.To get there, we need exceptionally talented, bright, and driven people.If you would like to help us build the place to find and buy anything online, this is your chance to make...
-
Melbourne, Österreich Buscojobs VollzeitProduct Safety Compliance Mgr, APB Product EnablementJob ID : 2809126 | Amazon EU SARL (UK Branch) - D67 At Amazon, we are working to be the most customer-centric company on earth.To get there, we need exceptionally talented, bright, and driven people.If you would like to help us build the place to find and buy anything online, this is your chance to make...
-
Binance | Product Lead, Compliance Platform
vor 1 Woche
Melbourne, Österreich Tideri Jobbörse VollzeitBinance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users.We are trusted by over 230 million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products.Binance...
-
Product Manager – Global Trade Compliance
vor 2 Monaten
Melbourne, Österreich Wisetech Global Limited VollzeitAre you passionate about tackling complex industry challenges? Currently, we're on the lookout for a seasoned expert in Global Trade Regulations to spearhead the development of compliance software for our flagship product, CargoWiseOne. This pivotal module will play an important role in assisting our clients in navigating the labyrinth of global regulations...
-
Product Manager – Global Trade Compliance
vor 2 Monaten
Melbourne, Österreich Tideri Jobbörse VollzeitAre you passionate about tackling complex industry challenges?Currently, we're on the lookout for a seasoned expert in Global Trade Regulations to spearhead the development of compliance software for our flagship product, CargoWiseOne.This pivotal module will play an important role in assisting our clients in navigating the labyrinth of global regulations...
-
Compliance Manager
Vor 7 Tagen
Melbourne, Österreich Worldline VollzeitANZ Worldline Payment Solutions is a joint venture between ANZ Banking Group and Europe's leading payment technology company, Worldline.We launched in Australia in early 2022, providing in-store and ecommerce payment solutions to around 60,000 Australian businesses.Since then we've built a new modern technology platform to enable an exciting roadmap of...
-
Compliance Manager
Vor 5 Tagen
Melbourne, Österreich Worldline VollzeitANZ Worldline Payment Solutions is a joint venture between ANZ Banking Group and Europe's leading payment technology company, Worldline.We launched in Australia in early 2022, providing in-store and ecommerce payment solutions to around 60,000 Australian businesses.Since then we've built a new modern technology platform to enable an exciting roadmap of...
-
Product Manager
vor 4 Wochen
Melbourne, Österreich Ranchero VollzeitJOB DESCRIPTION We've been trusted to serve Aussie communities since 1914 and grown to become a top 30-listed on the ASX with over 115,000 team members and a portfolio of iconic brands.At Coles Group, you'll not only get to make a difference to millions of Aussie lives—you'll also get to see your impact.About the team As the way we shop continues to...
-
Product Manager
vor 4 Wochen
Melbourne, Österreich Warakirri Asset Management Ltd VollzeitWarakirri Asset Management Ltd is a leading and growing Australian asset manager, offering specialist investment vehicles and services across agriculture and a range of actively managed funds.We foster a workplace culture that prioritises safety, wellbeing, and the professional growth of our employees.In this newly created role as Product Manager, you will...
-
Product Manager
vor 1 Monat
Melbourne, Österreich Nab VollzeitProduct Management & Development (Information & Communication Technology) Full time About Us: We are running a large-scale financial crime transformation program aimed at redefining how we detect and prevent financial crime to protect our customers and the communities we serve.This multi-year initiative is designed to develop and integrate cutting-edge...
-
Compliance Manager
vor 4 Wochen
Melbourne, Österreich Indebted Usa, Inc. VollzeitAbout InDebted InDebted provides future-thinking organisations with products and solutions to support overdue consumers through debt.Backed by technology with a human touch, we use machine learning and AI to personalise the collections journey and champion positive customer experiences — all so we can change the world of consumer debt for good.Founded in...
-
Worldline | Compliance Manager
Vor 4 Tagen
Melbourne, Österreich Tideri Jobbörse VollzeitANZ Worldline Payment Solutions is a joint venture between ANZ Banking Group and Europe's leading payment technology company, Worldline.We launched in Australia in early 2022, providing in-store and ecommerce payment solutions to around 60,000 Australian businesses.Since then we've built a new modern technology platform to enable an exciting roadmap of...
-
Compliance Engineer
Vor 7 Tagen
Melbourne, Österreich Techtronic Industries Australia & New Zealand VollzeitTechtronic Industries (TTI) is a global organisation, a world-class leader in quality consumer and professional products marketed to the home improvement and construction industries.The TTI brands like MILWAUKEE, RYOBI, AEG, VAX and many others are recognised worldwide for their deep heritage, superior quality, outstanding performance and compelling...
-
Training Compliance Manager
vor 2 Wochen
Melbourne, Österreich Moncel VollzeitTraining Compliance Manager | Moncel | Australia About Moncel Moncel is one of the fastest growing companies in the online education space.With 7 international brands and operations in Canada, Australia, and the United States, we are an exciting blend of the technology and learning sectors.Our company is made up of a rapidly growing team of talented...
