Regulatory Compliance
vor 1 Tag
Join our dynamic team in Sydney, Australia, where your expertise will help shape the future of our business across Australia and New Zealand.
As a valued member of our Compliance, Conduct & Operational Risk (CCOR) team, you'll have the opportunity to grow your career in a supportive and challenging environment, engaging with stakeholders and contributing to impactful activities that balance regulatory requirements with business needs.
We are looking for motivated individuals with a solid understanding of the Australian financial services regulatory environment to join us in safeguarding our firm's business.
As a Regulatory Compliance & Operational Risk, Associate within our CCOR team, you will play a crucial role in providing independent guidance and oversight on compliance and operational risk.
Your work will be instrumental in ensuring that our business operations align with regulatory standards, ultimately contributing to the integrity and success of our firm.
You will be part of a collaborative team that values honesty, curiosity, and professionalism, and you will have the chance to interact with senior stakeholders and key regulators, making a real difference in our compliance and risk management efforts.
Job Responsibilities: Evaluate and provide input into the activities of our Australia and New Zealand businessProvide credible challenge and insight related to compliance and operational riskManage relationships with key regulators and interact with senior stakeholdersOversee regulatory change processes and compliance-related projectsMaintain compliance and operational risk oversight programsCollaborate with team members to build robust relationships across the organizationCommunicate effectively, both orally and in writing, with all levels of the organizationEnsure adherence to Australian financial services laws and regulatory obligationsDemonstrate strong attention to detail and the ability to see the big pictureAdapt quickly to new situations and provide advice to our businessesRequired Qualifications, Capabilities, and Skills: Minimum of 3 years of experience in regulatory compliance or operational riskExperience managing financial services licensing and conduct of business requirementsProven ability to manage regulatory change processes and compliance projectsExperience interacting with Australian/NZ regulatory authoritiesStrong collaboration skills and the ability to build robust relationshipsExcellent communication skills, both oral and writtenComprehensive knowledge of Australian financial services laws and regulatory obligationsHigh standards of integrity and professionalism with a strong work ethicStrong attention to detail and analytical thinking skillsFamiliarity with key information technologiesPreferred Qualifications, Capabilities, and Skills: Background in legal, regulatory, compliance, or riskExperience in banking or financial servicesAbility to provide advice and guidance to businessesIndependent and analytical thinkerAbility to communicate clearly with diverse groups of people #J-18808-Ljbffr
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