Compliance Specialist
Vor 7 Tagen
Compliance Specialist (AML), Australia & New Zealand Sydney, Australia Hybrid About the role You will report directly to the Associate Director, Compliance and Risk with a dotted reporting line to the Regional Compliance Director, APAC and also be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as well as in-house policies and procedures for Australia and New Zealand Corporate, Funds and Capital Markets business. Your key responsibilities will include: Act as the Deputy Money Laundering Reporting Officer (“MLRO”) for CSC Australia and CSC New Zealand entities Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice Liaise with AUSTRAC, DIA, and other relevant regulators. To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s). Provide compliance support to Corporate Legal Solutions (CLS), Funds and Capital Markets business lines. Support the implementation and monitoring of compliance frameworks for reporting entities. Liaise and deal with Internal Audit inspections or enquiries To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required) To conduct AML / CFT induction to new staff and provide ongoing risk & compliance training to existing staff To prepare relevant risk & compliance management information & reports To participate in ad hoc risk & compliance related projects What technical skills, experience, and qualifications do you need? Degree holder in Law, Accounting, Finance or related discipline Minimum of 5 years’ experience in compliance Solid experience in managing risk & compliance framework in accordance to regulatory and statutory requirements Familiarity with AUSTRAC, DIA and FMA regulatory expectations. Sound knowledge of local regulations including both Australia and New Zealand rules and regulations AML qualifications (ACAMs or equivalent) Strong organization and time management skills Ability to independently and effectively work with different stakeholders Good command of both written and spoken English. Independent, meticulous, pro-active, attentive to details, self-motivated, outspoken, keen to learn, and capable of meeting new challenges with excellent communication skills #J-18808-Ljbffr
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AFSL Compliance Specialist
Vor 5 Tagen
Council of the City of Sydney, Österreich AFSL Compliance Vollzeit4 days ago Be among the first 25 applicants Location : We are looking for the right individual for this role, and therefore, the individual can reside in any of the following locations: Sydney, Melbourne, Adelaide, Perth or Brisbane. About the Role AFSL Compliance is a key business unit within the Count Group that provides expert consulting services to...
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Project & Customer Success Manager-APAC Region
vor 3 Wochen
Council of the City of Sydney, Österreich Dot Compliance VollzeitProject & Customer Success Manager-APAC Region 1 day ago Be among the first 25 applicants Dot Compliance is an AI Empowered, innovative cloud-based software company providing electronic Quality Management System (eQMS) solutions to life sciences companies. Our solutions, built on the Salesforce platform, enable organizations to replace traditional...
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Council of the City of Sydney, Österreich Australian Securities Exchange VollzeitCompliance Programs Specialist, Participants Compliance Australian Securities Exchange Sydney, Australia ASX: Powering Australia's financial markets Why join the ASX? When you join ASX, you're joining a company with a strong purpose - to power a stronger economic future by enabling a fair and dynamic marketplace for all. In your new role, you'll be part of a...
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Senior Compliance Specialist
Vor 3 Tagen
Council of the City of Sydney, Österreich Montu VollzeitJob Description At Montu, we’re building one of Australia’s most impactful healthcare companies — transforming access to alternative medicine and raising the standard of patient care. To do this well, we need a world‑class approach to compliance and risk. We’re looking for a Senior Compliance Specialist to join our Risk & Compliance team. Reporting...
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Imports Compliance Specialist
vor 3 Wochen
Council of the City of Sydney, Österreich TK Maxx Australia VollzeitbImports Compliance Specialist – TK Maxx Australia Job location: Sydney, New South Wales, Australia. Salary range: A$70,000.00 – A$85,000.00. bKey Responsibilities Provide daily operational support in import regulatory compliance for merchandise entering Australia. Build strong relationships with teams across Inbound Logistics, Merchandise Operations,...
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AML & Gaming Compliance Assurance Specialist
vor 2 Wochen
Council of the City of Sydney, Österreich Endeavour Group VollzeitA leading Australian compliance organization is seeking a Financial Crime & Gaming Compliance Assurance Specialist. This role involves assessing compliance processes and ensuring adherence to AML/CTF regulations. The ideal candidate has over 2 years of experience in financial crime compliance and strong analytical skills. The position offers a hybrid work...
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Cyber Security Compliance Specialist
Vor 7 Tagen
Council of the City of Sydney, Österreich Softtest Pays VollzeitAustralian Citizen residing in Australia with Baseline Clearance only respond. Contract start 01 May 2023 to 6 months, 2 x 6 months extensions. The Department of Industry, Science and Resources (DISR) requires the services of a Cyber Security Compliance Specialist to work with system owners and business owners to identify and consider cyber security risk and...
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Senior Compliance Specialist
Vor 7 Tagen
Council of the City of Sydney, Österreich Montu VollzeitJoin to apply for the Senior Compliance Specialist role at Montu . Company Description Montu is Australia's largest healthtech business with a focus on alternative healthcare. Founded in 2019, it supports patients, doctors and pharmacies through its Alternaleaf clinic, offers accredited healthcare education to clinicians via its SAGED platform, and...
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Market Compliance Specialist – Energy Markets
vor 2 Wochen
Council of the City of Sydney, Österreich APA Group VollzeitA leading Australian energy infrastructure business is seeking a Market Specialist to join the Market Services team. The successful candidate will ensure compliance with electricity or gas market obligations, develop compliance frameworks, and analyse market trends. Ideal backgrounds include experience in mid-to-large organizations and strong communication...
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Council of the City of Sydney, Österreich Sandvik VollzeitA leading engineering solutions provider in Sydney seeks a Compliance and Risk Management Specialist. The role involves ensuring adherence to compliance frameworks, coordinating risk management processes, and leading climate reporting efforts. Candidates should possess strong communication and analytical skills along with tertiary qualifications in relevant...
