AFSL Compliance Specialist
Vor 5 Tagen
4 days ago Be among the first 25 applicants Location : We are looking for the right individual for this role, and therefore, the individual can reside in any of the following locations: Sydney, Melbourne, Adelaide, Perth or Brisbane. About the Role AFSL Compliance is a key business unit within the Count Group that provides expert consulting services to Australian Financial Services Licensees (AFSLs). We offer solutions in three primary service areas: AFSL Applications, Ongoing AFSL Governance Arrangements, and Regulatory Updates & Compliance Consulting. We are seeking a highly skilled AFSL Compliance Specialist to join our team. In this role, you will assist clients in applying for and managing their AFS Licenses by leveraging your expertise and the resources available within the broader Count Group. This is a dynamic role that requires a flexible and agile approach, a keen understanding of regulatory environments, and the ability to manage client relationships with professionalism. Key Responsibilities Oversee and manage the full process of new AFSL applications for clients. Develop and implement AFSL Governance Programs tailored to client needs. Provide expert consulting services to AFS Licensees, responding to regulatory inquiries and compliance‑related matters. Conduct annual Licensee Reviews and implement necessary governance updates. Create and distribute timely regulatory updates, communications, and training resources. Maintain and manage Salesforce CRM, including ensuring the accuracy and currency of document templates. Key Skills & Experience Extensive knowledge and experience in compliance and regulatory frameworks within the Australian financial services industry. Proven ability to deliver exceptional client service and maintain strong client relationships. Proficiency in the Microsoft Office suite and Salesforce CRM. Strong time management and organisational skills, with the ability to manage multiple priorities. A minimum of 5 years' experience in account management is highly desirable. An Advanced Diploma or Degree in Financial Services is highly desirable. Experience providing financial planning advice is an advantage. Exceptional written and verbal communication skills, with the ability to present complex information clearly and concisely. The Ideal Candidate To thrive in this role, you must be able to work autonomously while delivering high‑quality outcomes. A calm and considerate demeanour under pressure is essential, as is the ability to think critically and conduct detailed research in a fast‑paced, ever‑changing regulatory environment. Why Join AFSL Compliance within the Count Group? Count Group is committed to providing a collaborative and supportive work environment that encourages continuous professional development. As part of our team, you will have the opportunity to make a tangible impact by assisting clients in navigating complex regulatory landscapes and ensuring compliance excellence. Seniority level Mid‑Senior level Employment type Full‑time Job function Finance and Other Referrals increase your chances of interviewing at AFSL Compliance by 2x #J-18808-Ljbffr
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Payments Risk
vor 1 Woche
Council of the City of Sydney, Österreich Xero VollzeitA leading fintech company in Australia is seeking a Senior Manager for Payments Risk and Compliance. In this strategic role, you will ensure compliance with AFSL obligations while driving growth and innovation in payments operations. The ideal candidate will have over 7 years of experience in the payments or financial services sector, offering a hands-on...
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Payments Risk
vor 2 Wochen
City of Melbourne, Österreich Roman Health Pharmacy LLC VollzeitA leading financial services provider in Melbourne seeks an experienced professional for a Payments Risk & Compliance role. You will shape payment strategies, ensure compliance with regulations, and collaborate with various teams. The ideal candidate has over 7 years of experience in the payments industry, strong knowledge of AFSL obligations, and excellent...
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Payments Risk
vor 1 Woche
City of Melbourne, Österreich Xero VollzeitA leading software company in Australia is looking for a Senior Manager - Payments Risk and Compliance. This role involves overseeing compliance strategies for payments while collaborating with cross-functional teams. The ideal candidate will have 7+ years of experience in the payments industry, a strong grasp of AFSL obligations, and excellent communication...
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Senior Compliance Specialist | Remote/Hybrid
Vor 7 Tagen
City of Brisbane, Österreich People's Choice VollzeitA leading mutual bank is seeking a passionate Senior Compliance Specialist to strengthen compliance practices. This role involves implementing, monitoring, and advising compliance across the organization. Responsibilities include reviewing regulatory obligations, advising stakeholders, and conducting risk assessments. The ideal candidate has proven...
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Senior Compliance Specialist
Vor 3 Tagen
Council of the City of Sydney, Österreich BlueFin VollzeitStrong business bank with YoY growth Supportive Leader & Team Culture Top 5 Australia Banking Group Key Responsibilities Review and interpret regulatory obligations to ensure operational compliance Identify and assess compliance incidents, advising on remediation and prevention measures Prepare regulatory submissions, reports, returns, and attestations...
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Senior Compliance Specialist
Vor 7 Tagen
City of Brisbane, Österreich People's Choice VollzeitShowcase your knowledge of AFSL / ACL / APRA requirements and AML / CTF obligations Opportunities for professional development and career progression Genuine flexibility where you can enjoy remote and hybrid working options Your role We are seeking a highly motivated and passionate Senior Compliance Specialists to join our Line 2 Compliance team. As a Senior...
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Compliance Officer
vor 17 Stunden
Council of the City of Sydney, Österreich Aspire Digital Group VollzeitAbout the role Aspire Digital Group is hiring a Part time Compliance Officer role in Albany, WA. Requirements for this role Flexible hours available More than 4 years of relevant work experience required Expected salary: $135,000 per year Aspire Digital Group is seeking an experienced and dedicated Compliance Manager who will also serve as a Responsible...
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Compliance Manager
vor 2 Wochen
Council of the City of Sydney, Österreich Profusion VollzeitOverview Join a large and continually growing insurance broker. This organization rewards proactive regulatory insurance specialists who nurture long‑term relationships and trust. Ideal role for someone looking for future growth and a healthy challenge. Exciting and autonomous role leading compliance activities across a large broker network within NSW....
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Compliance Manager
Vor 3 Tagen
Council of the City of Sydney, Österreich Profusion VollzeitOverview Join a large and continually growing insurance broker. This organization rewards proactive regulatory insurance specialists who nurture long‑term relationships and trust. Ideal role for someone looking for future growth and a healthy challenge. Exciting and autonomous role leading compliance activities across a large broker network within NSW....
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Compliance Director
Vor 3 Tagen
Council of the City of Sydney, Österreich Zodia Custody VollzeitOverview Zodia Custody is an institution-first digital assets platform backed by Standard Chartered, in association with Northern Trust, SBI Holdings, National Australia Bank, and Emirates NBD. Through the combination of its custody, treasury, and settlement solutions, Zodia Custody enables institutional investors around the globe to realise the full...
