2x Compliance Officer roles – Stockbroking/CFDs

vor 3 Wochen

Council of the City of Sydney, Österreich PX Resources Vollzeit

Join to apply for the 2x Compliance Officer roles – Stockbroking/CFDs role at PX Resources Direct message the job poster from PX Resources Senior Consultant - Governance, Risk and Compliance at PX Resources ( ) Growing financial services organisations within stockbroking, CFDs and FX operations Broad roles – compliance monitoring, AML, policies and procedures, regulatory filings, training Circa 2-3 years Compliance background in Stockbroking, CFDs, FX, equities We are currently working with two financial services organisations within the Stockbroking, CFD, FX industry looking to grow their compliance teams. They are looking for hands‑on and down‑to‑earth compliance professionals to join their lean team. You will gain broad exposure across the compliance function, some of your responsibilities will include: Conducting compliance monitoring activities Developing, reviewing and updating policies and procedures Ensuring compliance with ASIC regulations, AML laws and relevant regulations including conducting compliance reviews Preparing compliance reports and filings requested by regulatory bodies Drafting and facilitating compliance training across the organisation Maintaining compliance records and documentation The ideal candidates will have: Circa 2-3 years compliance experience within financial services Background in stockbroking, CFDs, FX, equities, derivatives ideal Good communication skills with the ability to liaise with stakeholders and regulatory bodies Proactive attitude, ability to work in lean environments and willing to be hands‑on Relevant tertiary qualifications If you would like to learn more, please send your CV through to Jerin Chowdhury at PX Resources ( ), call Jerin on or apply directly via the APPLY button. #J-18808-Ljbffr

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