1Lod Risk And Compliance Manager
vor 24 Stunden
1LOD Risk and Compliance Manager Join ASX as a 1LOD Risk and Compliance Manager and play a key role in driving operational risk and compliance across our global securities exchange. Why join ASX? At ASX we power Australia's financial markets and are committed to a fair, dynamic marketplace. In this role you'll be part of a leading global exchange, working with a team that values diversity, inclusion and a culture of continuous improvement. About the Team The Line 1 Risk and Compliance team supports the Risk Division in day-to-day management of risk and compliance activities and helps embed ASX's operational risk and compliance strategy. Responsibilities Support the Senior Line 1 Risk and Compliance Partner in maturing Line 1 risk and compliance capability and practices within ASX's Risk Division Develop a deep understanding of the Risk Division and become a trusted adviser to Risk business units on risk, compliance and control initiatives Lead and coordinate risk and compliance assessment activities, including control testing, reasonable steps assessments and action plans to improve the control environment Provide input to board reporting, regulatory reporting and prepare information packs for risk working groups and meetings Work with key stakeholders within Risk and across the ASX to embed the Operational Risk Management and Compliance Frameworks Coordinate and prepare the monthly risk forum packs Mandatory Qualifications Experience working in a Line 1 or Line 2 risk team, preferably within the Financial Services industry Experience in risk and compliance assessments, control testing and issue / incident management Experience providing risk advice on large, complex projects Ability to grasp key concepts quickly and challenge the status quo Strong relationship building and collaboration skills across teams Excellent planning, prioritisation and deadline-management skills Strong communication skills – oral, written and presentation Preferred Qualifications Operational process knowledge within an exchange or trading environment Understanding of key market obligations such as Market Integrity and ASX Participant Compliance Knowledge of financial risk or model risk Experience with business continuity / disaster recovery frameworks Experience designing and building risk reporting dashboards Additional Information We encourage you to apply even if you do not meet all criteria. Background checks, including reference and police checks, will be required as part of onboarding. Flexible working and hybrid options are available, and part-time arrangements are considered where possible. Seniority level Mid-Senior level Employment type Full-time Job function Finance and Sales #J-18808-Ljbffr
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1LOD Risk and Compliance Manager
Vor 7 Tagen
Council of the City of Sydney, Österreich ASX Vollzeit1LOD Risk and Compliance Manager Join ASX as a 1LOD Risk and Compliance Manager and play a key role in driving operational risk and compliance across our global securities exchange. Why join ASX? At ASX we power Australia’s financial markets and are committed to a fair, dynamic marketplace. In this role you’ll be part of a leading global exchange,...
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Senior 1LOD Risk
vor 24 Stunden
Council of the City of Sydney, Österreich Asx VollzeitA leading financial marketplace in Australia is looking for a 1LOD Risk and Compliance Manager to support risk management across its operations. The successful candidate will work closely with senior partners, lead compliance assessments, and build strong relationships across teams. This role requires experience in risk and compliance within the financial...
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1LOD Risk and Compliance Manager
vor 2 Wochen
Council of the City of Sydney, Österreich ASX Limited Vollzeit1LOD Risk and Compliance Manager page is loaded## 1LOD Risk and Compliance Managerremote type: Hybridlocations: Sydney Officetime type: Full timeposted on: Posted Todayjob requisition id: JR # **ASX: Powering Australia's financial markets**# When you join ASX, you’re joining a company with a strong purpose – to power a stronger economic future by...
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Global 1LOD Risk
Vor 7 Tagen
Council of the City of Sydney, Österreich ASX VollzeitA leading financial exchange in Australia is seeking a mid-senior level 1LOD Risk and Compliance Manager to drive operational risk and compliance initiatives. The role involves collaboration across teams, risk assessment, and providing insights to enhance compliance strategies. Candidates should possess strong relationship-building, communication skills, and...
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Hybrid 1LOD Risk
vor 2 Wochen
Council of the City of Sydney, Österreich ASX Limited VollzeitA leading financial services organization in Sydney seeks a Line 1 Risk and Compliance Manager to enhance risk practices and compliance strategy. The ideal candidate will have experience in financial services and risk assessments, effective communication skills, and the ability to build strong relationships across teams. This role supports a hybrid working...
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Operational Risk Lead
vor 2 Wochen
Council of the City of Sydney, Österreich Ethos BeathChapman VollzeitJob Details Location Sydney Salary $ - $ per annum Job Type Ref BH- -1 Contact Posted over 5 years ago Role Summary We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're primarily responsible for managing change being delivered by...
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Audit Manager
Vor 7 Tagen
Council of the City of Sydney, Österreich Ethos BeathChapman VollzeitPrincipal Consultant at Ethos BeathChapman within Audit/IT Audit/Technology Risk/Legal/Model Risk/Credit Risk/Quant I am recruiting for an Audit Manager across Market Risk – my client is a leading Financial Services organisation. Base pay range A$125,000.00/yr - A$140,000.00/yr Responsibilities You will work with different business areas to review...
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Audit Manager
Vor 3 Tagen
Council of the City of Sydney, Österreich Ethos Beathchapman VollzeitPrincipal Consultant at Ethos BeathChapman within Audit / IT Audit / Technology Risk / Legal / Model Risk / Credit Risk / Quant I am recruiting for an Audit Manager across Market Risk – my client is a leading Financial Services organisation. Base pay range A$125, / yr - A$140, / yr Responsibilities You will work with different business areas to review...
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Compliance Senior Manager
vor 24 Stunden
Council of the City of Sydney, Österreich Wise VollzeitWere looking for a Senior Compliance Manager focusing on Financial Crime compliance and oversight for Australia and New Zealand. Based in Sydney you will work with a growing team of multidisciplinary specialists (Product Banking Operations based in our offices in APAC Estonia and HQ in London) to help deliver world class products and services in Australia...
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Risk and Compliance Manager
vor 2 Wochen
Council of the City of Sydney, Österreich SSI VollzeitJoin to apply for the Risk and Compliance Manager role at SSI At SSI , we are committed to maintaining the highest standards of integrity, governance, and accountability. We believe that strong governance and compliance standards are the foundations of trust. Our values of Respect , Inclusion , and Accountability guide everything we do — from how we work...