Compliance Executive

Overview Join to apply for the Compliance Executive role at IG Group IG Group is a publicly‑traded FTSE250 FinTech company that operates mobile, web and desktop platforms for trading stocks & shares, leveraged products, future & options, and crypto. In 18 countries and 16 regions, we serve over 340,000 clients and prioritise high autonomy, fast delivery and growth. Job Title Compliance Executive Job Description We are seeking a Compliance Executive to join our Australian Compliance team in Melbourne or Sydney. Representing an excellent opportunity for a compliance professional with 2+ years of financial services experience, this role reports to the Compliance Manager and supports the delivery of IG Australia’s compliance framework. Responsibilities Complete compliance monitoring activities, identifying trends and recommending improvements to the control environment Handle complex regulatory enquiries including preparation of documentation and stakeholder coordination Provide guidance on the interpretation of regulations Manage and respond to escalated client complaints requiring detailed investigation and regulatory knowledge Lead suspicious transaction reporting processes, including assessment of complex matters and liaison with AUSTRAC Review and approve financial promotions, ensuring compliance with ASIC requirements Provide specialised compliance support for CFD and crypto trading operations and derivative products Ensure compliance with Product Intervention Orders and other CFD/crypto‑specific regulatory requirements Review marketing materials and client communications for shares, CFD and crypto products, ensuring appropriate risk warnings and disclosures Support implementation of regulatory changes affecting crypto, CFDs and other leveraged products Contribute to development of compliance policies and procedures Assist cross‑functional compliance projects and initiatives Represent the compliance team in business meetings and working groups Contribute to the development and delivery of compliance training programs Provide compliance advice to business units on regulatory matters and commercial initiatives Participate in new product development processes as compliance stakeholder Contribute to compliance reporting for senior management and committees Qualifications Minimum 2 years of experience in a compliance, risk or legal role within financial services Demonstrated financial markets knowledge or experience with derivatives, equities or cryptocurrencies Experience with AML/CTF obligations and Australian financial services regulatory framework Bachelor’s degree in Commerce, Law, finance or related field Exceptional written communication skills demonstrated through report writing, policy development or regulatory correspondence Well‑developed verbal communication and presentation abilities Strong analytical and problem‑solving capabilities Proven ability to manage multiple priorities and meet deadlines in a fast‑paced environment How We Work We follow a hybrid model with 3 days in the office, balancing collaboration and flexibility. Our performance expectations include leading and inspiring, thinking big, championing the client, delivering at pace, and raising the bar. We value diversity, encouraging applications from candidates with diverse backgrounds and experiences. Benefits & Perks Performance based incentives Flexible working hours and work‑from‑home opportunities Company contributions to insurance and medical plans Career‑focused technical and leadership training Contribution to gym memberships and more Option to participate and create ESG initiatives based on IG Brighter Future Fund 2 additional days off a year for voluntary work 1 additional day off to celebrate your birthday A state‑of‑the‑art office with breakfast bar and more Apply Now Join us for this exciting journey. Apply now #J-18808-Ljbffr