Risk & Compliance Manager
vor 1 Monat
Risk & Compliance Manager Department: Legal & Compliance
Employment Type: Permanent - Full Time
Location: Sydney
Description Betashares is seeking an energetic and self-motivated risk and compliance professional to join their funds related risk and compliance team.
It is a great opportunity to apply previous experience whilst expanding your skillset in an innovative and growing business.
You'll have the opportunity to collaborate with all areas of the business and enhance Betashares' risk and compliance function.
Role Responsibilities Identifying and implementing risk and compliance framework improvements Conducting risk reviews Monitoring adherence to the compliance plan Managing breaches and incidents Managing complaints Assisting with regulatory liaison Managing our compliance assurance system Preparing risk and compliance reporting to the Board and relevant committees Conducting risk and compliance related staff training Managing the implementation of regulatory change Providing risk and compliance advice to the business.
Skills & Experience 5+ years financial services experience (funds or investment platform specific is desirable) Prior experience maintaining an AFSL holder's risk management framework Prior experience managing breaches and incidents Prior experience generating risk reporting (and associated recommendations) to senior management Excellent communication skills, with the ability to present ideas, perspectives and issues to senior management Strong writing skills and attention to detail Excellent organisational skills with ability to multi-task Ability to work independently, as well as cooperatively and as a member of a team Tertiary qualifications in a relevant field (law degree in particular is desirable).
Reasons To Join Us What We Offer
Betashares believes our most important asset is our people and we are proud of the culture we have built – but we are always striving to be better.
We want every Betashares employee to be doing their best work and developing their careers.
In addition to a competitive salary, we also offer:
Continuous career development and training opportunities Access to a health and wellbeing platform with physical, mental, social and financial support programs available.
Volunteering days off, so you can contribute to a cause that matters to you.
Conveniently located CBD offices with fully stocked kitchens, team breakfasts and catered lunches on a regular basis.
Fun and inclusive social events.
Our Values
As our business continues to grow, we're committed to creating a workplace that gives us all the best opportunity to succeed, and that is enjoyable to be a part of.
We prize ambition and drive, but equally we value honesty and humility.
We support each other, and we respect our clients and our competitors.
Innovation is in our DNA, and we are always looking for better ways to do things and are willing to take measured risks and learn from our mistakes along the way.
#J-18808-Ljbffr
-
Head Of Financial Crime Compliance
vor 2 Wochen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitHead of Financial Crime Compliance & Risk Newly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing our Anti-Money Laundering (AML) and broader financial...
-
Head Of Financial Crime Compliance
Vor 7 Tagen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitHead of Financial Crime Compliance & RiskCompliance & Risk (Banking & Financial Services)Full timeNewly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing...
-
Head Of Line 1 Risk, Compliance And Controls
vor 2 Wochen
Sydney, Österreich Amp Services VollzeitHead of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And...
-
Head Of Line 1 Risk, Compliance And Controls
vor 2 Wochen
Sydney, Österreich Amp Services VollzeitHead of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And...
-
Senior Manager Risk, Compliance
vor 2 Wochen
Sydney, Österreich Amp VollzeitSenior Manager Risk, Compliance & ControlsCompliance & Risk (Banking & Financial Services)The core purpose of the Senior Manager Risk, Compliance and Controls is to ensure risks are managed within appetite, controls are designed and operating effectively, and the business is compliant with the relevant obligations.This role will focus on working with the...
-
Senior Manager Risk, Compliance
vor 3 Wochen
Sydney, Österreich Amp VollzeitSenior Manager Risk, Compliance & ControlsCompliance & Risk (Banking & Financial Services)The core purpose of the Senior Manager Risk, Compliance and Controls is to ensure risks are managed within appetite, controls are designed and operating effectively, and the business is compliant with the relevant obligations.This role will focus on working with the...
-
Risk Manager
vor 3 Wochen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitAged & Disability Support (Community Services & Development)We are currently working with a highly regarded established NFP organisation that works closely with people who have disabilities and in the Aged Care system.With a presence across Sydney and head office based in the CBD, they are looking for someone who can help build out the risk and compliance...
-
Risk Manager
vor 4 Wochen
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitAged & Disability Support (Community Services & Development) We are currently working with a highly regarded established NFP organisation that works closely with people who have disabilities and in the Aged Care system.With a presence across Sydney and head office based in the CBD, they are looking for someone who can help build out the risk and compliance...
-
Head Of Treasury Risk
vor 1 Woche
Sydney, Österreich Amp Services VollzeitIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And turn our legacy into something even more...
-
Risk And Compliance Manager
Vor 7 Tagen
Sydney, Österreich Commonwealth Bank - Risk Management VollzeitRisk and Compliance Manager (12 month secondment)See yourself in the team:The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and Market Operations, Regulatory and...
-
Risk And Compliance Manager
vor 2 Wochen
Sydney, Österreich Commonwealth Bank - Risk Management VollzeitRisk and Compliance Manager (12 month secondment) See yourself in the team: The Chief Operations Office (COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.The COO business includes Retail Operations, Business, Institutional and Market Operations, Regulatory and...
-
Assistant Product Manager
vor 3 Wochen
Sydney, Österreich Amp VollzeitAssistant Product Manager Job DescriptionIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And turn...
-
Head Of Line 1 Risk, Compliance And Controls
vor 2 Wochen
Sydney, Österreich Amp Services VollzeitHead of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.Help people create their tomorrow, while you create yoursThe core purpose of the Head of Line 1 Risk, Compliance and Controls is to...
-
Head Of Line 1 Risk, Compliance And Controls
vor 2 Wochen
Sydney, Österreich Amp Services VollzeitHead of Line 1 Risk, Compliance and ControlsIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.Help people create their tomorrow, while you create yours The core purpose of the Head of Line 1 Risk, Compliance and Controls is to...
-
Head Of Treasury Risk
vor 2 Wochen
Sydney, Österreich Amp Services VollzeitIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...
-
Head Of Treasury Risk
vor 2 Wochen
Sydney, Österreich Amp Services VollzeitIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And turn our legacy into something even more...
-
Assistant Product Manager
vor 3 Wochen
Sydney, Österreich Amp VollzeitAssistant Product ManagerJob DescriptionIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And...
-
Senior Manager, Partnerships
vor 3 Wochen
Sydney, Österreich Amp VollzeitIf you could create the best digital bank in Australia, what would it look like?How would it make life easier?And what would you do to create a 6-star customer experience?We're wondering the same thing.We're building something newWe're building the new AMP Bank: a fully digital bank with new products, delivered via a mobile app with killer features, to make...
-
Senior Manager, Partnerships
vor 3 Wochen
Sydney, Österreich Amp VollzeitIf you could create the best digital bank in Australia, what would it look like? How would it make life easier? And what would you do to create a 6-star customer experience?We're wondering the same thing.We're building something newWe're building the new AMP Bank: a fully digital bank with new products, delivered via a mobile app with killer features, to...
-
Sydney, Österreich Amp VollzeitIf you live in Australia or New Zealand, you've likely heard of AMP.But at a time when society is changing, we are too.We're now a nimbler business with new leadership and thinking.For us, these are exciting times.There's a real potential for big thinkers to help us redefine what financial services could be.And turn our legacy into something even more...
