Risk & Compliance Manager
vor 3 Monaten
Risk & Compliance Manager Department: Legal & Compliance
Employment Type: Permanent - Full Time
Location: Sydney
Description Betashares is seeking an energetic and self-motivated risk and compliance professional to join their funds related risk and compliance team.
It is a great opportunity to apply previous experience whilst expanding your skillset in an innovative and growing business.
You'll have the opportunity to collaborate with all areas of the business and enhance Betashares' risk and compliance function.
Role Responsibilities Identifying and implementing risk and compliance framework improvements Conducting risk reviews Monitoring adherence to the compliance plan Managing breaches and incidents Managing complaints Assisting with regulatory liaison Managing our compliance assurance system Preparing risk and compliance reporting to the Board and relevant committees Conducting risk and compliance related staff training Managing the implementation of regulatory change Providing risk and compliance advice to the business.
Skills & Experience 5+ years financial services experience (funds or investment platform specific is desirable) Prior experience maintaining an AFSL holder's risk management framework Prior experience managing breaches and incidents Prior experience generating risk reporting (and associated recommendations) to senior management Excellent communication skills, with the ability to present ideas, perspectives and issues to senior management Strong writing skills and attention to detail Excellent organisational skills with ability to multi-task Ability to work independently, as well as cooperatively and as a member of a team Tertiary qualifications in a relevant field (law degree in particular is desirable).
Reasons To Join Us What We Offer
Betashares believes our most important asset is our people and we are proud of the culture we have built – but we are always striving to be better.
We want every Betashares employee to be doing their best work and developing their careers.
In addition to a competitive salary, we also offer:
Continuous career development and training opportunities Access to a health and wellbeing platform with physical, mental, social and financial support programs available.
Volunteering days off, so you can contribute to a cause that matters to you.
Conveniently located CBD offices with fully stocked kitchens, team breakfasts and catered lunches on a regular basis.
Fun and inclusive social events.
Our Values
As our business continues to grow, we're committed to creating a workplace that gives us all the best opportunity to succeed, and that is enjoyable to be a part of.
We prize ambition and drive, but equally we value honesty and humility.
We support each other, and we respect our clients and our competitors.
Innovation is in our DNA, and we are always looking for better ways to do things and are willing to take measured risks and learn from our mistakes along the way.
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