Head Of Compliance
vor 3 Wochen
Compliance & Risk (Banking & Financial Services)Full timeAbout Our Client:Our client is an industry leader with a vision to revolutionise trading. With a commitment to providing traders around the world with cutting-edge technology and exceptional client experiences, our client has become a prominent player in online Forex and CFD trading. Their success is driven by a blend of innovative technology, low-cost pricing, and an unwavering focus on client satisfaction. They foster a culture that values diversity, inclusivity, adaptability, progressiveness, collaboration and results-driven client support.Role Responsibilities:The Head of Compliance, Australia has recently been created and is a key leadership role within the global Legal, Compliance, and Risk department and will lead a small team. The role will have responsibility for leading the Australian Compliance team and ensuring their compliance management framework and arrangements are well developed and effectively mitigate regulatory risk. The role will contribute to regional and global initiatives and have significant autonomy of action in how overall objectives of the role are achieved. This role will work collaboratively with commercial stakeholders ensuring a responsive, pragmatic and commercially minded approach that is aligned with the organization's strategic objectives and risk appetite.Key Position Responsibilities:Develop and deliver on the strategy for the Australian Compliance functionMaintaining and enhancing the Compliance Management Framework in order to create an integrated, strategic, and consistent approach to managing compliance obligationsEnsuring the effective and timely delivery of compliance activitiesProviding informative compliance advice in a timely manner to our client's management and staff, as well as ensuring an appropriate and timely two-way flow of information between Compliance and the businessWorking with the Regional Head of Compliance to identify, assess, and mitigate the impact of current and future legislative and regulatory requirements.Managing regulatory communications and engaging with stakeholders such as the wider Legal, Compliance & Risk team in consideration of responsesDeveloping and enhancing the Compliance Monitoring Program inclusive of routine compliance monitoring of key regulatory obligations and business processes, as well as rolling Business Reviews, reporting on identified issues or weaknesses and following through to ensure implementation of agreed action pointsPreparing and developing accurate and meaningful management information for compliance reports delivered to the entity's Board and Compliance CommitteeEnsuring there are adequate, updated and sufficiently detailed compliance and regulatory policies and procedures in place for the entity and its employeesIf required, acting as the MLRO or assist the designated MLRO to ensure compliance with regulatory requirements in Anti-Money Laundering, the prevention of Financial Crime and Fraud, Anti Bribery and Corruption and sanction issues including reporting unusual and suspicious activityEnsuring completion of designated regulatory reporting obligationsCompleting assessments of compliance incidents and breaches, investigations and reportingAssisting with the content and management of regulatory disclosure and legal documentsManaging and coordinating compliance education and provide training sessions as requiredKeeping current with new or changing legislative requirementsComplete all mandatory training as required to attain and maintain competenceLeading, managing and developing team membersAssisting with audits and work with internal and external consultants and advisors as requiredCollaborating with the wider Compliance team in our international offices to implement shared initiativesAbout You:Relevant tertiary degree or equivalent proven experienceMinimum 8 years regulatory compliance experience within Financial ServicesExcellent knowledge of key Australian financial services legislation, with solid knowledge of AML/CTF and Privacy/Data ProtectionCFD & Forex industry experience a distinct advantageAbility to interpret regulatory policy and establish solutions for its implementation and fast adoptionDemonstrated experience in developing, implementing and managing compliance and AML/CTF frameworks and control environmentsDemonstrated people leadership experience in a financial services regulatory role with a proven ability to lead, coach, and mentorStrong business acumen with the ability to balance risk appetite with commercial objectivesDemonstrated ability to effectively plan, prioritize and manage resourcesStrong organizational and time management skills and ability to manage changing deadlinesAble to work autonomously, problem solve, and drive outcomesAnalytical mind and excellent problem-solving skillsAptitude to work in a fast-paced and dynamic environment and across various time zonesExceptional verbal and written communication, including presentation skillsDemonstrated ability to build and maintain stakeholder relationshipsExcellent interpersonal and influencing skills with a strong presenceHighly motivated, flexible, positive people person with a strong drive to succeedProficient in using a range of technologies and ability to adapt to using new technologies and systemsHighly Regarded:Experience working across geographies and time zonesRegulatory knowledge or experience in other jurisdictionsICA, CISI, ACAMS, or other GRC or AML qualificationsPrevious designation as AML/CTF Compliance Officer/MLROJob Type + Location:The role is located in Melbourne and is Full Time; open to 4 days a week for the right candidate. The role offers flexibility in terms of being a hybrid working arrangement.How to Apply:To apply online, please click on the appropriate link below. Alternatively, email Adam Kumaraswamy at ******
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