Risk And Compliance Manager

vor 4 Wochen

Sydney, Österreich Robert Walters Australia Vollzeit

You will be joining an established wealth platform as a Risk and Compliance Manager within a dynamic and growing team with a strong focus on development and progression.
About the Company The company are a leading wealth platform based in Sydney with a strong company focus on development, support and flexibility.
About the Role Responsibilities include:
Risk Management and Compliance Framework: Develop, oversee, and report on the organization's risk management framework in alignment with standards, including active monitoring of strategic and operational risks across business unitsInternal Audit Oversight: Lead the internal audit program, ensuring compliance with Australian Auditing Standards and reporting findings to senior leadership.
This includes managing audit schedules, assessing internal controls, and delivering recommendations for risk mitigationPolicy and Compliance Registers: Oversee policy management, including drafting, updating, and approving risk management and compliance-related policies.
Maintain compliance and contract registers to ensure centralized oversight of obligations and adherence to relevant legislation.Professional Conduct and Reporting: Ensure clear, professional reporting, objective auditing practices, and accurate, high-quality advice.
Maintain up-to-date knowledge of regulatory changes and effectively communicate risk insights within the organization.Challenges: Navigate complex regulatory landscapes and tight deadlines while remaining objective in audits and adapting to emerging technologies to enhance risk management and audit effectivenesAbout You You have:
A tertiary degree in legal/finance or busines-related disciplineStrong experience within the platform environmentDemonstrated experience in risk management, with a strong understanding and application of risk management principlesExcellent organizational skills for timely, accountable outcomes, and clear communication with stakeholders.Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
To apply please click apply or call Phoebe Garrett on for a confidential discussion.
Come join our global team of creative thinkers, problem solvers and game changers.
We offer accelerated career progression, a dynamic culture and expert training.
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