Senior Risk And Compliance Manager
vor 1 Monat
Senior Risk and Compliance Manager - Funds and Wealth PlatformJS Careers is excited to be working with a leading Australian Financial Services firm to source a Senior Risk and Compliance Manager to join their Sydney based team.This role will join an established risk and compliance division and provide informed advice to ensure their AFSL obligations and risk management procedures are maintained across all of their operating units. This is an excellent opportunity for an experienced risk and compliance professional to join an iconic Australian institution and make a significant impact to the management of regulatory risk.Please note: investment platforms experience is strongly preferred for this role, although broader investment management and distribution experience will also be considered.Your day-to-day responsibilities will include:Provide advice, oversight and review of compliance risks, including provision of ongoing advice to the business, and development of policies and procedures;Undertake periodic risk-based monitoring and thematic reviews of compliance risks to ensure adherence with the compliance framework (e.g. marketing, PA dealing, RG146 training, AFSL conditions compliance, trade management, outsourcing, privacy, AML/CTF, etc.).Monitor regulatory change developments and assist in the interpretation and implementation of regulatory change.Produce reporting to local, regional and global stakeholders, boards and committees.Provide and manage training on compliance-related topics, policies and developments.Assist in the response to regulator enquiries, requests, reviews and interactions.Participate in local, regional and group projects.Liaise and work with key business, board, committee, regulator, audit, industry body and client stakeholders.The following experience will be highly regarded:6+ years relevant work experience, preferably in Legal, Compliance, Operational Risk or Audit with an investment platform provider or investment manager.Good knowledge of investment platforms, distribution and funds management.Experience with both regulatory compliance, AML and operational risk.A passion to develop and maintain knowledge of the Australian regulatory regime and its requirements.Commitment to building and maintaining good rapport and relationships with key stakeholders.Excellent problem solving and analytical skills.
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Head Of Financial Crime Compliance
vor 2 Monaten
Sydney, Österreich Compliance & Risk Management Recruitment VollzeitHead of Financial Crime Compliance & RiskCompliance & Risk (Banking & Financial Services)Full timeNewly created position within the Gaming & Hospitality industry.This is a unique opportunity to shape and lead the Financial Crime function.Reporting directly to the Chief Legal and Risk Officer, the Head of Financial Crime will play a pivotal role in overseeing...
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Senior Compliance And Risk Manager
vor 4 Wochen
Sydney, Österreich Dimensional Fund Advisors VollzeitSenior Compliance and Risk ManagerApply locations Sydney time type Full time posted on Posted Yesterday job requisition id 2024-8102Notes to applicants: Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach which includes working 3 days in the office and the...
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Senior Compliance And Risk Manager
vor 1 Monat
Sydney, Österreich Dimensional Fund Advisors, L.P. VollzeitSenior Compliance and Risk ManagerDimensional Fund Advisors, L.P. Sydney, AustraliaNotes to applicants:Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach which includes working 3 days in the office and the choice to work 2 days in the office or remotely,...
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Risk And Compliance Manager
vor 3 Wochen
Sydney, Österreich Robert Walters Australia VollzeitYou will be joining an established wealth platform as a Risk and Compliance Manager within a dynamic and growing team with a strong focus on development and progression.About the Company The company are a leading wealth platform based in Sydney with a strong company focus on development, support and flexibility.About the Role Responsibilities include:Risk...
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Senior Compliance And Risk Manager
vor 3 Wochen
Sydney, Österreich Dimensional Fund Advisors VollzeitNotes to applicants: Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility.Most roles fit our office-first hybrid approach which includes working 3 days in the office and the choice to work 2 days in the office or remotely, depending on what is best for that work day.This maximizes in-person collaboration...
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Risk And Compliance Senior Officer
vor 2 Monaten
Sydney, Österreich Tideri Jobbörse VollzeitJob Category: Banking and Financial Services Join a passionate industry supporting global demand for quality, sustainable red meat.Flexible, supporting and inclusive team culture with great rewards and benefits.A collaborative organisation that supports professional development.Job Description About the Role Gaining excellent exposure to the operations of...
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Sr. Compliance Manager
vor 3 Wochen
Sydney, Österreich Amazon VollzeitSr. Compliance Manager (Australia), Risk and Compliance SolutionsJob ID: 2809745 | Amazon Commercial Services Pty LtdAmazon is seeking an experienced financial services compliance professional to serve as a Senior Compliance Manager within the second line of defence (2LoD) payments team, based in Sydney.The ideal candidate will have experience in building...
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Risk And Compliance Manager
vor 1 Woche
Sydney, Österreich Mercer VollzeitWe are seeking a talented individual to join our Investments Risk Management team at Mercer.This role will be based in Melbourne or Sydney.This is a hybrid role that has a requirement of working at least two to three days a week in the office.Risk and Compliance Manager – InvestmentsWe will count on you to: Manage breaches and incidents and ensure timely...
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Senior Manager Compliance
Vor 2 Tagen
Sydney, Österreich Aia Hong Kong And Macau VollzeitSenior Manager ComplianceSenior Manager ComplianceApply locations Sydney, AU-AIA Australia time type Full time posted on Posted 2 Days Ago time left to apply End Date: January 25, 2025 (15 days left to apply) job requisition id JR-53919 Reporting to the Head of Compliance and leading a small team to actively address the compliance needs whilst providing...
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Senior Manager Compliance
Vor 2 Tagen
Sydney, Österreich Aia Hong Kong And Macau VollzeitSenior Manager ComplianceSenior Manager ComplianceApply locations Sydney, AU-AIA Australia time type Full time posted on Posted 2 Days Ago time left to apply End Date: January 25, 2025 (15 days left to apply) job requisition id JR-53919 Reporting to the Head of Compliance and leading a small team to actively address the compliance needs whilst providing...
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Sr. Compliance Manager
vor 1 Woche
Sydney, Österreich Amazon VollzeitSr.Compliance Manager (Australia), Risk and Compliance SolutionsJob ID: 2809745 | Amazon Commercial Services Pty LtdAmazon is seeking an experienced financial services compliance professional to serve as a Senior Compliance Manager within the second line of defence (2LoD) payments team, based in Sydney.The ideal candidate will have experience in building...
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Sr. Compliance Manager
vor 1 Woche
Sydney, Österreich Amazon VollzeitSr.Compliance Manager (Australia), Risk and Compliance SolutionsJob ID: 2809745 | Amazon Commercial Services Pty LtdAmazon is seeking an experienced financial services compliance professional to serve as a Senior Compliance Manager within the second line of defence (2LoD) payments team, based in Sydney.The ideal candidate will have experience in building...
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Risk And Compliance Manager
vor 2 Monaten
Sydney, Österreich GOW Recruitment VollzeitWorking with our leading, global corporate client as a Risk and Compliance Manager , you will play a pivotal role in identifying, assessing, and managing risks across the organisation.You will focus on critical areas such as modern slavery risk, environmental, social, and governance (ESG) risks, and planning and facilitating risk workshops.Your expertise...
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Senior Compliance And Risk Partner
Vor 2 Tagen
Sydney, Österreich Montu VollzeitAdd expected salary to your profile for insightsMontu is one of Australia's leading health tech businesses and a leader in alternative health services.With operations in Australia and Europe, we take a technology-first approach to reshaping the landscape for suppliers, practitioners, pharmacies and patients.Montu operates a fully integrated, end-to-end...
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Risk & Compliance Manager
vor 3 Monaten
Sydney, Österreich Betashares Capital Limited VollzeitRisk & Compliance ManagerDepartment: Legal & ComplianceEmployment Type: Permanent - Full TimeLocation: SydneyDescriptionBetashares is seeking a risk and compliance manager with strong superannuation experience to join the team. Reporting to the Head of Super Risk & Compliance, this pivotal role will maintain the superannuation risk and compliance framework...
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Risk & Compliance Manager
vor 3 Monaten
Sydney, Österreich Tideri Jobbörse VollzeitRisk & Compliance Manager Department: Legal & Compliance Employment Type: Permanent - Full Time Location: Sydney Description Betashares is seeking an energetic and self-motivated risk and compliance professional to join their funds related risk and compliance team.It is a great opportunity to apply previous experience whilst expanding your skillset in an...
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Sydney, Österreich Commonwealth Bank Of Australia VollzeitExecutive Manager Operational Risk & Compliance, Group Support Units 2 positions available Do work that matters: Risk Management (RM) is responsible for developing the risk frameworks to allow the Group to take conscious exposures to credit, market, operational, compliance and insurance risks within the approved appetite.The Operational Risk & Compliance -...
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Amazon | Sr. Compliance Manager
vor 3 Wochen
Sydney, Österreich Tideri Jobbörse VollzeitSr.Compliance Manager (Australia), Risk and Compliance Solutions Job ID: 2809745 | Amazon Commercial Services Pty Ltd Amazon is seeking an experienced financial services compliance professional to serve as a Senior Compliance Manager within the second line of defence (2LoD) payments team, based in Sydney.The ideal candidate will have experience in building...
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Senior Compliance And Risk Manager | Sydney, Au
vor 1 Monat
Sydney, Österreich Efinancialcareers Ltd. VollzeitSenior Compliance and Risk ManagerDimensional Fund Advisors, L.P. Sydney, AustraliaDimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach which includes working 3 days in the office and the choice to work 2 days in the office or remotely, depending on what is...
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Sr. Compliance Manager
vor 1 Monat
Sydney, Österreich Mygwork VollzeitThis job is with Amazon, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community.Please do not contact the recruiter directly. DESCRIPTION: Amazon is seeking an experienced financial services compliance professional to serve as a Senior Compliance Manager within the second line of defence (2LoD)...
