Director, Compliance

vor 2 Wochen

Haymarket, Österreich Bank of America Vollzeit
Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join usYour backgroundDeep experience in financial services (involvement in Compliance, COO preferred) or regulatory backgroundStrong understanding of compliance and risk management frameworksKnowledge of prudential and market regulation preferredUnderstanding of Equities, Fixed Income, Commodities and Currencies, Futures and Options markets and regulationsExperience advising on the practical implementation of regulatory requirements and market conduct regulationsMust be able to perform well under pressureSolution driven, confident, highly motivated and able to work independentlyDemonstrate intellectual curiosity and focused on continuous learning and skill developmentAbility to effectively engage with stakeholders at all levels of seniorityStrong and effective verbal and written communication in English. Proficient with technology and systemsBeing comfortable with change and adjust to dynamically changing demands and requirementsStrong attention to detail and accuracyWhat you can expectThe Country Compliance and Operational Risk (C&OR) Manager is responsible for ensuring the identification, escalation and timely mitigation of compliance and operational risks in Equities, Fixed Income, Commodities and Currencies, Futures and Options and related technology and operations in alignment with the global compliance and operational policies and program.Proactively engage with other C&OR officers, including horizontal coverage owners and Enterprise Areas of Coverage, to provide comprehensive oversight of the business’ respective operations and activities.Preparing materials for C&OR regulatory exams/audits/inquiries and provides consultation to business leaders in preparation for regulatory exams/audits/inquiries.This role reports to the Head of Compliance and Operational Risk in Australia, and works inside, and is part of, the critical compliance and operational risk function.The focus of this role is to conduct surveillance of different businesses, participate in the development of compliance and operational risk procedures, assist in management routines, reporting, assist in resolving compliance and operational issues and provide training and education.What you will doDevelops and maintains C&OR-owned policies and standards and/or provides oversight of business-owned policies, standards and procedures to ensure regulatory and operational risk requirements are appropriately addressed, inclusive of conduct risk as applicable.Monitors the regulatory environment to identify regulatory changes applicable to areas of coverage, advises business leaders on those changes, directs the appropriate areas to implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenges the implementation plan as needed; maintains a comprehensive regulatory inventory.Provide advice and challenges on Australian regulatory framework and securities laws and regulations, firm’s policies, new products, transactions and procedures.Develop and provide education and training programs on compliance and operational risk topics.Perform compliance and operational risk reviews and assessments.Monitoring, testing and working with Testing and Surveillance team.Identifies, aggregates, reports, escalates, inspects and challenges remediation plans, and performs thematic analysis on business-owned issues and control enhancements.Ensures C&OR “owned” issues and control enhancements are identified and addressed appropriately and timely.Contributes to development of risk coverage plans, executes execution of monitoring, testing and risk assessments, communicates results to stakeholders.Reviews and challenges to business processes, new products, risk identification, control inventory and Risk & Control Self-Assessments.Reviews and challenges internal and external operational loss events, including development of remediation plans to strengthen controls, and approves where appropriate.Ensures metrics are designed to measure key risks and control performance, monitors and reports on metric performance and breach remediation.

#J-18808-Ljbffr

  • Compliance Director

    vor 3 Wochen

    Haymarket, Österreich JS Careers Vollzeit

    Compliance Director - Global Licensing and RegistrationsGovernment - State (Government & Defence)JS Careers is currently sourcing an experienced compliance professional for a global financial services provider in Sydney. This role will take specific carriage of all licensing and registrations for the firms' global operations.Candidates are sought from...

  • Compliance Director

    vor 3 Wochen

    Haymarket, Österreich JS Careers Vollzeit

    Compliance & Risk (Banking & Financial Services)Full timeAdd expected salary to your profile for insightsJS Careers has been mandated to source an experienced compliance professional for a leading global technology led financial services firm. This organisation is looking for an ambitious and highly motivated compliance professional to provide overall global...

  • Director ELICOS

    vor 4 Wochen

    Haymarket, Österreich Australian International College Vollzeit

    Management - Vocational (Education & Training)Full timeAdd expected salary to your profile for insightsOur college is a leading provider of English Language Intensive Courses for Overseas Students (ELICOS). We are committed to delivering high-quality English language education to international students and fostering a supportive, inclusive learning...

  • Director ELICOS

    vor 3 Wochen

    Haymarket, Österreich Australian International College Vollzeit

    Management - Vocational (Education & Training)Full timeAdd expected salary to your profile for insightsOur college is a leading provider of English Language Intensive Courses for Overseas Students (ELICOS). We are committed to delivering high-quality English language education to international students and fostering a supportive, inclusive learning...

  • Account Director

    vor 13 Stunden

    Haymarket, Österreich RedHolt Vollzeit

    Job Title: Account Director - APAC RegionLocation: Sydney, AustraliaJob Summary:The Account Director is responsible for achieving revenue growth and customer NPS goals across a portfolio of enterprise customers, as well as acquiring new logos in the APAC region. This role offers an exciting opportunity to significantly impact our next phase of growth in the...

  • Tax Director

    vor 13 Stunden

    Haymarket, Österreich https:www.bebee.comjoin Vollzeit

    Full Time_- _Sydney_- _April 6, 2023 _Finance_- _- _Job Overview :Our client, an Award Winning Business Advisory firm with over 30 years of successful operation is currently looking for Director-Taxation based in Sydney.The role will be working closely with client's Business Services, Private Clients, Directors and Managers of the firm, to provide a complete...

  • Project Director

    vor 3 Wochen

    Haymarket, Österreich Redpath Partners Pty Vollzeit

    I am looking to speak with experienced client side Project Directors as I am representing a boutique client-side project management consultancy based in Sydney, specializing in the construction of education projects. They are seeking a talented Project Director to join their team. This is an exciting opportunity to work on a range of education projects while...

  • Director of Placement

    vor 3 Wochen

    Haymarket, Österreich Mays Region - Modern Woodmen of America Vollzeit

    At Keypath, we invite you to be part of something transformative. As a global EdTech leader, we collaborate with prestigious universities to create and deliver online education solutions that tackle global social and economic challenges head-on.Join our dynamic, fast-growing international team that thrives on collaboration, innovation, and lifelong learning....

  • Finance Director, Oceania

    vor 4 Wochen

    Haymarket, Österreich Richemont Vollzeit

    Be a part of our Team!We are looking for an experienced Finance Director to lead the Finance function in Oceania. This position plays an instrumental role overseeing Accounting, Internal Control and FP&A functions by managing all aspects of finance operations, compliance, taxes, treasury, key projects and initiatives.If you are a proven Finance leader with a...

  • Finance Director, Oceania

    vor 3 Wochen

    Haymarket, Österreich Richemont Vollzeit

    Be a part of our Team!We are looking for an experienced Finance Director to lead the Finance function in Oceania. This position plays an instrumental role overseeing Accounting, Internal Control and FP&A functions by managing all aspects of finance operations, compliance, taxes, treasury, key projects and initiatives.If you are a proven Finance leader with a...

  • Entertainment Director

    vor 2 Wochen

    Haymarket, Österreich Accor Hotels Vollzeit

    Company DescriptionNestled along the Haliç, Rixos Tersane epitomises unmatched guest experiences and service excellence. Dedicated to redefining Istanbul's lifestyle scene, the hotel is an eclectic fusion, creating an urban hotspot and lifestyle hub with panoramic views of the Haliç. Situated in Istanbul's historic Tersane district along the Golden Horn,...

  • Finance Director, Oceania

    vor 3 Wochen

    Haymarket, Österreich Richemont Vollzeit

    Richemont owns some of the world’s leading luxury goods Maisons, with particular strengths in jewellery, fine watches and premium accessories. Each Maison represents a proud tradition of style, quality and craftsmanship and Richemont seeks to preserve the heritage and identity of each of its Maisons. At the same time, we are committed to innovation and...

  • Head of Legal and Compliance ANZ

    vor 2 Monaten

    Haymarket, Österreich Greenfields Executive Recruitment & Search Vollzeit

    Head of Legal and Compliance ANZ - ASX Top 200Greenfields Executive Recruitment & SearchHead of Legal and Compliance - ANZ required for this ASX 200 listed group with operations extending locally and internationally. This role will report into the Chief Legal & Risk Officer with two direct reports, the Head of Compliance and a Legal Counsel.The role will be...

  • SAINT LAURENT Store Director

    vor 4 Wochen

    Haymarket, Österreich Kering SA Vollzeit

    SAINT LAURENT Store Director page is loadedSAINT LAURENT Store DirectorApplylocationsSydneytime typeFull timeposted onPosted 6 Days Agojob requisition idR132507SummaryABOUT SAINT LAURENTFounded in 1961, Yves Saint Laurent was the first couture house to introduce the concept of luxury prêt-à-porter in a 1966 collection called ‘Rive Gauche’, synonymous...

  • SAINT LAURENT Store Director

    vor 3 Wochen

    Haymarket, Österreich Kering SA Vollzeit

    SAINT LAURENT Store Director page is loadedSAINT LAURENT Store DirectorApplylocationsSydneytime typeFull timeposted onPosted 6 Days Agojob requisition idR132507SummaryABOUT SAINT LAURENTFounded in 1961, Yves Saint Laurent was the first couture house to introduce the concept of luxury prêt-à-porter in a 1966 collection called ‘Rive Gauche’, synonymous...

  • Head of Legal, Risk and Compliance

    vor 2 Wochen

    Haymarket, Österreich Greenfields Executive Recruitment & Search Vollzeit

    Head of Legal, Risk and Compliance - Consumer LawGreenfields Executive Recruitment & SearchAdd expected salary to your profile for insightsHead of Legal, Risk and Compliance sought to join a leader in consumer focused products and services. This role will provide advice and support largely to Australia and to the growing APAC region. This newly scoped role...

  • Executive Director, Grants

    vor 2 Monaten

    Haymarket, Österreich SRA International Vollzeit

    The Office of Grants and Awards manages all stages of the process to apply for, receive, and administer external funding at Swarthmore College. Grants and Awards is a central part of Swarthmore’s new ASPIRE Offices: the Affiliated Sponsored Projects, Institutional Relations, and Research Integrity and Engagement Offices. ASPIRE represents a focus on...

  • Executive Director, Grants

    vor 3 Wochen

    Haymarket, Österreich SRA International Vollzeit

    The Office of Grants and Awards manages all stages of the process to apply for, receive, and administer external funding at Swarthmore College. Grants and Awards is a central part of Swarthmore’s new ASPIRE Offices: the Affiliated Sponsored Projects, Institutional Relations, and Research Integrity and Engagement Offices. ASPIRE represents a focus on...

  • Investment Director

    vor 4 Wochen

    Haymarket, Österreich Capitalexecutive Vollzeit

    We are seeking an experienced Investment Director to play a pivotal role in our real estate/commercial property investment team. The Investment Director will be responsible for the origination and the execution of investment and development real estate deals, with a lending capacity of up to $150 million. This role requires a deep understanding of the...

  • Investment Director

    vor 3 Wochen

    Haymarket, Österreich Capitalexecutive Vollzeit

    We are seeking an experienced Investment Director to play a pivotal role in our real estate/commercial property investment team. The Investment Director will be responsible for the origination and the execution of investment and development real estate deals, with a lending capacity of up to $150 million. This role requires a deep understanding of the...