Senior Compliance Manager

vor 2 Wochen

Council of the City of Sydney, Österreich Profusion Group Vollzeit

We are keen to speak with seasoned funds compliance candidates to join our clients second line of defence compliance team. This role is responsible for providing regulatory compliance advisory support across the Australian business, with a focus on the firm's frameworks, policies and procedures and acting as a key POC for the regulator and support on global projects. The successful candidate will bring deep knowledge of the regulatory environment and practical experience supporting unlisted funds. Key Responsibilities Providing expert compliance advice on Australian regulatory requirements (ASIC, APRA, Corporations Act, Privacy Act). Advising on and managing conflicts of interest, including gifts, entertainment, and outside business activities. Supporting and enhancing the compliance framework, policies and procedures. Leading or contributing to compliance projects, including regulatory change and control uplift initiatives. Acting as a subject matter expert on privacy compliance, including data handling and breach response. Monitoring regulatory developments and assessing their impact on the business. Supporting compliance monitoring and assurance activities, including thematic reviews. Preparing reports and insights for senior management and governance forums. Delivering compliance training and awareness sessions across the business. Key Requirements 7+ years of experience in compliance, legal, or risk roles within financial services, with a strong preference for experience in wholesale unlisted funds environment. Strong knowledge of the Australian regulatory environment, including the Corporations Act, ASIC and APRA guidance. Demonstrated experience in providing compliance advisory support and managing regulatory obligations. Experience in managing conflicts of interest and privacy frameworks is highly desirable. Strong stakeholder engagement and communication skills, with the ability to influence and challenge constructively. Proven ability to manage multiple priorities and deliver outcomes in a fast-paced environment. Relevant tertiary qualifications in law, commerce, or a related field. Legal qualifications are advantageous but not essential. To be considered, click the apply button below. Alternatively, for a private conversation to discuss this role further before applying, please reach out on the following; #J-18808-Ljbffr

  • AFSL Compliance Specialist

    Vor 5 Tagen

    Council of the City of Sydney, Österreich AFSL Compliance Vollzeit

    4 days ago Be among the first 25 applicants Location : We are looking for the right individual for this role, and therefore, the individual can reside in any of the following locations: Sydney, Melbourne, Adelaide, Perth or Brisbane. About the Role AFSL Compliance is a key business unit within the Count Group that provides expert consulting services to...

  • Senior Compliance Manager

    Vor 3 Tagen

    Council of the City of Sydney, Österreich Grow Inc Vollzeit

    About GROW Inc GROW Inc is an Australian FinTech company solving big problems in the superannuation and managed funds industry by disrupting wealth management with our DLTA platform built on distributed ledger technology. Job Description As Senior Compliance Manager you will develop, implement, and maintain a comprehensive compliance framework, provide...

  • Project & Customer Success Manager-APAC Region

    vor 3 Wochen

    Council of the City of Sydney, Österreich Dot Compliance Vollzeit

    Project & Customer Success Manager-APAC Region 1 day ago Be among the first 25 applicants Dot Compliance is an AI Empowered, innovative cloud-based software company providing electronic Quality Management System (eQMS) solutions to life sciences companies. Our solutions, built on the Salesforce platform, enable organizations to replace traditional...

  • Compliance Senior Manager

    vor 15 Stunden

    Council of the City of Sydney, Österreich Wise Vollzeit

    Were looking for a Senior Compliance Manager focusing on Financial Crime compliance and oversight for Australia and New Zealand. Based in Sydney you will work with a growing team of multidisciplinary specialists (Product Banking Operations based in our offices in APAC Estonia and HQ in London) to help deliver world class products and services in Australia...

  • Senior FinCrime Compliance Manager – ANZ

    vor 1 Woche

    Council of the City of Sydney, Österreich Wise Vollzeit

    A leading financial technology company in Sydney is seeking a Senior Compliance Manager responsible for overseeing financial crime compliance in Australia and New Zealand. The candidate will manage regulatory obligations, lead cross-functional teams, and liaison with regulators, ensuring compliance with local laws. Ideal for professionals with at least 8...

  • Compliance Manager

    vor 3 Wochen

    Council of the City of Sydney, Österreich Discover International Vollzeit

    Associate Director - Quality & Technical Operations Europe About the Company: Our client is a leading pharmaceutical manufacturer dedicated to delivering high‑quality medicines that improve patient lives. With a strong focus on operational excellence, regulatory compliance, and continuous improvement, they are expanding their Quality organization and...

  • Senior Casework Manager – Family-Based Care

    vor 13 Stunden

    Council of the City of Sydney, Österreich Manager, Casework Vollzeit

    A community support organization is seeking a Manager of Casework to deliver trauma-informed services for children and families. This role involves engaging with various stakeholders, conducting assessments, and leading best practices in case management. Candidates should possess relevant qualifications in social work or a similar field, with experience in...

  • Senior Manager, Entity Governance

    Vor 7 Tagen

    Council of the City of Sydney, Österreich Computershare Vollzeit

    Location : Melbourne, Sydney or Brisbane (Hybrid) In this position, you’ll be based in Melbourne, Yarra Falls, Sydney or Brisbane office for a minimum of three days a week, with the flexibility to work from home for some of your working week. Find out more about our flexible work culture at We are expanding our Entity Governance & Compliance team to meet...

  • Senior 1LOD Risk

    vor 15 Stunden

    Council of the City of Sydney, Österreich Asx Vollzeit

    A leading financial marketplace in Australia is looking for a 1LOD Risk and Compliance Manager to support risk management across its operations. The successful candidate will work closely with senior partners, lead compliance assessments, and build strong relationships across teams. This role requires experience in risk and compliance within the financial...

  • Senior Manager – Regulatory Compliance Projects

    vor 3 Wochen

    Council of the City of Sydney, Österreich Bupaoptical Vollzeit

    Overview Be at the heart of our mission to become the world's most customer-centric Healthcare company! The opportunity We are seeking experienced and motivated Senior Compliance professionals to join our growing APAC Regulatory Compliance & Conduct Risk team. Ideal candidates will bring hands on technical expertise, enthusiasm for an evolving environment,...