APAC Regulatory Oversight Lead
Vor 3 Tagen
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Role Summary
This is an exciting opportunity within the newly established Global Regulatory Change, Framework & Oversight (GRCFO) team, part of the enterprise Global Regulatory Affairs Office. The GRCFO oversees the enterprise management and delivery of regulatory change, providing governance and oversight of the frameworks that enable understanding of regulatory obligations, mitigation of regulatory risks, and compliance with applicable regulations. The GRCFO design supports this mandate across three key pillars:
Risk & Regulatory Frameworks ii) Regulatory Change Portfolio iii) Assurance Hub
The Regional Regulatory Oversight Lead is aligned to all three pillars to ensure connectivity in reporting, and communication within region. To this end, this role will sit on relevant regional governance forums to represent GRCFO and enterprise activities within the GRCFO mandate and strategy. The role reports to the Head of Global Regulatory Change, Framework & Oversight.
What you will do:
- Liaison with stakeholder groups across all lines of defense through regulatory considerations and developments, and ownership of relationships with Compliance, Risk and Legal during the regulatory change process and implementation of enterprise regulations
- Oversight of the regulatory portfolio with a focus on operational readiness and traceability to minimize regulatory risk and enable effective handover to impacted functional owners
- Representation of the RCF and GRCFO at relevant internal regulatory forums and leading specific enterprise and/or legal entity-specific forums to discuss and review impacts of regulations on those areas
- Production of relevant metrics and reporting on the effectiveness of the regulatory environment, i.e. related to regulatory change and regulatory oversight activities
- Lead training and communications with partners to promote a robust risk and regulatory culture and reinforce risk and regulatory principles
- Identification and/or creation of enterprise-level standards as a result of policy change or regulatory requirement
- Demonstrated ability to develop high-performing teams and contributes to the development of wider GRCFO strategy
- Clear communication to stakeholders at all levels and exhibits a clear understanding of regulatory risk management
- Knowledge of the financial services industry, especially asset servicing, wealth management and banking, and the regulatory environment in which they operate
- Knowledge of regulatory themes, both existing and emerging within industry
- Experience in the financial services industry with an understanding of regulatory obligations, compliance and risk management within asset servicing, wealth management and banking, and the regulatory environment in which they operate
- Knowledge of and experience in agile ways of working is an asset
- Great skills across communication, facilitation, interpersonal, conflict resolution, team building, coaching members on practices, framework, ability to teach/train etc.
- Ability to establish trust-based relationships with stakeholders across enterprise, lead them towards common objectives and managing upwards and downwards (e.g., experience acting as a constructive conduit between business and non-business teams)
- Flexibility and adaptability to change
- Openness to self-learning, improvement and innovation
- Extensive experience in Financial Services , with a solid understanding of regulatory obligations and regulatory risk management
- Solid understanding of products and services underpinning asset servicing, especially global markets, securities, global custody, capital markets and fund services
- Deep understanding of resiliency, risk and control across markets and regions
- Demonstrated experience understanding of regulatory change process in Financial Services organizations and the impact of regulation on operational matters
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today. #MadeForGreater
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com .
We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
As a global leader in innovative wealth management, asset servicing and investment solutions, Northern Trust (Nasdaq: NTRS) is proud to guide the worl...
Boost your career Find thousands of job opportunities by signing up to eFinancialCareers today.
Recruitment Intelligence Consultants Limited
#J-18808-Ljbffr-
Regulatory Quality Assurance Lead
Vor 3 Tagen
Melbourne, Österreich CSL VollzeitRegulatory Quality Assurance Lead - RemoteWe are looking for a Regulatory Quality Assurance (RQA) Lead to join the global Quality team on an ongoing basis. Based anywhere in the Asia Pacific region and working globally, you will provide oversight for the development and maintenance of sustainable and scalable, globally aligned quality processes across Global...
-
Specialist, Audit Services
vor 1 Monat
Melbourne, Österreich eFinancialCareers Ltd. VollzeitSpecialist, Audit Services - APAC (AML and Financial Crime) About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals,...
-
Head of HR APAC
vor 4 Wochen
Melbourne, Österreich MENA Recruit Pty Ltd VollzeitWe are currently looking for a Senior HR Manager who has managed a region, ideally APAC for an international law firm.The object of the role is to:Progress the strategic HR agenda for the Asia Pacific region.Lead and direct the APAC HR team on all HR operational issues including seasonal firm-wide processes.Be a credible and trusted advisor and provide...
-
Specialist, Audit Services
vor 4 Wochen
Melbourne, Österreich Northern Trust VollzeitAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Vice President Sales – APAC
vor 1 Monat
Melbourne, Österreich Kapsch Trafficcom Transportation SA. VollzeitVice President Sales – APAC MelbourneFull time Kapsch TrafficCom is a market leading, global provider of Intelligent Transportation Systems (ITS) in the segments of toll collection, traffic management, safety and security, smart urban mobility and connected vehicles. Kapsch TrafficCom's end-to-end solutions cover our customers' entire value creation...
-
Regulatory Compliance Lead
vor 3 Wochen
Melbourne, Österreich SEC VollzeitOther (Mining, Resources & Energy)Government - State (Government & Defence)Do work that makes a differenceMore action is needed to reduce emissions and manage climate change. At the SEC, we are building an enterprising and dynamic team to accelerate Victoria’s transition to renewables and help achieve Victoria’s renewable energy target of 95% by 2035.We...
-
Senior It Audit Manager, Apac
vor 1 Woche
Melbourne, Österreich It Miami Llc VollzeitNorthern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service,...
-
Regulatory Compliance Lead
vor 3 Wochen
Melbourne, Österreich SEC VollzeitOther (Mining, Resources & Energy)Government - State (Government & Defence) Do work that makes a difference More action is needed to reduce emissions and manage climate change. At the SEC, we are building an enterprising and dynamic team to accelerate Victoria’s transition to renewables and help achieve Victoria’s renewable energy target of 95% by...
-
APAC Legal Counsel
vor 1 Monat
Melbourne, Österreich GBG Plc VollzeitAbout GBGGBG is the leading expert in global digital identity. We combine our powerful technology, the most accurate data coverage and our talented team to deliver award-winning location intelligence, identity verification and fraud prevention solutions. With over 30 years’ experience, we bring together a team of over 1,250 dedicated experts with local...
-
Regional Head of Legal, APAC
vor 4 Wochen
Melbourne, Österreich eFinancialCareers Ltd. VollzeitThe Pepperstone story started in 2010. We know what it's like to trade the world's markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we're digital, nimble, connected, and united in our vision to create a better way to trade.We thrive on progress - for...
-
Regional Head of Legal, APAC
vor 1 Monat
Melbourne, Österreich Pepperstone EU Limited VollzeitThe Pepperstone story started in 2010. We know what it’s like to trade the world’s markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we’re digital, nimble, connected, and united in our vision to create a better way to trade.We thrive on progress...
-
Bid Manager, APAC
vor 1 Monat
Melbourne, Österreich Symphony Industrial AI, Inc. VollzeitIntroductionAPAC Bid Manager – Financial ServicesSymphonyAI is building the leading enterprise AI SaaS company for digital transformation across the most critical and resilient growth industries, including retail, consumer packaged goods, financial crime prevention, manufacturing, media, and IT service management. Since its founding in 2017, SymphonyAI...
-
Practice Lead Consultant
vor 1 Woche
Melbourne, Österreich Lead Discovery GmbH VollzeitMicrosoft D365 Customer Engagement ConsultantMelbourne locationWe are FujitsuWe use technology to make happier lives. We are a global leader in technology and business solutions that transform organizations and the world around us. We have a long heritage of bringing innovation and expertise, continuously working to contribute to the growth of society and...
-
Head of Credit Risk Oversight
vor 4 Wochen
Melbourne, Österreich Defence Bank Limited VollzeitClick on the opportunity title to create a career portal account and apply. We recommend you have your resume and cover letter ready so you can upload it when requested. Thank you for taking the time to consider joining Defence Bank. We wish you every success with your application. Job Category: Compliance, governance, legal, and risk About us. ...
-
Senior Learning Experience Designer, APAC
vor 1 Monat
Melbourne, Österreich AKQA Media VollzeitAt AKQA, we believe in the imaginative application of art and science to create beautiful ideas, products, and services. With an entrepreneurial and collaborative approach, we design adaptive digital services and applications that capture the imagination, delivering impressive returns for our clients.With exposure to cutting-edge work in an engaging and...
-
Senior Manager, Regulatory Affairs
vor 1 Woche
Melbourne, Österreich Aesop Retail PTY LTD VollzeitSenior Manager, Regulatory Affairs - 12-month opportunity page is loadedSenior Manager, Regulatory Affairs - 12-month opportunityApplylocationsMelbourne Head Officetime typeFull timeposted onPosted 22 Days Agojob requisition idR1021152For over 37 years, Aesop has carefully cultivated an inspiring and inclusive environment in which our employees are supported...
-
Head of Credit Risk Oversight
vor 3 Wochen
Melbourne, Österreich Defence Bank Limited VollzeitClick on the opportunity title to create a career portal account and apply. We recommend you have your resume and cover letter ready so you can upload it when requested. Thank you for taking the time to consider joining Defence Bank. We wish you every success with your application. Job Category: Compliance, governance, legal, and risk About us. ...
-
Director Regulatory Services
Vor 4 Tagen
Melbourne, Österreich Victorian Government VollzeitStatewide role Prevent harm to communities and the environment Lead change in a values and purpose driven organisation About the organisation EPA is Victoria’s independent environmental regulator and is responsible for preventing the harmful effects of pollution and waste on Victorian communities and the environment. They draw on world...
-
Director Regulatory Services
Vor 6 Tagen
Melbourne, Österreich State Government of Victoria, Australia VollzeitOccupation: Other Reference: 826 Statewide rolePrevent harm to communities and the environment Lead change in a values and purpose driven organisationAbout the organisationEPA is Victoria’s independent environmental regulator and is responsible for preventing the harmful effects of pollution and waste on Victorian communities and the environment....
-
Director Regulatory Services
Vor 6 Tagen
Melbourne, Österreich State Government of Victoria, Australia VollzeitOccupation:OtherReference:826Statewide rolePrevent harm to communities and the environmentLead change in a values and purpose driven organisationAbout the organisationEPA is Victoria’s independent environmental regulator and is responsible for preventing the harmful effects of pollution and waste on Victorian communities and the environment. They draw on...
