Compliance Officer

Vor 2 Tagen

Council of the City of Sydney, Österreich Block Earner Vollzeit

Compliance Officer (Risk, Regulatory & Financial Crime) Block Earner is a forward-thinking Australian crypto startup bridging the gap between traditional finance and decentralised finance. We empower everyday Australians by giving them access to crypto‑backed credit products. As we scale our exchange and lending operations, we are looking for a high‑potential Compliance Officer to own our regulatory roadmap and safeguard our operations. Key Responsibilities Licensing Roadmap: Lead the end‑to‑end application process for securing Block Earner’s own Australian Financial Services Licence (AFSL) and Australian Credit Licence (ACL). Regulatory Liaison: Act as the primary internal point of contact for ASIC and external legal counsel regarding licensing requirements under the Corporations Act and NCCP Act. Obligation Management: Once licensed, design and implement the monitoring frameworks to ensure ongoing compliance with licence conditions and ASIC Regulatory Guides (e.g., RG 271, RG 78). Program Management: Maintain and update our Joint AML/CTF Program (Part A & Part B) to ensure it remains compliant with the AML/CTF Act 2006 and AUSTRAC Rules. Operational Execution: Manage the day‑to‑day AML functions, including reviewing transaction monitoring alerts (fiat & crypto), conducting Enhanced Due Diligence (ECDD) on high‑risk customers, and managing PEP screening. Reporting: Prepare and lodge regulatory reports, including Suspicious Matter Reports (SMRs), International Funds Transfer Instruction (IFTI) reports, and the Annual Compliance Report. Product Compliance: Review new products prior to launch to ensure compliance with Design & Distribution Obligations (DDO) and disclosure requirements. Training & Culture: Deliver AML/CTF risk awareness training to staff and foster a culture of compliance across all teams. About You You are ambitious, academically rigorous, and ready to "get your hands dirty." You don’t just flag problems; you build the solutions to fix them. Essential Qualifications Experience: 3–5 years of experience in Risk, Compliance, or Financial Crime, preferably within a fintech, crypto exchange, or 'Big 4' risk advisory practice. Academic Background: A double degree in Law and Commerce/Business is highly preferred to navigate the intersection of complex legislation and commercial reality. Regulatory Knowledge: Deep understanding of the AML/CTF Act 2006. Exposure to Chapter 7 of the Corporations Act (AFSL) and NCCP Act (Credit) is essential. Experience assisting with regulatory licence applications (AFSL/ACL) and more generally working with regulators. Familiarity with crypto‑specific compliance tools (e.g., Merkle Science, Onfido, Chainalysis). Understanding of blockchain mechanics (wallet structures, DeFi protocols, stablecoins). Ability and willingness to get your hands dirty (e.g., crunch data to identify transaction monitoring issues). Why Join Us? Ownership: You won’t be a cog in a machine. You will build the regulatory foundations of a future market leader. Impact: Your work directly enables product innovation and international expansion. Growth: Work side‑by‑side with founders and directors in a fast‑paced, high‑integrity environment. #J-18808-Ljbffr

  • AFSL Compliance Specialist

    vor 2 Wochen

    Council of the City of Sydney, Österreich AFSL Compliance Vollzeit

    4 days ago Be among the first 25 applicants Location : We are looking for the right individual for this role, and therefore, the individual can reside in any of the following locations: Sydney, Melbourne, Adelaide, Perth or Brisbane. About the Role AFSL Compliance is a key business unit within the Count Group that provides expert consulting services to...

  • Graduate HSE Officer — Safety

    vor 2 Wochen

    Council of the City of Sydney, Österreich QTAC Guidance Officer Advisory Group Vollzeit

    A leading manufacturing company in Camellia is seeking a Graduate HSE Officer to promote safety and compliance. The role involves driving incident prevention, conducting risk assessments, and supporting Return to Work programs. The ideal candidate is a recent graduate with an interest in safety and owns a vehicle. Competitive salary and benefits, including...

  • Compliance Officer

    vor 1 Woche

    Council of the City of Sydney, Österreich Newbrokings Vollzeit

    Role Description This is a full-time on-site role for a Compliance Officer based in Sydney, NSW. The Compliance Officer will be responsible for managing and ensuring the risk-framework and completion of settlement processes, liaising with clients, stakeholders and auditers. The role also involves educating new employees on regulations, compliance and...

  • Compliance Officer

    vor 4 Wochen

    Council of the City of Sydney, Österreich White Now Consulting Vollzeit

    Play a Key Role in Governance Excellence Join one of Western Sydney’s most respected and community-focused clubs. Wentworthville Leagues (Wenty Leagues) is seeking a dedicated and detail-driven Compliance Officer to ensure the Club continues to uphold the highest standards of governance, risk management, and regulatory compliance. Why You’ll Love Working...

  • Compliance Officer

    vor 1 Woche

    Council of the City of Sydney, Österreich Aspire Digital Group Vollzeit

    About the role Aspire Digital Group is hiring a Part time Compliance Officer role in Albany, WA. Requirements for this role Flexible hours available More than 4 years of relevant work experience required Expected salary: $135,000 per year Aspire Digital Group is seeking an experienced and dedicated Compliance Manager who will also serve as a Responsible...

  • Compliance Officer

    vor 4 Wochen

    Council of the City of Sydney, Österreich The Star Entertainment Group Vollzeit

    Apply now Job no: Work type: Permanent Full TimeLocation: SydneyCategories: Corporate/Property SupportCompliance Officer – Compliance The Star Entertainment Group (TSEG) is a publicly listed company on the ASX. Our purpose is to create fun at trusted destinations and our aim is to deliver sustainable outcomes for our guests, our Team Members, the...

  • Compliance Officer

    vor 4 Wochen

    Council of the City of Sydney, Österreich Oceanic Consulting Group Vollzeit

    Compliance Officer - Fintech - Stockbroking Our client is a NASDAQ-listed company headquartered in the US with a global presence. Since launching in Australia, they have been growing rapidly and are on a mission to revolutionise financial services through cutting-edge technology and innovative products. This is a rare opportunity to join a dynamic,...

  • Compliance Officer

    Vor 4 Tagen

    Council of the City of Sydney, Österreich Peninsula Australia Vollzeit

    About Peninsula Peninsula is a global leader in HR, Workplace Relations, and Health & Safety advisory services, supporting over 35,500 businesses across ANZ and more than 145,000 clients worldwide. With a team of over 4,000 employees and a proud history of 42 years, we provide trusted advice to small and medium businesses—Australia’s backbone economy....

  • Compliance Officer

    vor 3 Wochen

    Council of the City of Sydney, Österreich Howden Group Holdings Vollzeit

    Energetic, fun, and collaborative team atmosphere Join a hardworking and ambitious team Let’s work together to achieve shared success About DUAL Driven by a vision to be the world’s best underwriting business, DUAL has always taken a different approach to our industry peers. Since our business was founded in 2004, we have had a strong entrepreneurial...

  • Compliance Officer

    Vor 4 Tagen

    Council of the City of Sydney, Österreich Employsure Vollzeit

    At Peninsula, we foster a culture of excellence, collaboration, and growth. We are proud to be the trusted advisor to small and medium businesses—the backbone of Australia’s economy. For over 42 years, we’ve been a Global leader in HR, Workplace Relations, and Health & Safety advisory services. We support over 35,500 businesses across ANZ, and with...